DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Bb&T Investment Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Sarah Louise Gray	Bb&T Investment Services, Inc. no RAUM	Capital Investment Advisory Services, LLC other	Other	Nov 1, 2011	Nov 3, 2011
Glen David Amason	Bb&T Investment Services, Inc. no RAUM	Strategic Advisers LLC national BD	Other	Oct 28, 2011	Jan 3, 2013 (433 d)
Sugeil Milagros Perez	Bb&T Investment Services, Inc. no RAUM	Morgan Stanley wirehouse	Other	Sep 8, 2011	Oct 19, 2011 (41 d)
David Mcpherson	Bb&T Investment Services, Inc. no RAUM	Pnc Wealth Management other	Other	Aug 31, 2011	Sep 11, 2012 (377 d)
Matthew Anthony Genco	Bb&T Investment Services, Inc. no RAUM	Morgan Stanley wirehouse	Other	Jul 12, 2011	Aug 1, 2011
Reggie Turner	Bb&T Investment Services, Inc. no RAUM	Pnc Wealth Management other	Other	Jul 11, 2011	Aug 4, 2011
Kelley Brian Orr	Bb&T Investment Services, Inc. no RAUM	Osaic Fa, Inc. other	Other	Jul 6, 2011	Jul 22, 2011
Stephen Dakin Pattison	Bb&T Investment Services, Inc. no RAUM	Osaic Institutions, Inc. other	Other	Jun 30, 2011	Oct 3, 2012 (461 d)
Christopher Michael Wilkinson	Bb&T Investment Services, Inc. no RAUM	Suntrust Investment Services, Inc. other	Other	Jun 14, 2011	Jun 28, 2011
Charles Edward Held	Bb&T Investment Services, Inc. no RAUM	Truist Advisory Services, Inc. no RAUM	Other	Jun 13, 2011	Oct 7, 2016 (1943 d)
James Joseph Kinsey	Bb&T Investment Services, Inc. no RAUM	LPL Financial LLC other	Other	Jun 8, 2011	Jun 15, 2011
Ross Elton Hendrix	Bb&T Investment Services, Inc. no RAUM	Wells Fargo Advisors wirehouse	Other	May 27, 2011	Jun 29, 2011 (33 d)
Marilyn S Hoosen	Bb&T Investment Services, Inc. no RAUM	Morgan Stanley wirehouse	Other	May 9, 2011	Apr 29, 2011
Kevin Michael Arquette	Bb&T Investment Services, Inc. no RAUM	Invest Financial Corporation other	Other	Apr 1, 2011	Jul 7, 2011 (97 d)
Catesby Ware Palmer	Bb&T Investment Services, Inc. no RAUM	J.P. Morgan Securities LLC wirehouse	Other	Jan 14, 2011	Feb 20, 2024 (4785 d)
William Michael Brinkley	Bb&T Investment Services, Inc. no RAUM	Fifth Third Securities, Inc. other	Other	Jan 14, 2011	Feb 18, 2011 (35 d)
Douglas Martens Isenberg	Bb&T Investment Services, Inc. no RAUM	Neuse River Capital, LLC state registered	Other	Jan 6, 2011	Feb 18, 2011 (43 d)
Joshua Ritz	Bb&T Investment Services, Inc. no RAUM	Wells Fargo Advisors wirehouse	Other	Dec 17, 2010	Jan 3, 2011
Jeffery Michael Keczan	Bb&T Investment Services, Inc. no RAUM	LPL Financial LLC other	Other	Dec 17, 2010	Dec 20, 2010
Jeffrey Burgess	Bb&T Investment Services, Inc. no RAUM	Suntrust Investment Services, Inc. other	Other	Dec 16, 2010	Jan 6, 2011
Paul Jay Marston	Bb&T Investment Services, Inc. no RAUM	Pnc Managed Account Solutions, Inc. other	Other	Dec 3, 2010	Jan 24, 2011 (52 d)
Doraida Fernandez	Bb&T Investment Services, Inc. no RAUM	UBS Financial Services Inc. wirehouse	Other	Nov 30, 2010	Jan 28, 2011 (59 d)
