DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Resource Horizons Investment Advisory, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Robert James Maranghi	Resource Horizons Investment Advisory, Inc. other	Dempsey Lord Smith, LLC other	Other	Dec 31, 2014	Feb 4, 2015 (35 d)
Joseph Terrell Mann	Resource Horizons Investment Advisory, Inc. other	Concorde Asset Management, LLC other	Other	Dec 31, 2014	Jan 2, 2015
Rajesh C Jyotishi	Resource Horizons Investment Advisory, Inc. other	Dempsey Lord Smith, LLC other	Other	Dec 31, 2014	Jan 7, 2015
Ronald Allen Schley	Resource Horizons Investment Advisory, Inc. other	Independent Financial Group, LLC other	Other	Dec 31, 2014	Feb 9, 2015 (40 d)
Timothy Michael Eckel	Resource Horizons Investment Advisory, Inc. other	Center Street Advisors, Inc. no RAUM	Other	Dec 31, 2014	Jan 13, 2015
Darrin Stuart Cohen	Resource Horizons Investment Advisory, Inc. other	Wealth Enhancement & Preservation independent RIA	Other	Dec 31, 2014	Dec 12, 2014
Randhir Sahni	Resource Horizons Investment Advisory, Inc. other	Sahni, Inc. state registered	Other	Dec 31, 2014	Dec 10, 2014
Jeffrey Douglas Thomas	Resource Horizons Investment Advisory, Inc. other	Triad Advisors, LLC other	Other	Dec 31, 2014	Nov 7, 2014
Gwen B Garrison	Resource Horizons Investment Advisory, Inc. other	Investacorp Advisory Services Inc other	Other	Dec 31, 2014	Dec 4, 2014
Gabriel Lynn Gehret	Resource Horizons Investment Advisory, Inc. other	Wealth Enhancement & Preservation independent RIA	Other	Dec 31, 2014	Jan 8, 2015
Laura Anne Tedball	Resource Horizons Investment Advisory, Inc. other	Advisory Services Network other	Other	Dec 31, 2014	Feb 17, 2015 (48 d)
James Parnick Jennings	Resource Horizons Investment Advisory, Inc. other	Silver Oak Securities, Inc. other	Other	Dec 31, 2014	Dec 3, 2014
Clark Harris Weeks	Resource Horizons Investment Advisory, Inc. other	Dempsey Lord Smith, LLC other	Other	Dec 31, 2014	Nov 3, 2014
Armand Patrick Glassman	Resource Horizons Investment Advisory, Inc. other	Wealth Enhancement & Preservation independent RIA	Other	Dec 31, 2014	Dec 19, 2014
Ryan Griffin Ledden	Resource Horizons Investment Advisory, Inc. other	Silver Oak Securities, Inc. other	Other	Dec 31, 2014	Dec 4, 2014
Gregory Wade Guemmer	Resource Horizons Investment Advisory, Inc. other	Money Concepts Advisory Service other	Other	Nov 6, 2014	Oct 21, 2014
William Stuart Finnie	Resource Horizons Investment Advisory, Inc. other	Dempsey Lord Smith, LLC other	Other	Nov 6, 2014	Oct 30, 2014
Kevin Stuart Hallam	Resource Horizons Investment Advisory, Inc. other	Triad Advisors, LLC other	Other	Nov 6, 2014	Nov 7, 2014
George Hoyt Abboud	Resource Horizons Investment Advisory, Inc. other	World Equity Group, Inc. other	Other	Nov 6, 2014	Oct 7, 2014
Carlos Alfredo Cortez	Resource Horizons Investment Advisory, Inc. other	Brookstone Wealth Advisors, LLC other	Other	Oct 30, 2014	Nov 17, 2014
Joseph Cain Leonard	Resource Horizons Investment Advisory, Inc. other	Brookstone Wealth Advisors, LLC other	Other	Oct 14, 2014	Oct 21, 2014
Henry Wilder Bailey	Resource Horizons Investment Advisory, Inc. other	Bailey Financial Services state registered	Other	Oct 14, 2014	Oct 9, 2014
Jay B Howard	Resource Horizons Investment Advisory, Inc. other	Fifth Third Securities, Inc. other	Other	Aug 28, 2014	Sep 25, 2017 (1124 d)
Clinton Wayne Copeland	Resource Horizons Investment Advisory, Inc. other	Cape Investment Advisory, Inc. other	Other	Dec 31, 2013	Jan 23, 2014
Wilburn Joel Hudson	Resource Horizons Investment Advisory, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Nov 12, 2013	Nov 12, 2013
