DFX Intelligence
Advisor moves
Departures from Scottrade Investment Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Samuel Thomas Schuette | Scottrade Investment Management BD affiliated | Capstone Advisory Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2018 | Jun 20, 2018 (104 d) |
| Michael L Tillberg | Scottrade Investment Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 8, 2018 | Sep 9, 2019 (550 d) |
| Mckay Robbins | Scottrade Investment Management BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2018 | May 29, 2018 (82 d) |
| William G Adams | Scottrade Investment Management BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Mar 8, 2018 | Apr 4, 2018 |
| Feroz Subedar | Scottrade Investment Management BD affiliated | Optima Investment Management LLC unclassified | Other | Mar 8, 2018 | May 31, 2018 (84 d) |
| Christopher Stephen Ewens | Scottrade Investment Management BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2018 | Jan 6, 2020 (669 d) |
| Natalya Tumanyan | Scottrade Investment Management BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 8, 2018 | Jan 22, 2020 (685 d) |
| Gian Mariano Deguzman | Scottrade Investment Management BD affiliated | Edelman Financial Engines other | Other | Mar 8, 2018 | Mar 9, 2018 |
| Jose Ryan Padilla | Scottrade Investment Management BD affiliated | Td Ameritrade Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2018 | Feb 4, 2019 (333 d) |
| Aaron Francis | Scottrade Investment Management BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 8, 2018 | Dec 13, 2018 (280 d) |
| Jessi Hawk | Scottrade Investment Management BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 8, 2018 | Apr 3, 2018 |
| Md Nayeem Hossain | Scottrade Investment Management BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2018 | Mar 15, 2018 |
| Thomas Delbert Whited | Scottrade Investment Management BD affiliated | Great Lakes Wealth, LLC other | Other | Mar 8, 2018 | Sep 18, 2018 (194 d) |
| David S. Harden | Scottrade Investment Management BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 8, 2018 | May 21, 2018 (74 d) |
| Joshua Peter Cerezo | Scottrade Investment Management BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Mar 8, 2018 | Mar 2, 2018 |
| Christopher J. Branick | Scottrade Investment Management BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2018 | May 25, 2018 (78 d) |
| Timothy Michael Pogue | Scottrade Investment Management BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2018 | Sep 11, 2018 (187 d) |
| John Christopher Mathews | Scottrade Investment Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 8, 2018 | May 18, 2018 (71 d) |
| Lorry Herdel Robertson | Scottrade Investment Management BD affiliated | Calamos Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2018 | Oct 31, 2018 (237 d) |
| Matthew D. Mayer | Scottrade Investment Management BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 8, 2018 | May 7, 2018 (60 d) |
| Connor Louis Smith | Scottrade Investment Management BD affiliated | Hoover Financial Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2018 | Apr 17, 2018 (40 d) |
| Ryan Marlin | Scottrade Investment Management BD affiliated | Empower Advisory Group, LLC institutional | Other | Mar 8, 2018 | Apr 12, 2018 (35 d) |
| Christopher Michael Genetti | Scottrade Investment Management BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Mar 8, 2018 | Apr 11, 2018 (34 d) |
| Gregory Allen Hutcheson | Scottrade Investment Management BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2018 | Aug 6, 2018 (151 d) |
| Nicholas L Gerber | Scottrade Investment Management BD affiliated | Karsten Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2018 | May 7, 2018 (60 d) |
| Jeffrey William-Powers Tuttle | Scottrade Investment Management BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 8, 2018 | May 21, 2018 (74 d) |
| Ryan Matthew Suess | Scottrade Investment Management BD affiliated | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2018 | May 31, 2018 (84 d) |
| Michael S Gross | Scottrade Investment Management BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2018 | Jun 27, 2018 (111 d) |
| Stefanie Nicole Swezey | Scottrade Investment Management BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 8, 2018 | Mar 2, 2020 (725 d) |
