DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Hartford Funds

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jarret Michael ShattuckHartford Funds asset managerVirtus Investment Advisers, LLC asset managerOtherSep 2, 2026Sep 14, 2026
Gregory Scott StevensHartford Funds asset managerThrivent Asset Management, LLC asset managerOtherJun 10, 2026Jun 22, 2026
Austin James EaganHartford Funds asset managerLord, Abbett & Co. LLC asset managerOtherJun 10, 2026Jun 11, 2026
Kevin Dean BalesHartford Funds asset managerColumbia Management Investment Advisers, LLC asset managerOtherMay 28, 2026Jun 11, 2026
William Edward PauleyHartford Funds asset managerSouthernmost Advisors LLC state registeredOtherApr 8, 2026May 14, 2026 (36 d)
Jonathan Ronald OrmanHartford Funds asset managerThornburg Investment Management Inc asset managerOtherApr 3, 2026Apr 17, 2026
Daniel MillerHartford Funds asset managerMorgan Stanley wirehouseOtherJul 18, 2025Jul 21, 2025
Steven RamsdenHartford Funds asset managerEdward Jones national BDOtherMay 5, 2025May 2, 2025
Thomas Vincent WinklerHartford Funds asset managerThornburg Investment Management Inc asset managerOtherMar 7, 2025Apr 24, 2025 (48 d)
Sidney BakerHartford Funds asset managerEdward Jones national BDOtherJan 23, 2025Mar 31, 2025 (67 d)
Megan Amy HoppsHartford Funds asset managerJohn Hancock Investment Management LLC asset managerOtherJan 8, 2025Jan 15, 2025
Kelly Ann KipnisHartford Funds asset managerRaymond James & Associates, Inc. national BDOtherMay 15, 2024May 8, 2024
Keith P SchmidtHartford Funds asset managerBlackrock Investment Management, LLC otherOtherApr 26, 2024Jun 6, 2024 (41 d)
Derrick Richard StancickHartford Funds asset managerFederated Investment Counseling institutionalOtherDec 6, 2023Dec 5, 2023
Francis William RossHartford Funds asset managerLPL Financial LLC BD affiliatedOtherNov 3, 2023Nov 1, 2023
Timothy Rogers HampsonHartford Funds asset managerEdward Jones national BDOtherOct 26, 2023Nov 21, 2023
David Scott HeschelesHartford Funds asset managerCaz Investments L.P. asset managerOtherOct 13, 2023Jan 30, 2025 (475 d)
James Joseph DoolingHartford Funds asset managerAdvisors Asset Management, Inc. otherOtherAug 31, 2023Aug 30, 2023
John T BrownHartford Funds asset managerRaymond James & Associates, Inc. national BDOtherJun 8, 2023Jul 24, 2023 (46 d)
Aj HelgersonHartford Funds asset managerNomura Investment Management Business Trust asset managerOtherJan 19, 2023Feb 22, 2023 (34 d)
Aaron Barto JunkHartford Funds asset managerPanteles Advisors independent RIAOtherDec 9, 2022Dec 9, 2022
Brian K CarlisleHartford Funds asset managerCohen & Steers Capital Management Inc. asset managerOtherJun 1, 2022Nov 27, 2024 (910 d)
Gerald M NowakowskiHartford Funds asset managerUBS Financial Services Inc. wirehouseOtherApr 25, 2022May 6, 2022
Chauncey M CarterHartford Funds asset managerFidelity Personal And Workplace Advisors BD affiliatedOtherApr 14, 2022Jun 6, 2022 (53 d)
Kevin LoganHartford Funds asset managerLincoln Investment independent RIAOtherNov 8, 2021Aug 29, 2023 (659 d)
Thomas Patrick MonksHartford Funds asset managerNeuberger Berman Bd LLC no RAUMOtherSep 21, 2021Nov 26, 2025 (1527 d)
William DoughertyHartford Funds asset managerMain Street Financial Solutions, LLC independent RIAOtherJul 28, 2021Aug 9, 2021
Michael Spencer LovelessHartford Funds asset managerJohn Hancock Investment Management LLC asset managerOtherJun 30, 2021Aug 19, 2021 (50 d)
Christabelle Joy CookHartford Funds asset managerPrincipal Securities, Inc. BD affiliatedOtherApr 20, 2021Aug 16, 2024 (1214 d)
Patrick John CarrollHartford Funds asset managerMfs Institutional Advisors Inc. otherOtherMar 17, 2020Apr 8, 2020
Derrick Jamal AmeyHartford Funds asset managerJohn Hancock Investment Management LLC asset managerOtherApr 2, 2019Apr 9, 2019
Kathleen MclellanHartford Funds asset managerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJun 26, 2018Jan 17, 2020 (570 d)
Robert TroyHartford Funds asset managerNeuberger Berman Bd LLC no RAUMOtherApr 17, 2018May 3, 2018
Nathan J FairHartford Funds asset managerEdward Jones national BDOtherApr 9, 2018Apr 6, 2018
Brendan William TullyHartford Funds otherTouchstone Advisors Inc asset managerOtherJan 4, 2018Sep 26, 2018 (265 d)
Christopher Thomas OffnerHartford Funds otherEdward Jones national BDOtherAug 11, 2017Mar 23, 2018 (224 d)
James Patrick RitchieHartford Funds otherMorgan Stanley wirehouseOtherAug 11, 2017Dec 18, 2017 (129 d)
Jared L StigallHartford Funds otherFreedom Investment Management, Inc. independent RIAOtherAug 11, 2017Feb 21, 2019 (559 d)
Taylor William GrantHartford Funds otherDelaware Capital Management Advisers, Inc no RAUMOtherApr 4, 2017Apr 13, 2017
Luke Ignatius BrodzinskiHartford Funds otherEaton Vance Management otherOtherOct 28, 2016Nov 23, 2016
Christopher C WolffHartford Funds otherNfp Advisor Services, LLC otherOtherJan 7, 2016Jan 21, 2016
Daniel MillerHartford Funds otherAmundi Pioneer Institutional Asset Management, Inc. otherOtherMay 6, 2015May 12, 2015
Anthony M StrittholtHartford Funds otherWealth Enhancement Advisory Services, LLC independent RIAOtherAug 14, 2014Oct 25, 2023 (3359 d)
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43 moves match.