Christopher J Maurer	Resource Horizons Investment Advisory, Inc. other	Sagepoint Financial, Inc. other	Other	Oct 10, 2013	Sep 18, 2013
Patrick Willis Ward	Resource Horizons Investment Advisory, Inc. other	Money Concepts Advisory Service other	Other	Aug 29, 2013	Aug 30, 2013
Mark Kevin Stivers	Resource Horizons Investment Advisory, Inc. other	Money Concepts Advisory Service other	Other	Aug 27, 2013	Aug 30, 2013
Anthony Lee Tinsley	Resource Horizons Investment Advisory, Inc. other	Money Concepts Advisory Service other	Other	Aug 22, 2013	Aug 22, 2013
Francis Michael Lann	Resource Horizons Investment Advisory, Inc. other	Money Concepts Advisory Service other	Other	Aug 14, 2013	Aug 15, 2013
Robert Gene Berger	Resource Horizons Investment Advisory, Inc. other	Money Concepts Advisory Service other	Other	Aug 1, 2013	Aug 2, 2013
Richard Robert Dwyer	Resource Horizons Investment Advisory, Inc. other	Argallus Wealth Advisors, Inc. unclassified	Other	Jun 28, 2013	Apr 3, 2013
Kevin Charles Mahony	Resource Horizons Investment Advisory, Inc. other	United Advisors America independent RIA	Other	Dec 31, 2012	Aug 27, 2019 (2430 d)
Donald Thomas Mcneill	Resource Horizons Investment Advisory, Inc. other	Foresters Equity Services, Inc. other	Other	Dec 31, 2012	Jan 4, 2013
William Samuel Allen	Resource Horizons Investment Advisory, Inc. other	Sentara Capital independent RIA	Other	Dec 31, 2012	May 8, 2012
Michael Harrison Brooks	Resource Horizons Investment Advisory, Inc. other	Sentara Capital independent RIA	Other	Dec 31, 2012	May 8, 2012
Joanne Lee Weidner	Resource Horizons Investment Advisory, Inc. other	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Aug 21, 2012	Aug 27, 2012
Mitchell Lee Flatt	Resource Horizons Investment Advisory, Inc. other	Cetera Investment Advisers LLC other	Other	Jul 26, 2012	May 19, 2015 (1027 d)
Van Constantine Pappas	Resource Horizons Investment Advisory, Inc. other	Investacorp Advisory Services Inc other	Other	Jul 11, 2012	Jul 17, 2012
Harvey Eschol Varnadoe	Resource Horizons Investment Advisory, Inc. other	Esi Financial Advisors other	Other	Jun 29, 2012	Jun 25, 2012
Clarence Edmund Blanton	Resource Horizons Investment Advisory, Inc. other	Advisory Services Network other	Other	Apr 24, 2012	Apr 27, 2012
Traci Jeanine Bryson	Resource Horizons Investment Advisory, Inc. other	Northwestern Mutual Investment Services,LLC other	Other	Feb 28, 2011	May 6, 2011 (67 d)
James Laurence Clifford	Resource Horizons Investment Advisory, Inc. other	American Elite Retirement unclassified	Other	Dec 31, 2010	May 4, 2011 (124 d)
Isaac Robert Cockfield	Resource Horizons Investment Advisory, Inc. other	Regal Investment Advisors LLC other	Other	Dec 31, 2010	Feb 7, 2011 (38 d)
Roger Anthony Ruz	Resource Horizons Investment Advisory, Inc. other	Nationwide Securities, LLC no RAUM	Other	Aug 18, 2010	Sep 24, 2010 (37 d)
Shana R Ice	Resource Horizons Investment Advisory, Inc. other	Morgan Stanley wirehouse	Other	Apr 22, 2010	May 25, 2011 (398 d)
Leland Michael Lanway	Resource Horizons Investment Advisory, Inc. other	Your Best Move Inc state registered	Other	Feb 23, 2009	May 12, 2009 (78 d)
Danny Ray Strain	Resource Horizons Investment Advisory, Inc. other	Cape Investment Advisory, Inc. other	Other	Nov 3, 2008	Feb 6, 2009 (95 d)
Julie Renee Bates	Resource Horizons Investment Advisory, Inc. other	Cuna Brokerage Services, Inc. other	Other	Mar 31, 2008	Apr 24, 2008

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49 moves match.