DFX Intelligence
Advisor moves
Departures from Advice And Planning Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan Thomas Gosline | Advice And Planning Services BD affiliated | Integral Financial Planners state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 31, 2023 | Jan 2, 2024 (277 d) |
| Caroline Elizabeth Cowley | Advice And Planning Services BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 27, 2023 | Aug 1, 2023 (127 d) |
| Theresa M Roberts | Advice And Planning Services BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 24, 2023 | Apr 17, 2023 |
| Grant Daniel Vahalla | Advice And Planning Services BD affiliated | Lido independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2023 | Apr 14, 2023 |
| Cassen Troy Labounty | Advice And Planning Services BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Mar 3, 2023 | Dec 13, 2024 (651 d) |
| Gautier F Wallaert | Advice And Planning Services BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2023 | Mar 30, 2023 |
| David Lee Hudson | Advice And Planning Services BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2023 | Mar 27, 2023 |
| Brandon K. Moore | Advice And Planning Services BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 2, 2023 | Mar 20, 2023 |
| Richard Alexander Keiser | Advice And Planning Services BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2023 | May 9, 2023 (85 d) |
| Michael Walter Crutchfield | Advice And Planning Services BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2023 | Nov 2, 2023 (300 d) |
| Veronica Hillari Carrasquillo | Advice And Planning Services BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2023 | Oct 11, 2023 (281 d) |
| Mark Morrison | Advice And Planning Services BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2023 | Jan 20, 2023 |
| Brandon Robert Matthews | Advice And Planning Services BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2022 | May 3, 2023 (133 d) |
| Robert Edward Flynn | Advice And Planning Services BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 14, 2022 | Jul 28, 2023 (226 d) |
| Scott Andrew Knudsen | Advice And Planning Services BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2022 | Dec 16, 2022 |
| Juan Omar Camarillo | Advice And Planning Services BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Nov 9, 2022 | Aug 21, 2025 (1016 d) |
| Gregory Paul Ebeyer | Advice And Planning Services BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2022 | Nov 22, 2022 |
| Joan Kathleen Koss | Advice And Planning Services BD affiliated | Stordahl Capital Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 26, 2022 | Oct 28, 2022 |
| Alan Cole | Advice And Planning Services BD affiliated | Onedigital institutional | Other | Oct 17, 2022 | Nov 28, 2022 (42 d) |
| Bryant Mathurin | Advice And Planning Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2022 | Oct 16, 2023 (370 d) |
| Zachary M Burke | Advice And Planning Services BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 28, 2022 | Dec 12, 2022 (75 d) |
| Jeffrey James White | Advice And Planning Services BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2022 | Dec 12, 2022 (77 d) |
| Phyllis Marjorie Lowe | Advice And Planning Services BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 21, 2022 | Feb 28, 2023 (160 d) |
| Jack Ryan Kastenschmidt | Advice And Planning Services BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 22, 2022 | Nov 19, 2022 (89 d) |
| Emily C Palmer | Advice And Planning Services BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 18, 2022 | Aug 18, 2022 |
| Ian William Smith | Advice And Planning Services BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 18, 2022 | Sep 12, 2022 |
| Christine Elizabeth Gallo | Advice And Planning Services BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 12, 2022 | Sep 14, 2022 (33 d) |
| Thomas Scott Halden | Advice And Planning Services BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Aug 5, 2022 | Aug 24, 2022 |
| Loizos Sergios Kapnisi | Advice And Planning Services BD affiliated | Mason Investment Advisory Services Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2022 | Sep 28, 2022 (55 d) |
| Mark J. Peloquin | Advice And Planning Services BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2022 | Sep 20, 2022 (50 d) |
| Jason Kornreich | Advice And Planning Services BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 26, 2022 | Aug 1, 2022 |
| Ralph Taylor Rigler | Advice And Planning Services BD affiliated | Core Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 19, 2022 | Nov 15, 2022 (119 d) |
| Hseng Wei Hsiang | Advice And Planning Services BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 9, 2022 | Jul 8, 2022 |
| Barry Howard Gladstein | Advice And Planning Services BD affiliated | Wealthshield Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2022 | Jul 11, 2022 |
| Nate Urso | Advice And Planning Services BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 17, 2022 | Aug 23, 2022 (67 d) |
| Alan Glenn | Advice And Planning Services BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2022 | Jun 29, 2022 |
| Jonathan C Jepsen | Advice And Planning Services BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 15, 2022 | Jul 15, 2022 |
| Richard S Clough | Advice And Planning Services BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 6, 2022 | Jul 5, 2022 |
| Gregory Lamont Wesley-Shanks | Advice And Planning Services BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2022 | Aug 3, 2022 (63 d) |
| Angel David Lopez | Advice And Planning Services BD affiliated | Citi Private Advisory, LLC asset manager | Other | Jun 1, 2022 | Jul 22, 2022 (51 d) |
| Christopher Robbi Harris | Advice And Planning Services BD affiliated | Zevin Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 27, 2022 | Jun 16, 2022 |
| Caroline M. Huber | Advice And Planning Services BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 25, 2022 | May 17, 2023 (357 d) |
| Scott Alan Marx | Advice And Planning Services BD affiliated | Smp Financial Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 17, 2022 | Apr 23, 2023 (341 d) |
| Jeanine Marie Buceti | Advice And Planning Services BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2022 | Jun 1, 2022 |
| Christopher Matthew Sweet | Advice And Planning Services BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | May 12, 2022 | Nov 25, 2025 (1293 d) |
| Terrence Anthony Teele | Advice And Planning Services BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2022 | Jun 15, 2022 (42 d) |
| Esteban Romero | Advice And Planning Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2022 | Jun 10, 2022 (37 d) |
| Michael Phung | Advice And Planning Services BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 29, 2022 | May 19, 2022 |
| Robert Bradley-Poole Propst | Advice And Planning Services BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2022 | Jun 14, 2022 (46 d) |
| Ryan Bartholomew Lacedonia | Advice And Planning Services BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Apr 29, 2022 | May 17, 2022 |
| Halsted Donald Knutson | Advice And Planning Services BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 28, 2022 | Oct 23, 2025 (1274 d) |
| Jennifer Leah Capo | Advice And Planning Services BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2022 | May 23, 2022 |
| Alijah Jahn Walker | Advice And Planning Services BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2022 | Jun 6, 2022 (41 d) |
| Benjamin Earl Dum | Advice And Planning Services BD affiliated | River Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 18, 2022 | May 17, 2022 |
| Steven Paul Jakubowski | Advice And Planning Services BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 18, 2022 | May 16, 2022 |
| Abigail Wheeler | Advice And Planning Services BD affiliated | Alight Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 13, 2022 | Oct 25, 2023 (560 d) |
| Tricia L. L Graven | Advice And Planning Services BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 11, 2022 | Jul 10, 2026 (1551 d) |
| Christopher Brian Carr | Advice And Planning Services BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2022 | Apr 12, 2022 |
| Ryan Tate Peters | Advice And Planning Services BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2022 | May 2, 2022 |
| John Paul Mabini | Advice And Planning Services BD affiliated | One Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2022 | May 2, 2022 |
1,608 moves match.