DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cwm, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Austin James Delery | Cwm, LLC BD affiliated | Entrewealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2026 | Sep 15, 2026 |
| Luke Daniel Eberly | Cwm, LLC BD affiliated | Drost Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 9, 2026 | Sep 10, 2026 |
| Leonard Thomas Arthur Hirst | Cwm, LLC BD affiliated | Hirst Financial Independence Planning, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 18, 2026 | Jul 23, 2026 |
| Michael Espinoza | Cwm, LLC BD affiliated | State Farm Investment Management Corp. asset manager | Other | Jul 22, 2026 | Sep 14, 2026 (54 d) |
| Beth Vivian Walker | Cwm, LLC BD affiliated | Exceptional Wealth & Family Office no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 14, 2026 | Jun 30, 2026 |
| Paul D Bishop | Cwm, LLC BD affiliated | Exceptional Wealth & Family Office no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 14, 2026 | Jun 30, 2026 |
| Nicholas Richard Simonson | Cwm, LLC BD affiliated | Brindle & Bay Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 23, 2026 | Jul 10, 2026 |
| Anna Leigh Green | Cwm, LLC BD affiliated | Wealthcare Advisory Partners LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2026 | Aug 5, 2026 (50 d) |
| Kimberly Ann Flynn | Cwm, LLC BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 11, 2026 | Sep 9, 2026 (90 d) |
| Scott E Grooms | Cwm, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2026 | Jun 29, 2023 |
| Halley Maclise Craig | Cwm, LLC BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2026 | Jul 1, 2026 |
| Cherry Gayle Laska | Cwm, LLC BD affiliated | Capital Financial Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2026 | Jan 10, 2023 |
| Steven Mitchell Laska | Cwm, LLC BD affiliated | Trillium Wealth LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 1, 2026 | Mar 27, 2026 |
| James Henry Smith | Cwm, LLC BD affiliated | Trillium Wealth LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 1, 2026 | May 8, 2026 |
| Thomas Avery Skelley | Cwm, LLC BD affiliated | Trillium Wealth LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 1, 2026 | Apr 30, 2026 |
| Ashley Nicole Janosek | Cwm, LLC BD affiliated | Trillium Wealth LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 1, 2026 | Apr 30, 2026 |
| Matthew James Gomoll | Cwm, LLC BD affiliated | Trillium Wealth LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 1, 2026 | Apr 30, 2026 |
| Lucas John Thompson | Cwm, LLC BD affiliated | Trillium Wealth LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 1, 2026 | Apr 30, 2026 |
| Ashley Buchanan | Cwm, LLC BD affiliated | Sanctuary Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2026 | May 22, 2026 |
| James Edmond Clements | Cwm, LLC BD affiliated | Creativeone Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2026 | Apr 20, 2026 |
| Tyler Christopher Smith | Cwm, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2026 | May 12, 2026 (36 d) |
| Christopher Michael Conmy | Cwm, LLC BD affiliated | Aaron Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2026 | May 22, 2026 (72 d) |
| Cedric Xavier Louit | Cwm, LLC BD affiliated | Total Wealth Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2026 | Nov 19, 2025 |
| Jalen Blackmon | Cwm, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2026 | Jun 23, 2026 (123 d) |
| Nancy Anne Nawn | Cwm, LLC BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 26, 2026 | Feb 27, 2026 (32 d) |
| Dustin Andersen | Cwm, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jan 20, 2026 | Feb 26, 2026 (37 d) |
| Theodore John Delisi | Cwm, LLC BD affiliated | Inspire Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2025 | Jan 6, 2026 |
| Penny Jean Paugh | Cwm, LLC BD affiliated | Inspire Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2025 | Jan 2, 2026 |
| Matthew Robert Conrad | Cwm, LLC BD affiliated | Inspire Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2025 | Jan 2, 2026 |
| Scott M Danek | Cwm, LLC BD affiliated | Cetera Advisor Networks LLC other | Other | Dec 15, 2025 | Jan 17, 2017 |
| Katie J Moss | Cwm, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2025 | Dec 15, 2025 |
| Adam Joseph Baczkiewicz | Cwm, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2025 | Dec 15, 2025 |
| Amanda Grace Bearden | Cwm, LLC BD affiliated | Financial Zen independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 21, 2025 | Jan 28, 2026 (99 d) |
| Timothy Parsley | Cwm, LLC BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2025 | Oct 27, 2025 |
| Scott Martin Ferguson | Cwm, LLC BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 22, 2025 | Sep 22, 2025 |
| Bryan Richard Dearolf | Cwm, LLC BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 22, 2025 | Sep 22, 2025 |
| Audrey Brooke Jones | Cwm, LLC BD affiliated | Poder Wealth Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 11, 2025 | Dec 16, 2025 (96 d) |
| Jeffrey Brent Johnson | Cwm, LLC BD affiliated | Portside Wealth Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2025 | Sep 15, 2025 |
| David Donald Radde | Cwm, LLC BD affiliated | Centennial Securities Company Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2025 | Sep 3, 2025 |
| Christopher John Frey | Cwm, LLC BD affiliated | Southstate Private Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 12, 2025 | Aug 27, 2025 |
| David Matthew Parella | Cwm, LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 21, 2025 | Sep 24, 2025 (65 d) |
| Tyler L Roach | Cwm, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2025 | Jul 21, 2025 |
| Frederick Joseph Payne | Cwm, LLC BD affiliated | Swiftwater Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 7, 2025 | Feb 25, 2025 |
| William R Postma | Cwm, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 7, 2025 | Jul 3, 2025 |
| Thomas Frank Commander | Cwm, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 7, 2025 | Jul 3, 2025 |
| Michael William Valenti | Cwm, LLC BD affiliated | Bryn Mawr Trust Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 7, 2025 | Jul 24, 2025 |
| Eric A Michalski | Cwm, LLC BD affiliated | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 25, 2025 | Jun 21, 2025 |
| Vijay A Dev | Cwm, LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2025 | Nov 20, 2025 (167 d) |
| Kevin Paul Gruetter | Cwm, LLC BD affiliated | Converse Team Financial Services, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 19, 2025 | May 18, 2025 |
| Nathaniel J Sepe | Cwm, LLC BD affiliated | Usi Advisors institutional | Other | May 19, 2025 | May 30, 2025 |
| Jessica Rose Colston | Cwm, LLC BD affiliated | Sagespring Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | May 2, 2025 | May 14, 2025 |
| Brady Ryan Marlow | Cwm, LLC BD affiliated | Sequoia Financial Group, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2025 | Apr 9, 2025 |
| Neal M Albritton | Cwm, LLC BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2025 | Mar 31, 2025 |
| Eric N Beeler | Cwm, LLC BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2025 | Mar 31, 2025 |
| Sam Charles Wilkerson | Cwm, LLC BD affiliated | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 10, 2025 | Mar 3, 2025 |
| Jeffrey Harris | Cwm, LLC BD affiliated | Soltis Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 10, 2025 | Mar 21, 2025 |
| Daniel Mcchesney Streetman | Cwm, LLC BD affiliated | Patina Financial Partners, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 5, 2025 | Jan 5, 2026 (306 d) |
| Allan Sheahan | Cwm, LLC BD affiliated | Bldr Wealth LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 3, 2025 | May 20, 2025 (78 d) |
| Thomas Russell Pargett | Cwm, LLC BD affiliated | Boulay Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 25, 2025 | Mar 21, 2025 |
| Charles Harbin Andrew | Cwm, LLC BD affiliated | Eversource Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 19, 2025 | Feb 3, 2025 |
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288 moves match.