| Kolton Robert Knox | Scottrade Investment Management BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2018 | Jun 1, 2018 (85 d) |
| Christopher R Molina | Scottrade Investment Management BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2018 | Mar 20, 2018 |
| David Michael Sparks | Scottrade Investment Management BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 8, 2018 | Mar 21, 2018 |
| Kevin Daniel Atnip | Scottrade Investment Management BD affiliated | Intellicents Investment Solutions Inc other | Other | Mar 8, 2018 | Aug 25, 2023 (1996 d) |
| Nicholas Caleb Diolosa | Scottrade Investment Management BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Mar 8, 2018 | Apr 10, 2018 (33 d) |
| John William Ratey | Scottrade Investment Management BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 8, 2018 | Jun 6, 2018 (90 d) |
| Alison Truchan | Scottrade Investment Management BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Mar 8, 2018 | Nov 8, 2019 (610 d) |
| John Robert Mulholland | Scottrade Investment Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 8, 2018 | Aug 28, 2019 (538 d) |
| James Joseph | Scottrade Investment Management BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2018 | Feb 20, 2020 (714 d) |
| Jared William Clarkin Wilcox | Scottrade Investment Management BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2018 | Oct 1, 2019 (572 d) |
| Matthew Dale Campbell | Scottrade Investment Management BD affiliated | Waddell & Reed BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2018 | Sep 21, 2018 (197 d) |
| Rutger Stone Thieme | Scottrade Investment Management BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2018 | Aug 15, 2018 (160 d) |
| Jacob Joseph Meis | Scottrade Investment Management BD affiliated | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2018 | Jan 28, 2019 (326 d) |
| Heath Michael Cato | Scottrade Investment Management BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2018 | May 25, 2018 (78 d) |
| Ryan Thomas Kayfes | Scottrade Investment Management BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 8, 2018 | Mar 20, 2018 |
| David Bailey II | Scottrade Investment Management BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 8, 2018 | Jun 12, 2018 (96 d) |
| Young Jae Kim | Scottrade Investment Management BD affiliated | Hartford Funds asset manager | Other | Mar 8, 2018 | Jul 27, 2018 (141 d) |
| Armand J Depaul | Scottrade Investment Management BD affiliated | Bfc Planning, Inc. other | Other | Mar 8, 2018 | Mar 5, 2018 |
| Matson Munro Hutchins | Scottrade Investment Management BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Mar 8, 2018 | Aug 24, 2018 (169 d) |
| Nikita A Shah | Scottrade Investment Management BD affiliated | Sofi Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2018 | Jan 14, 2020 (677 d) |
| Eric Mitchell Keling | Scottrade Investment Management BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Mar 8, 2018 | Apr 6, 2018 |
| Joseph Anthony Maukonen | Scottrade Investment Management BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 8, 2018 | May 18, 2018 (71 d) |
| Zachary Sell | Scottrade Investment Management BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 8, 2018 | Aug 24, 2018 (169 d) |
| Gregory Scott Creel | Scottrade Investment Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 8, 2018 | Jul 11, 2018 (125 d) |
| Edward Aloyisius Koncel | Scottrade Investment Management BD affiliated | Advisors Asset Management, Inc. other | Other | Mar 8, 2018 | Aug 1, 2023 (1972 d) |
| Michelle Durnil | Scottrade Investment Management BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 7, 2018 | May 14, 2018 (68 d) |
| Richard Allan Beachler | Scottrade Investment Management BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 7, 2018 | Sep 19, 2018 (196 d) |
| David James Robertson | Scottrade Investment Management BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Mar 7, 2018 | Aug 28, 2019 (539 d) |
| Kendal Patrick Shaw | Scottrade Investment Management BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2018 | Mar 12, 2020 (736 d) |
| Christopher Beatrice | Scottrade Investment Management BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 7, 2018 | Jun 8, 2018 (93 d) |
| Jon Rorke Remund | Scottrade Investment Management BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2018 | May 29, 2018 (83 d) |
440 moves match.