DFX Intelligence
Advisor moves
Departures from Cwm, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrea Michelle Bongiovanni | Cwm, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Jan 4, 2024 |
| Colin Murray | Cwm, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Jan 2, 2024 |
| Emily Lynn Lebowitz | Cwm, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Jan 2, 2024 |
| Garrett Scott Burns | Cwm, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Jan 2, 2024 |
| Alexa Brennan Brascetta | Cwm, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2023 | Dec 6, 2023 |
| William Beardmore | Cwm, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 11, 2023 | Nov 13, 2024 (338 d) |
| Michael Anthony Spiegler | Cwm, LLC BD affiliated | Navion Wealth Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 8, 2023 | May 18, 2024 (192 d) |
| Clay Michael Kazmierski | Cwm, LLC BD affiliated | Exos Wealth Strategies, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 2, 2023 | Nov 16, 2023 |
| Brian T Scott | Cwm, LLC BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2023 | Mar 24, 2022 |
| Joel Matthew Davis | Cwm, LLC BD affiliated | Main Street Financial Life Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 17, 2023 | Jan 19, 2022 |
| Sidney Beth Meriweather | Cwm, LLC BD affiliated | Pandowealth. LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 17, 2023 | Feb 2, 2024 (108 d) |
| Julie Elise Barker | Cwm, LLC BD affiliated | Bankers Life Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2023 | Dec 6, 2024 (430 d) |
| Jamie Patrick Hopkins | Cwm, LLC BD affiliated | Bryn Mawr Trust Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2023 | Nov 1, 2023 |
| Morgan Lindsay | Cwm, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Sep 29, 2023 | Oct 10, 2023 |
| Daniel Brendan Lacey | Cwm, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 18, 2023 | Oct 30, 2023 (42 d) |
| James Peter Mortenson | Cwm, LLC BD affiliated | Johnson Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 6, 2023 | Oct 2, 2023 |
| Martin M. Joyce | Cwm, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Sep 5, 2023 | Sep 13, 2023 |
| Brenna Jane Weems | Cwm, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2023 | Aug 21, 2023 |
| Justin William Reed Carlson | Cwm, LLC BD affiliated | Stevens Capital Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 25, 2023 | Jan 1, 2026 (891 d) |
| Jacob Baxter | Cwm, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 25, 2023 | Aug 1, 2023 |
| Amy Kristine King | Cwm, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2023 | Jul 19, 2023 |
| Steven Micheal Wilfred Cassell | Cwm, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 18, 2023 | Oct 13, 2023 (87 d) |
| Richard Calvert Donahue | Cwm, LLC BD affiliated | Cetera Advisor Networks LLC other | Other | Jul 18, 2023 | Jan 17, 2017 |
| Mark Allen Dalman | Cwm, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2023 | Jun 29, 2023 |
| Kaitlyn Marie Laney | Cwm, LLC BD affiliated | Sowell Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2023 | Jul 14, 2023 |
| Alyse Dominguez | Cwm, LLC BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2023 | Jul 25, 2023 |
| Melissa Jean Schuerman | Cwm, LLC BD affiliated | Cresset Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2023 | Jul 17, 2023 |
| Timothy Ryan Hall | Cwm, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2023 | Jan 7, 2025 (581 d) |
| Justin Walsh | Cwm, LLC BD affiliated | Lido independent RIA | Affiliated broker-dealer or bank to independent RIA | May 24, 2023 | Jul 30, 2025 (798 d) |
| Brandy Nicole Dyer Morris | Cwm, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 9, 2023 | May 22, 2023 |
| Brett Dale Carson | Cwm, LLC BD affiliated | Carson Group Investing asset manager | Other | May 5, 2023 | Mar 21, 2022 |
| Gal Sherman | Cwm, LLC BD affiliated | The Wealth Consulting Group independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2023 | May 1, 2023 |
| Somer Nichelle Taylor | Cwm, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 19, 2023 | May 16, 2023 |
| Michael Thomas Kastler | Cwm, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2023 | Aug 2, 2023 (113 d) |
| Kevin Oleszewski | Cwm, LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2023 | Mar 14, 2023 |
| Steven Phillip Margulin | Cwm, LLC BD affiliated | Financial Gravity Family Office Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2023 | Mar 6, 2023 |
| Ryan Taylor Lange | Cwm, LLC BD affiliated | Grove Point Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2023 | Jul 5, 2023 (124 d) |
| John P Corron | Cwm, LLC BD affiliated | Monument Group Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 27, 2023 | Apr 14, 2023 (46 d) |
| Braden Wayne Givens | Cwm, LLC BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 22, 2023 | Mar 16, 2022 |
| Stephanie Kelly | Cwm, LLC BD affiliated | Kelly Capital Group, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 13, 2023 | Feb 15, 2023 |
| Andrew Thomas Nigrelli | Cwm, LLC BD affiliated | 401 Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 25, 2023 | Jan 23, 2025 (729 d) |
| Shane Michael Myas | Cwm, LLC BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2023 | Sep 8, 2022 |
| Randall D Loemker | Cwm, LLC BD affiliated | Percheron Consulting, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 20, 2023 | Mar 22, 2023 (61 d) |
| Brandon Gwynn Woods | Cwm, LLC BD affiliated | Buckingham Strategic Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 18, 2023 | Feb 28, 2023 (41 d) |
| Maruan Kitner | Cwm, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 11, 2023 | Aug 26, 2025 (958 d) |
| Michael Allen | Cwm, LLC BD affiliated | Prime Capital Financial mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 9, 2023 | Jan 13, 2023 |
| Christopher George Nichols | Cwm, LLC BD affiliated | Destiny Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2023 | Jan 17, 2023 |
| Nicholas Joseph West | Cwm, LLC BD affiliated | Dew Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 3, 2023 | Dec 6, 2023 (337 d) |
| Jason Christopher White | Cwm, LLC BD affiliated | Dynamic Legacy Planning state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 22, 2022 | Oct 25, 2022 |
| Kelsey Brink | Cwm, LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Dec 7, 2022 | Dec 16, 2022 |
| Alexander Logan Reed | Cwm, LLC BD affiliated | Concurrent Investment Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 2, 2022 | Nov 21, 2022 |
| Ryan Yamada | Cwm, LLC BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2022 | Dec 1, 2022 |
| Samantha Cornelius Gabbard | Cwm, LLC BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2022 | Mar 4, 2026 (1191 d) |
| Jamison Anton Jones | Cwm, LLC BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2022 | Feb 14, 2023 (85 d) |
| Stuart Allan Schiffman | Cwm, LLC BD affiliated | Compound Wealth Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 17, 2022 | Dec 19, 2022 (32 d) |
| Gregory Degennaro | Cwm, LLC BD affiliated | Onedigital institutional | Other | Oct 19, 2022 | Mar 2, 2023 (134 d) |
| Matthew Edward Mai | Cwm, LLC BD affiliated | Price Financial Group Wealth Management, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 4, 2022 | Sep 30, 2022 |
| Mateusz Wojciech Sudol | Cwm, LLC BD affiliated | Price Financial Group Wealth Management, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 4, 2022 | Sep 30, 2022 |
| Robert Joseph Caldwell | Cwm, LLC BD affiliated | Price Financial Group Wealth Management, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 4, 2022 | Sep 30, 2022 |
| Keith Carl Pochobradsky | Cwm, LLC BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2022 | Jan 2, 2019 |
288 moves match.