DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from International Assets Investment Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Todd E OdanielInternational Assets Investment Management, LLC BD affiliatedPnc Wealth Management BD affiliatedAffiliated broker-dealer or bank to anotherJul 27, 2020Aug 7, 2020
Dennis CoralInternational Assets Investment Management, LLC BD affiliatedCoral Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 20, 2020Jun 1, 2026 (2142 d)
Donald Troy ViethInternational Assets Investment Management, LLC BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAJul 20, 2020Jul 15, 2020
Jay Steven SalamoneInternational Assets Investment Management, LLC BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJul 6, 2020Sep 4, 2020 (60 d)
Nathaniel Leigh GoldenbergInternational Assets Investment Management, LLC BD affiliatedNextwave Advisors state registeredAffiliated broker-dealer or bank to a state-registered adviserJun 16, 2020Dec 15, 2025 (2008 d)
Steven Eric EricksonInternational Assets Investment Management, LLC BD affiliatedConcorde Asset Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 11, 2020May 13, 2020
Clay Jordan BrooksInternational Assets Investment Management, LLC BD affiliatedAbound Wealth Strategies state registeredAffiliated broker-dealer or bank to a state-registered adviserFeb 10, 2020Jan 21, 2020
Louise Lorraine WallaceInternational Assets Investment Management, LLC BD affiliatedOneseven independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2019Jul 5, 2018
Thomas Michael ShockmanInternational Assets Investment Management, LLC BD affiliatedAdvisornet Wealth Partners independent RIAAffiliated broker-dealer or bank to independent RIAAug 19, 2019Sep 9, 2019
Alan Orlin HansenInternational Assets Investment Management, LLC BD affiliatedGlobal Assets Advisory, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 26, 2019Jun 27, 2019
Ian M Deliz MoralesInternational Assets Investment Management, LLC BD affiliatedCorinthian Partners Asset Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 31, 2019Jul 2, 2026 (2589 d)
Edwin Guido TreimanisInternational Assets Investment Management, LLC BD affiliatedCorinthian Partners Asset Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 29, 2019Jan 1, 2025 (2044 d)
Esther KuznetzInternational Assets Investment Management, LLC BD affiliatedIc Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 22, 2019Mar 22, 2019
Stephen Christopher MeikleInternational Assets Investment Management, LLC BD affiliatedCalton & Associates, Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 18, 2018Jan 12, 2026 (2582 d)
Laurie Ann Ellis-McleodInternational Assets Investment Management, LLC BD affiliatedHarbour Investments, Inc. independent RIAAffiliated broker-dealer or bank to independent RIANov 19, 2018Nov 2, 2018
Jason Paul WardInternational Assets Investment Management, LLC BD affiliatedAmeritas Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 13, 2018Nov 1, 2021 (1176 d)
Jingbo PanInternational Assets Investment Management, LLC BD affiliatedRealta Investment Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherAug 10, 2018May 24, 2019 (287 d)
Mads F AndersenInternational Assets Investment Management, LLC BD affiliatedValic Financial Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 2, 2018Jul 3, 2018
Thomas Dekari KerneyInternational Assets Investment Management, LLC BD affiliatedEarly Capital, LLC no RAUMOtherMay 11, 2018Dec 1, 2018 (204 d)
Curtis C Randle ElInternational Assets Investment Management, LLC otherNfsg Corporation BD affiliatedOtherFeb 26, 2018Jun 6, 2018 (100 d)
Thomas Edmund ConnorsInternational Assets Investment Management, LLC otherRed Oak Capital Management, Inc. no RAUMOtherJan 2, 2018Sep 7, 2018 (248 d)
Kevin James FarrowInternational Assets Investment Management, LLC otherSaxony Capital Management, LLC independent RIAOtherOct 18, 2017Jan 17, 2018 (91 d)
Dominick Joseph CristofaroInternational Assets Investment Management, LLC otherFirst Advisors National, LLC independent RIAOtherDec 20, 2016Dec 4, 2018 (714 d)
Roger Lee ThompsonInternational Assets Investment Management, LLC otherPrivate Client Services Group, LLC state registeredOtherDec 31, 2015Jul 11, 2015
Terry Morris AndersonInternational Assets Investment Management, LLC otherFirst Allied Advisory Services, Inc. otherOtherMar 5, 2015Aug 30, 2013
Elvis Amable RodriguezInternational Assets Investment Management, LLC otherNfsg Corporation otherOtherJan 15, 2015Jan 2, 2015
Mauricio Ricardo CardenasInternational Assets Investment Management, LLC otherAllgen Financial Advisors, Inc. otherOtherSep 24, 2014Sep 18, 2014
John Gerard LindquistInternational Assets Investment Management, LLC otherWorld Equity Group, Inc. otherOtherMay 12, 2014Feb 27, 2014
Ayub SicardInternational Assets Investment Management, LLC otherMorgan Stanley wirehouseOtherMay 8, 2014Aug 4, 2014 (88 d)
Steven Paul SuttonInternational Assets Investment Management, LLC otherWorld Equity Group, Inc. otherOtherMar 17, 2014Mar 14, 2014
Michael Dean JanakInternational Assets Investment Management, LLC otherWorld Equity Group, Inc. otherOtherMar 17, 2014Mar 14, 2014
David Ta-Wai YuInternational Assets Investment Management, LLC otherKovack Advisors, Inc. otherOtherMar 7, 2014Feb 18, 2014
John Anthony NoleInternational Assets Investment Management, LLC otherAegis Capital Corp. otherOtherFeb 6, 2014Feb 5, 2014
Christopher Fredrick RuegerInternational Assets Investment Management, LLC otherL.M. Kohn & Company otherOtherJan 28, 2014Feb 11, 2014
Jorge Christian ChainInternational Assets Investment Management, LLC otherMwa Financial Services, Inc. otherOtherNov 5, 2013Aug 25, 2015 (658 d)
Jonathan Todd LocklearInternational Assets Investment Management, LLC otherLPL Financial LLC otherOtherSep 26, 2013Dec 1, 2016 (1162 d)
David Carlo FanciullacciInternational Assets Investment Management, LLC otherRaymond James & Associates, Inc. national BDOtherSep 12, 2013Sep 13, 2013
Robert David BourlandInternational Assets Investment Management, LLC otherWells Fargo Advisors wirehouseOtherJun 24, 2013Jun 28, 2013
Manuel Enrique CollazoInternational Assets Investment Management, LLC otherTransamerica Financial Advisors, LLC otherOtherMar 8, 2013Oct 16, 2014 (587 d)
Richard Bruce GoldsteinInternational Assets Investment Management, LLC otherB. Riley Wealth Advisors, Inc. otherOtherApr 20, 2012May 25, 2012 (35 d)
Richard Harry PanchookianInternational Assets Investment Management, LLC otherAlta Vista Wealth Management, LLC unclassifiedOtherDec 31, 2011Jan 3, 2013 (369 d)
Rafael Santiago WilliamsonInternational Assets Investment Management, LLC otherLcg Pcg unclassifiedOtherMay 9, 2011Jul 15, 2014 (1163 d)
Richard Harry PanchookianInternational Assets Investment Management, LLC otherGlobal Assets Advisors, LLC unclassifiedOtherMay 3, 2011Jan 7, 2008
Tanya Michelle CarrollInternational Assets Investment Management, LLC otherSeaside Capital Management, Inc. unclassifiedOtherAug 27, 2009Jul 14, 2011 (686 d)
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104 moves match.