DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Nationwide Investment Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christina A. Stephenson | Nationwide Investment Advisors, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2023 | Jul 21, 2023 (31 d) |
| Shakeil Lashone Becker | Nationwide Investment Advisors, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2023 | Jul 3, 2023 |
| Chelsea Walters | Nationwide Investment Advisors, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 1, 2023 | Jul 20, 2023 (49 d) |
| Brian M Quinlin | Nationwide Investment Advisors, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Aug 1, 2023 (62 d) |
| Keith Beasley | Nationwide Investment Advisors, LLC BD affiliated | Proshare Advisors LLC asset manager | Other | May 26, 2023 | Jan 10, 2024 (229 d) |
| James P Schwendeman | Nationwide Investment Advisors, LLC BD affiliated | Ritholtz Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | May 19, 2023 | May 9, 2023 |
| Taneisha L. Gore | Nationwide Investment Advisors, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 4, 2023 | Jun 11, 2023 (38 d) |
| Anna Ruth Fransen | Nationwide Investment Advisors, LLC BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2023 | Mar 30, 2023 |
| Kwabena Jamila Leek | Nationwide Investment Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2023 | Mar 10, 2023 |
| Jacob Patrick Mcmillen | Nationwide Investment Advisors, LLC BD affiliated | Beacon Capital Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2023 | Feb 22, 2023 |
| John Robert Haldeman | Nationwide Investment Advisors, LLC BD affiliated | Hartford Funds asset manager | Other | Jan 17, 2023 | May 13, 2026 (1212 d) |
| Ronald Edward Savageau | Nationwide Investment Advisors, LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2022 | Dec 22, 2022 |
| Jennifer Fahey | Nationwide Investment Advisors, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2022 | Jan 18, 2023 (40 d) |
| James Jeffrey Lugo | Nationwide Investment Advisors, LLC BD affiliated | Ima Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 7, 2022 | Jan 31, 2023 (55 d) |
| Dwayne Douglas Johnson | Nationwide Investment Advisors, LLC BD affiliated | Nationwide Securities, LLC no RAUM | Other | Dec 1, 2022 | Dec 1, 2022 |
| Matthew Robert Diramio | Nationwide Investment Advisors, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Nov 21, 2022 | Feb 2, 2023 (73 d) |
| William Keith Orr | Nationwide Investment Advisors, LLC BD affiliated | Arvest Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2022 | Nov 16, 2022 |
| Greg Scharlott | Nationwide Investment Advisors, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 25, 2022 | Nov 10, 2022 |
| Jody Lynn Maccormack | Nationwide Investment Advisors, LLC BD affiliated | Nationwide Securities, LLC no RAUM | Other | Oct 25, 2022 | Oct 26, 2022 |
| Christopher Michael Minkin | Nationwide Investment Advisors, LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2022 | Aug 22, 2022 |
| Stephen Matthew Duganieri | Nationwide Investment Advisors, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2022 | Sep 7, 2022 |
| Besim Durmishi | Nationwide Investment Advisors, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2022 | Sep 12, 2022 (77 d) |
| Zachary Philip Nowicki | Nationwide Investment Advisors, LLC BD affiliated | Ascensus Investment Advisors, LLC institutional | Other | Jun 20, 2022 | Aug 2, 2022 (43 d) |
| Jonathan Duncan | Nationwide Investment Advisors, LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2022 | Jul 1, 2022 |
| Glen Dryden | Nationwide Investment Advisors, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2022 | Jun 30, 2022 |
| Paul Jeffrey Bertrand | Nationwide Investment Advisors, LLC BD affiliated | Brookstone Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 15, 2022 | Jun 24, 2022 |
| Kevin Patrick Lynch | Nationwide Investment Advisors, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2022 | Jun 29, 2022 |
| Sarita Christine Null | Nationwide Investment Advisors, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2022 | Jun 23, 2022 |
| Emanuel Mahand | Nationwide Investment Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2022 | Aug 25, 2022 (84 d) |
| Roy Christopher Bentzen | Nationwide Investment Advisors, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2022 | Jul 5, 2022 (33 d) |
