DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Girard Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Stace J Jensen	Girard Securities, Inc. other	Ip Financial Advisory Services LLC independent RIA	Other	Jul 27, 2016	Feb 4, 2020 (1287 d)
Jerald Larson Dunn	Girard Securities, Inc. other	United Capital Financial Advisors other	Other	Mar 9, 2016	Jul 15, 2010
Jonathan Adam Blumenthal	Girard Securities, Inc. other	United Capital Financial Advisors other	Other	Feb 26, 2016	Oct 21, 2011
Mark Lott	Girard Securities, Inc. other	Everspire independent RIA	Other	Feb 1, 2016	Jan 14, 2019 (1078 d)
David Joshua Elliott	Girard Securities, Inc. other	Artifex Advisory Group, Inc. state registered	Other	Dec 24, 2015	Dec 28, 2015
Melissa Kristine Perez-Leblanc	Girard Securities, Inc. other	Global Investment Advisory independent RIA	Other	Sep 30, 2015	Dec 15, 2025 (3729 d)
Keith Anderson Rhodus	Girard Securities, Inc. other	Mcelhenny Sheffield Capital Management, LLC other	Other	Sep 25, 2015	Jun 14, 2013
Bonnie Sue Wusz	Girard Securities, Inc. other	Sb Wealth other	Other	Sep 23, 2015	Jun 29, 2012
Philip Michael Scholler	Girard Securities, Inc. other	Vanderbilt Advisory Services other	Other	Aug 3, 2015	Sep 3, 2015 (31 d)
Julia Rong Cheng	Girard Securities, Inc. other	Sb Advisory, LLC other	Other	Jun 8, 2015	Mar 27, 2017 (658 d)
Quentin Leroy Robb	Girard Securities, Inc. other	Parsonex Advisory Services, Inc. other	Other	Jun 3, 2015	Jun 15, 2015
Justin Anthony Reckers	Girard Securities, Inc. other	Pacific Wealth Management other	Other	Mar 27, 2015	Mar 27, 2013
Joseph M Matrise	Girard Securities, Inc. other	Mpc Advisers, LLC other	Other	Mar 24, 2015	Mar 23, 2015
Shannon Lee Messersmith	Girard Securities, Inc. other	Questar Asset Management, Inc. other	Other	Mar 13, 2015	Apr 10, 2015
Bruce Edwin Johnson	Girard Securities, Inc. other	Questar Asset Management, Inc. other	Other	Mar 13, 2015	Apr 8, 2015
Tyson Raymond Owens	Girard Securities, Inc. other	Questar Asset Management, Inc. other	Other	Mar 13, 2015	Mar 26, 2015
Ryan Scott Ruth	Girard Securities, Inc. other	Questar Asset Management, Inc. other	Other	Mar 13, 2015	Mar 31, 2015
Myron Anthony Owens	Girard Securities, Inc. other	Questar Asset Management, Inc. other	Other	Feb 19, 2015	Mar 20, 2015
Dwain Lee Owens	Girard Securities, Inc. other	Questar Asset Management, Inc. other	Other	Feb 19, 2015	Mar 26, 2015 (35 d)
Royce Todd Ruth	Girard Securities, Inc. other	Questar Asset Management, Inc. other	Other	Feb 19, 2015	Mar 25, 2015 (34 d)
John Andrew Shumski	Girard Securities, Inc. other	Networth Asset Management, Inc other	Other	Feb 18, 2015	Apr 2, 2013
Alan Thomas Mcclain	Girard Securities, Inc. other	Prime Capital Financial mixed wealth	Other	Dec 31, 2014	Sep 28, 2023 (3193 d)
Clarence Joseph Anderson	Girard Securities, Inc. other	Anderson & Associates Int. Corporation unclassified	Other	Dec 1, 2014	Mar 27, 2012
Richard Allen Schuette	Girard Securities, Inc. other	Vida Wealth Partners, Inc. other	Other	Oct 22, 2014	Oct 12, 2006
Heather Lyn Hackett	Girard Securities, Inc. other	LPL Financial LLC independent RIA	Other	Aug 14, 2014	Jul 31, 2018 (1447 d)
William Owen Wright	Girard Securities, Inc. other	Creative Financial Designs, Inc. other	Other	Jul 24, 2014	Dec 12, 2014 (141 d)
Joseph Andrew Giardano	Girard Securities, Inc. other	Hilltop Securities Inc. BD affiliated	Other	Jun 26, 2014	Sep 1, 2023 (3354 d)
Ryan Eugene Craner	Girard Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Jun 20, 2014	Jun 20, 2014
Gerald Paul Dietz	Girard Securities, Inc. other	Keystone Capital Corporation other	Other	May 7, 2014	Jul 21, 2014 (75 d)
John Philip Edgar	Girard Securities, Inc. other	Guidance Financial Consultants, Inc. unclassified	Other	Apr 7, 2014	Dec 7, 2011
