DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Advice And Planning Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Johan Ulf Ulrik Forsman | Advice And Planning Services BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2026 | Jun 30, 2026 (116 d) |
| Stephen Andrew Kolaga | Advice And Planning Services BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 6, 2026 | Apr 8, 2026 (33 d) |
| Matthew Lee Gray | Advice And Planning Services BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 6, 2026 | Aug 13, 2026 (160 d) |
| Jesse Quinn Dusablon | Advice And Planning Services BD affiliated | Mbm Wealth Consultants, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 4, 2026 | Apr 17, 2026 (44 d) |
| Brian Jeffrey Deutsch | Advice And Planning Services BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Mar 3, 2026 | Mar 11, 2026 |
| Amy M Wallace | Advice And Planning Services BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2026 | Feb 18, 2026 |
| Ana Isabel Campos | Advice And Planning Services BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2026 | May 18, 2026 (108 d) |
| Misty Nicole Calderon | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2026 | Jan 30, 2026 |
| Kenneth Wayne Bane | Advice And Planning Services BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jan 6, 2026 | Mar 2, 2026 (55 d) |
| Henry John Saur | Advice And Planning Services BD affiliated | Wealthcare Advisory Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 5, 2026 | Jan 5, 2026 |
| Mark Jeffrey Binder | Advice And Planning Services BD affiliated | One Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2026 | Feb 9, 2026 (38 d) |
| Clifton Lavell Boone | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2026 | Mar 2, 2026 (59 d) |
| Willie Preston Stokes | Advice And Planning Services BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2026 | Jan 12, 2026 |
| Michael Paul Bryant | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2026 | Feb 18, 2026 (47 d) |
| Brady Edward Nance | Advice And Planning Services BD affiliated | One Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 24, 2025 | Mar 17, 2026 (83 d) |
| Ross Trevor Lloyd | Advice And Planning Services BD affiliated | One Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 24, 2025 | Feb 5, 2026 (43 d) |
| Michael John Chisick | Advice And Planning Services BD affiliated | One Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 23, 2025 | Feb 9, 2026 (48 d) |
| Jared Daniel Osborne | Advice And Planning Services BD affiliated | One Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 23, 2025 | Mar 16, 2026 (83 d) |
| Nelson Owen Lake | Advice And Planning Services BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Dec 10, 2025 | Jan 26, 2026 (47 d) |
| Bernard Joseph Davis | Advice And Planning Services BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2025 | Jan 22, 2026 (49 d) |
| Ricardo Chicas | Advice And Planning Services BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2025 | Jul 27, 2026 (235 d) |
| Brandan P Kosoff | Advice And Planning Services BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Dec 4, 2025 | Mar 25, 2026 (111 d) |
| Ronald Dean Jackson | Advice And Planning Services BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 26, 2025 | Feb 17, 2026 (83 d) |
| Eugene Christie Mcvey | Advice And Planning Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Jul 16, 2026 (238 d) |
| Jonathan Eric Schnell | Advice And Planning Services BD affiliated | United Brokerage Services Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2025 | Dec 23, 2025 (36 d) |
| John Ismael Amaro | Advice And Planning Services BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 17, 2025 | Dec 23, 2025 (36 d) |
| Marianna Tabares | Advice And Planning Services BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Nov 17, 2025 | Nov 19, 2025 |
| Reece Macgregor Betcher | Advice And Planning Services BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 10, 2025 | Dec 16, 2025 (36 d) |
| Nicholas Alexander Hughes | Advice And Planning Services BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2025 | Nov 11, 2025 |
| Nora Lentz Mickelson | Advice And Planning Services BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2025 | Mar 20, 2026 (136 d) |
| Colin Louis Bruenjes | Advice And Planning Services BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 3, 2025 | Nov 13, 2025 |
| Monica Douglas | Advice And Planning Services BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2025 | Dec 16, 2025 (46 d) |
| Seth Gregory Downing | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2025 | Jan 2, 2026 (84 d) |
| William Thaddius Scott La Rue | Advice And Planning Services BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 10, 2025 | Oct 22, 2025 |
| Zachary O'Hayre | Advice And Planning Services BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Oct 6, 2025 | Nov 14, 2025 (39 d) |
| Amy C Smith | Advice And Planning Services BD affiliated | Bonsai Advisors LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 3, 2025 | Sep 3, 2026 (335 d) |
| Paul Jason Bisbal | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2025 | Dec 5, 2025 (63 d) |
| Trevor S Crane | Advice And Planning Services BD affiliated | T. Rowe Price Associates, Inc. asset manager | Other | Oct 3, 2025 | Aug 17, 2026 (318 d) |
| Drake Holley | Advice And Planning Services BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Oct 3, 2025 | Nov 13, 2025 (41 d) |
| Daniel Bermiss | Advice And Planning Services BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2025 | Nov 25, 2025 (54 d) |
| Nancy Vandergoot | Advice And Planning Services BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2025 | Mar 5, 2026 (155 d) |
| Derek J Boldrin | Advice And Planning Services BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Sep 26, 2025 | Oct 21, 2025 |
| Michael Charles Spangler | Advice And Planning Services BD affiliated | Nuveen Asset Management, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 23, 2025 | Oct 24, 2025 (31 d) |
| Rurik Gabriel Alconaba | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2025 | Jul 1, 2026 (281 d) |
| Derek Michael Schwartz | Advice And Planning Services BD affiliated | One Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 17, 2025 | Sep 3, 2025 |
| Simon Rodriguez | Advice And Planning Services BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Sep 15, 2025 | Oct 3, 2025 |
| Edon Prelvukaj | Advice And Planning Services BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 12, 2025 | Oct 6, 2025 |
| Joel Richard Hahn | Advice And Planning Services BD affiliated | One Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 10, 2025 | Sep 15, 2025 |
| Justin Pearce | Advice And Planning Services BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Sep 4, 2025 | Jan 23, 2026 (141 d) |
| Irving Isaac Fallas | Advice And Planning Services BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 4, 2025 | Oct 3, 2025 |
| Austin Michael Atkinson | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2025 | Sep 29, 2025 |
| Audra Lynn Masche | Advice And Planning Services BD affiliated | One Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2025 | Sep 19, 2025 |
| Mariza Bonilla | Advice And Planning Services BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2025 | Sep 3, 2025 |
| Andrea Deana Suchy-Shinn | Advice And Planning Services BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2025 | Nov 24, 2025 (88 d) |
| Andrew Krochalk | Advice And Planning Services BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 28, 2025 | Oct 11, 2025 (44 d) |
| Mark Daniel Dickamore | Advice And Planning Services BD affiliated | One Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 26, 2025 | Nov 17, 2025 (83 d) |
| Edmund Amado Docto Canlas | Advice And Planning Services BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Aug 20, 2025 | Sep 30, 2025 (41 d) |
| Sharleen Bhoop | Advice And Planning Services BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 20, 2025 | Oct 14, 2025 (55 d) |
| John Boris Onufreiczuk | Advice And Planning Services BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Aug 20, 2025 | Sep 17, 2025 |
| Leah Katherine Durkee | Advice And Planning Services BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2025 | Sep 19, 2025 (32 d) |
1,602 moves match.