| Jordan Chambers Drinkhouse | Nationwide Investment Advisors, LLC BD affiliated | Enow Financial unclassified | Other | Jun 2, 2022 | Aug 14, 2023 (438 d) |
| Roberto Antonio Rodriguez | Nationwide Investment Advisors, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2022 | Oct 20, 2022 (149 d) |
| Amy Lynn Ungles | Nationwide Investment Advisors, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2022 | May 26, 2022 |
| Michael James Syrowski | Nationwide Investment Advisors, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2022 | Jun 13, 2022 (33 d) |
| Sally Joan Bowen | Nationwide Investment Advisors, LLC BD affiliated | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2022 | Apr 23, 2024 (720 d) |
| Jennifer Foglia | Nationwide Investment Advisors, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2022 | May 5, 2022 |
| Trevis Antonio Bonnett | Nationwide Investment Advisors, LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 19, 2022 | Apr 21, 2022 |
| Joseph Nicholas Aniano | Nationwide Investment Advisors, LLC BD affiliated | Nationwide Securities, LLC no RAUM | Other | Apr 6, 2022 | Apr 6, 2022 |
| Jason Ryan Salmon | Nationwide Investment Advisors, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 16, 2022 | Mar 17, 2022 |
| Armani Cortez | Nationwide Investment Advisors, LLC BD affiliated | Empower Advisory Group, LLC other | Other | Mar 8, 2022 | Mar 17, 2022 |
| Gregory Louis Mccrea | Nationwide Investment Advisors, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2022 | May 26, 2022 (85 d) |
| Caleb Wayne Lennon | Nationwide Investment Advisors, LLC BD affiliated | Tandem Investment Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 17, 2022 | Mar 7, 2022 |
| Jamie Andersen | Nationwide Investment Advisors, LLC BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2022 | Feb 15, 2022 |
| Maria Victoria Arabskyj | Nationwide Investment Advisors, LLC BD affiliated | Bolton Investment other | Other | Feb 1, 2022 | Feb 25, 2022 |
| Ryan W Henderson | Nationwide Investment Advisors, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 26, 2022 | Apr 6, 2022 (70 d) |
| Kevin Bruce Wall | Nationwide Investment Advisors, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 11, 2022 | Jan 12, 2022 |
| Timothy Deems | Nationwide Investment Advisors, LLC BD affiliated | Empower Advisory Group, LLC other | Other | Jan 5, 2022 | Jan 24, 2022 |
| Christopher Faulkner Jones | Nationwide Investment Advisors, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2021 | Mar 17, 2022 (90 d) |
| Bryant Mayes | Nationwide Investment Advisors, LLC BD affiliated | Empower Advisory Group, LLC other | Other | Dec 17, 2021 | Dec 22, 2021 |
| Aaron Black | Nationwide Investment Advisors, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 9, 2021 | Feb 16, 2022 (69 d) |
| Lisa Maria Lamb | Nationwide Investment Advisors, LLC BD affiliated | Rehmann Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 8, 2021 | Jul 24, 2024 (959 d) |
| Chad C Basel | Nationwide Investment Advisors, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2021 | Dec 10, 2021 |
| Estela Rodriguez Rangel | Nationwide Investment Advisors, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2021 | Nov 29, 2022 (375 d) |
| Christina Marie Thornton | Nationwide Investment Advisors, LLC BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2021 | Jan 19, 2022 (64 d) |
| Jon Robert Higham | Nationwide Investment Advisors, LLC BD affiliated | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Nov 4, 2021 | Nov 15, 2021 |
| Brooks M Morgan | Nationwide Investment Advisors, LLC BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2021 | Oct 26, 2021 |
| Dennison George Davis | Nationwide Investment Advisors, LLC BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 29, 2021 | Nov 12, 2021 |
| Keia K Holt | Nationwide Investment Advisors, LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 22, 2021 | Oct 7, 2021 |
| Algie R Horton | Nationwide Investment Advisors, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2021 | May 23, 2022 (216 d) |
| Caroline A Macomber | Nationwide Investment Advisors, LLC BD affiliated | Captrust institutional | Other | Oct 12, 2021 | Feb 1, 2022 (112 d) |
295 moves match.