Jeffery James Quiggle	Girard Securities, Inc. other	Centaurus Financial, Inc. other	Other	Aug 9, 2013	Aug 13, 2013
Arthur Alexander Castro	Girard Securities, Inc. other	J. W. Cole Advisors, Inc. other	Other	Jul 31, 2013	Aug 1, 2013
Chase John Carlin	Girard Securities, Inc. other	Legend Advisory, LLC other	Other	Jun 4, 2013	Aug 1, 2013 (58 d)
Lindsay Michelle Allen	Girard Securities, Inc. other	United Capital Financial Advisors other	Other	May 22, 2013	Aug 1, 2013 (71 d)
Russell Edward Harris	Girard Securities, Inc. other	J.P. Morgan Securities LLC wirehouse	Other	May 17, 2013	Jun 3, 2013
Kevin W Foote	Girard Securities, Inc. other	LPL Financial LLC other	Other	May 6, 2013	Oct 27, 2014 (539 d)
Gary James Palmer	Girard Securities, Inc. other	Haese Financial Group Inc state registered	Other	Apr 9, 2013	May 1, 2014 (387 d)
Andrew Kent Toolson	Girard Securities, Inc. other	Horter Investment Management, LLC other	Other	Feb 1, 2013	Feb 1, 2013
John On-Kwok Lau	Girard Securities, Inc. other	Robertson Stephens independent RIA	Other	Dec 31, 2012	Dec 16, 2022 (3637 d)
Gregory W Markman	Girard Securities, Inc. other	P. Worldwide, LLC state registered	Other	Dec 19, 2012	Dec 21, 2012
Tracey Dean	Girard Securities, Inc. other	Legend Advisory, LLC other	Other	Dec 13, 2012	Dec 17, 2012
Nathaniel Adam Morris	Girard Securities, Inc. other	Christian Financial Advisors independent RIA	Other	Dec 10, 2012	Dec 21, 2012
Michael Paul Jurgensen	Girard Securities, Inc. other	Spire Wealth Management, LLC other	Other	Oct 15, 2012	Oct 15, 2012
Kevin Michael Murphy	Girard Securities, Inc. other	Chamberlain Consulting Group, LLC other	Other	Oct 15, 2012	Nov 6, 2008
Michael John Kiley	Girard Securities, Inc. other	Chamberlain Consulting Group, LLC other	Other	Oct 15, 2012	Sep 3, 2008
Houston Allen Goddard	Girard Securities, Inc. other	Independent Investment Bankers Corp. state registered	Other	Aug 27, 2012	Feb 5, 2015 (892 d)
Constance Miller Cook	Girard Securities, Inc. other	Independent Financial Group, LLC other	Other	Aug 2, 2012	Jan 18, 2013 (169 d)
Jeffrey Dalton Reddick	Girard Securities, Inc. other	Berthel Fisher & Company Financial Services, Inc. other	Other	Mar 15, 2012	Mar 15, 2012
Robert Lewis Lee	Girard Securities, Inc. other	Retirement Money Management other	Other	Dec 31, 2011	Mar 14, 2017 (1900 d)
Andrew Yorisato Wasa	Girard Securities, Inc. other	Focus Investment Advisors, Inc other	Other	Oct 4, 2011	Dec 5, 2012 (428 d)
Henry Joseph Ferry	Girard Securities, Inc. other	Focus Investment Advisors, Inc other	Other	Oct 4, 2011	Dec 5, 2012 (428 d)
Amber Renee Restine	Girard Securities, Inc. other	LPL Financial LLC other	Other	Oct 4, 2011	Sep 30, 2011
Michael F. Spoo	Girard Securities, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Sep 27, 2011	Oct 24, 2011
Morgan Thomas Gough	Girard Securities, Inc. other	Stonemark Wealth Management other	Other	Aug 17, 2011	Sep 21, 2011 (35 d)
Henry John Koehne	Girard Securities, Inc. other	Voya Financial Advisors, Inc. other	Other	Aug 11, 2011	Aug 19, 2011
Jeffery Adam Hardin	Girard Securities, Inc. other	Cl Wealth Management LLC other	Other	Jun 24, 2011	Aug 3, 2011 (40 d)
Jeffrey Reed Nesseth	Girard Securities, Inc. other	Cl Wealth Management LLC other	Other	Jun 23, 2011	Jul 18, 2011
Dennis Dale Mesward	Girard Securities, Inc. other	Cl Wealth Management LLC other	Other	Jun 23, 2011	Aug 8, 2011 (46 d)
John Earle Redfearn	Girard Securities, Inc. other	Cl Wealth Management LLC other	Other	Jun 23, 2011	Jul 13, 2011
Elizabeth Frances Drew Verdi	Girard Securities, Inc. other	Rembert Pendleton Jackson other	Other	May 9, 2011	Nov 11, 2011 (186 d)

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150 moves match.