DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Hsbc Securities (USA) Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael RaderHsbc Securities (USA) Inc. otherWells Fargo Advisors wirehouseOtherFeb 5, 2016Feb 8, 2016
Aaron LoorHsbc Securities (USA) Inc. otherCitigroup Global Markets Inc. BD affiliatedOtherJan 20, 2016Jan 24, 2024 (2926 d)
Veronica M GillotteHsbc Securities (USA) Inc. otherSuntrust Investment Services, Inc. otherOtherJan 14, 2016Feb 23, 2016 (40 d)
Ying Si ZhangHsbc Securities (USA) Inc. otherGilder Gagnon Howe & Co. LLC independent RIAOtherJan 13, 2016Aug 17, 2023 (2773 d)
Jason L SmithHsbc Securities (USA) Inc. otherCitigroup Global Markets Inc. otherOtherDec 18, 2015Jan 14, 2016
Johanna ImhofHsbc Securities (USA) Inc. otherFifth Third Securities, Inc. otherOtherDec 15, 2015Feb 7, 2017 (420 d)
Valery VolkauHsbc Securities (USA) Inc. otherAdvice And Planning Services otherOtherDec 10, 2015Dec 18, 2015
Felipe RestrepoHsbc Securities (USA) Inc. otherValley Wealth Managers, Inc. otherOtherDec 9, 2015Jan 20, 2016 (42 d)
Nicholas L PopovecHsbc Securities (USA) Inc. otherScottrade Investment Management otherOtherDec 8, 2015Jan 31, 2017 (420 d)
Richard George KuchenHsbc Securities (USA) Inc. otherPrivate Wealth Partners, LLC independent RIAOtherDec 2, 2015Mar 3, 2026 (3744 d)
Dana Samuel WestHsbc Securities (USA) Inc. otherPruco Securities, LLC BD affiliatedOtherNov 30, 2015Jun 7, 2021 (2016 d)
Jarrett S HovlandHsbc Securities (USA) Inc. otherCitigroup Global Markets Inc. BD affiliatedOtherNov 27, 2015Aug 17, 2021 (2090 d)
Kaitlin MartinezHsbc Securities (USA) Inc. otherJ.P. Morgan Securities LLC wirehouseOtherNov 23, 2015Dec 2, 2015
Vajoan MarteHsbc Securities (USA) Inc. otherPnc Wealth Management otherOtherNov 18, 2015Jun 9, 2016 (204 d)
Luciana Branco CruzHsbc Securities (USA) Inc. otherMorgan Stanley wirehouseOtherNov 12, 2015Oct 23, 2015
Steven Henry PisanoHsbc Securities (USA) Inc. otherDynasty Wealth Management, LLC otherOtherNov 3, 2015Apr 11, 2016 (160 d)
Erika D. OelkersHsbc Securities (USA) Inc. otherJ.P. Morgan Securities LLC wirehouseOtherOct 29, 2015Oct 29, 2015
Nelson CardenasHsbc Securities (USA) Inc. otherTruist Advisory Services, Inc. no RAUMOtherOct 24, 2015Jul 15, 2016 (265 d)
Gordon SunHsbc Securities (USA) Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherOct 23, 2015Nov 12, 2015
Rana L ChoubahHsbc Securities (USA) Inc. otherParsons Capital Management Inc otherOtherOct 15, 2015Nov 7, 2015
Deborah Lynne CaldwellHsbc Securities (USA) Inc. otherJ.P. Morgan Securities LLC wirehouseOtherOct 14, 2015Oct 19, 2015
Danny Man-Chung ChanHsbc Securities (USA) Inc. otherAmeriprise Financial Services, LLC national BDOtherOct 7, 2015Sep 29, 2015
Abigail Sue KuoHsbc Securities (USA) Inc. otherGlobal Retirement Partners LLC otherOtherOct 1, 2015Apr 25, 2017 (572 d)
Jason Sean KassHsbc Securities (USA) Inc. otherJ.P. Morgan Securities LLC wirehouseOtherOct 1, 2015Sep 28, 2015
John ZuzuloHsbc Securities (USA) Inc. otherJ.P. Morgan Securities LLC wirehouseOtherSep 29, 2015Sep 22, 2015
Ni Ni MarHsbc Securities (USA) Inc. otherCetera Investment Advisers LLC otherOtherSep 29, 2015Oct 12, 2015
Tyson Van ScofieldHsbc Securities (USA) Inc. otherU.S. Bancorp Investments, Inc. otherOtherSep 23, 2015Sep 9, 2015
Lonbaye Dasarte YarnwayHsbc Securities (USA) Inc. otherBerknell Financial Group, LLC unclassifiedOtherSep 23, 2015Jan 4, 2016 (103 d)
Douglas A DrehwingHsbc Securities (USA) Inc. otherSantander Securities otherOtherSep 17, 2015Sep 23, 2015
Chor Shing ChanHsbc Securities (USA) Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 16, 2015Aug 21, 2015
Taehoon GangHsbc Securities (USA) Inc. otherMsi Financial Services, Inc. otherOtherSep 11, 2015Aug 28, 2015
Maximillian ChernavskyHsbc Securities (USA) Inc. otherSantander Securities otherOtherSep 10, 2015Oct 3, 2016 (389 d)
Joseph Anthony ManganoHsbc Securities (USA) Inc. otherSantander Securities otherOtherAug 31, 2015Sep 9, 2015
Yuha Elsa TseHsbc Securities (USA) Inc. otherCharles Schwab & Co., Inc. national BDOtherAug 31, 2015Sep 17, 2015
Nicole B HenningerHsbc Securities (USA) Inc. otherWells Fargo Advisors wirehouseOtherAug 27, 2015Aug 22, 2015
Ruiying DingHsbc Securities (USA) Inc. otherCetera Investment Advisers LLC otherOtherAug 27, 2015Sep 16, 2015
Michelle Elizabeth MauritzHsbc Securities (USA) Inc. otherRaymond James & Associates, Inc. national BDOtherAug 24, 2015Aug 20, 2015
John Sky GriffinHsbc Securities (USA) Inc. otherWilmington Capital Securities, LLC otherOtherAug 14, 2015Aug 19, 2015
Tony Shek Yin WongHsbc Securities (USA) Inc. otherPark Avenue Securities LLC BD affiliatedOtherAug 4, 2015Jun 3, 2021 (2130 d)
Timothy Ping LeungHsbc Securities (USA) Inc. otherCitigroup Global Markets Inc. otherOtherJul 31, 2015Aug 12, 2015
Christine GonzalezHsbc Securities (USA) Inc. otherMorgan Stanley wirehouseOtherJul 30, 2015Oct 18, 2023 (3002 d)
Michael Carl FreiheitHsbc Securities (USA) Inc. otherWells Fargo Advisors wirehouseOtherJul 16, 2015Jul 2, 2015
Christian CarrilloHsbc Securities (USA) Inc. otherBlue Ox Capital Management, Inc. state registeredOtherJun 25, 2015May 15, 2017 (690 d)
Robert Joseph Patrick SforzaHsbc Securities (USA) Inc. otherTd Ameritrade, Inc. no RAUMOtherJun 22, 2015Jun 3, 2015
Matthew R MillahnHsbc Securities (USA) Inc. otherPrivate Advisor Group, LLC otherOtherJun 12, 2015Aug 5, 2015 (54 d)
Samuel Kwun Pong LauHsbc Securities (USA) Inc. otherMML Investors Services, LLC BD affiliatedOtherJun 1, 2015Jul 14, 2023 (2965 d)
Simon SyerHsbc Securities (USA) Inc. otherMML Investors Services, LLC otherOtherMay 27, 2015Apr 15, 2016 (324 d)
Dominick Carl LanutiHsbc Securities (USA) Inc. otherM&T Securities, Inc. unclassifiedOtherMay 20, 2015May 8, 2015
Raul Rafael MorenoHsbc Securities (USA) Inc. otherJ.P. Morgan Securities LLC wirehouseOtherMay 19, 2015May 29, 2015
Michael Angelo DispiritoHsbc Securities (USA) Inc. otherCapital One Advisors, LLC no RAUMOtherMay 13, 2015May 13, 2015
Janet Kawamoto ZhangHsbc Securities (USA) Inc. otherMorgan Stanley wirehouseOtherMay 11, 2015May 4, 2015
Daniel Restrepo LondonoHsbc Securities (USA) Inc. otherJ.P. Morgan Securities LLC wirehouseOtherMay 7, 2015Dec 9, 2022 (2773 d)
Sammy CarrasquilloHsbc Securities (USA) Inc. otherRaymond James Financial Services Advisors, Inc otherOtherApr 2, 2015Apr 2, 2015
Bryan John KulpHsbc Securities (USA) Inc. otherRaymond James Financial Services Advisors, Inc otherOtherMar 23, 2015Mar 24, 2015
Gabriel DavidoffHsbc Securities (USA) Inc. otherMsi Financial Services, Inc. otherOtherMar 19, 2015Jun 15, 2015 (88 d)
Nathan B BarbakoffHsbc Securities (USA) Inc. otherPrivate Advisor Group, LLC otherOtherMar 12, 2015Mar 25, 2015
Francesca Marie VitaleHsbc Securities (USA) Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMar 3, 2015Aug 5, 2021 (2347 d)
Michael Anthony SchimmelHsbc Securities (USA) Inc. otherWealthcare Advisory Partners LLC independent RIAOtherFeb 13, 2015Nov 11, 2019 (1732 d)
Katie Lynn CatanzaroHsbc Securities (USA) Inc. otherM&T Securities, Inc. unclassifiedOtherFeb 10, 2015Feb 12, 2015
Peter LevineHsbc Securities (USA) Inc. otherTd Ameritrade, Inc. no RAUMOtherFeb 3, 2015Mar 2, 2015
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921 moves match.