Michael Lawrence Hayward	Bb&T Investment Services, Inc. no RAUM	Strategic Advisers LLC national BD	Other	Nov 30, 2010	Apr 16, 2013 (868 d)
Joseph Matthew Waluk	Bb&T Investment Services, Inc. no RAUM	Wells Fargo Advisors wirehouse	Other	Nov 15, 2010	Nov 12, 2010
Christina Marie Raya	Bb&T Investment Services, Inc. no RAUM	Pnc Wealth Management other	Other	Nov 1, 2010	Jan 4, 2012 (429 d)
Ronald S Pricenor	Bb&T Investment Services, Inc. no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 15, 2010	Nov 15, 2010 (31 d)
Lester Walker Dennis	Bb&T Investment Services, Inc. no RAUM	Wells Fargo Advisors wirehouse	Other	Sep 17, 2010	Sep 17, 2010
Walter Michael Fisher	Bb&T Investment Services, Inc. no RAUM	Wells Fargo Advisors wirehouse	Other	Sep 1, 2010	Sep 1, 2010
Valerie Rose Lucille Vander Molen	Bb&T Investment Services, Inc. no RAUM	Pnc Wealth Management other	Other	Aug 30, 2010	Jan 3, 2012 (491 d)
Jeffrey Lee Stouffer	Bb&T Investment Services, Inc. no RAUM	Kingsview Wealth Management, LLC other	Other	Aug 26, 2010	Oct 28, 2010 (63 d)
Clinton Joel Robinson	Bb&T Investment Services, Inc. no RAUM	Pnc Wealth Management other	Other	Aug 20, 2010	Dec 21, 2011 (488 d)
James Bowles Pender	Bb&T Investment Services, Inc. no RAUM	Strategic Advisers LLC national BD	Other	Aug 4, 2010	Sep 23, 2010 (50 d)
David William Rakestraw	Bb&T Investment Services, Inc. no RAUM	Scott & Stringfellow, LLC other	Other	Jul 21, 2010	Jul 19, 2010
Nicholas Durso	Bb&T Investment Services, Inc. no RAUM	Suntrust Investment Services, Inc. other	Other	Jul 6, 2010	Jul 22, 2010
John R Callaway	Bb&T Investment Services, Inc. no RAUM	Fifth Third Securities, Inc. other	Other	Jun 14, 2010	Jun 17, 2010
Benjamin Keith Moore	Bb&T Investment Services, Inc. no RAUM	Truist Advisory Services, Inc. no RAUM	Other	Jun 2, 2010	Sep 21, 2016 (2303 d)
Frank Rosario Fato	Bb&T Investment Services, Inc. no RAUM	Citigroup Global Markets Inc. other	Other	May 25, 2010	Jul 8, 2010 (44 d)
Eric Benjamin Housman	Bb&T Investment Services, Inc. no RAUM	Fifth Third Securities, Inc. other	Other	Apr 29, 2010	Sep 28, 2010 (152 d)
Howard David Schwartz	Bb&T Investment Services, Inc. no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Apr 20, 2010	Jul 10, 2018 (3003 d)
Jeffrey Wayne Askins	Bb&T Investment Services, Inc. no RAUM	Moors & Cabot, Inc other	Other	Apr 13, 2010	Aug 19, 2010 (128 d)
Christopher Michael Heilman	Bb&T Investment Services, Inc. no RAUM	Raymond James Financial Services Advisors, Inc other	Other	Mar 26, 2010	Mar 31, 2010
Gray Keneston Daus	Bb&T Investment Services, Inc. no RAUM	Wells Fargo Advisors wirehouse	Other	Mar 1, 2010	Mar 31, 2010
Nichole Michelle Whatley	Bb&T Investment Services, Inc. no RAUM	Scott & Stringfellow, LLC other	Other	Feb 18, 2010	Feb 16, 2010
Valerie Carol Massengill	Bb&T Investment Services, Inc. no RAUM	Edward Jones national BD	Other	Feb 12, 2010	Oct 28, 2013 (1354 d)
Floyd Freeman Pate	Bb&T Investment Services, Inc. no RAUM	Wells Fargo Advisors wirehouse	Other	Jan 29, 2010	Feb 1, 2010
Aaron Hedrick Parrish	Bb&T Investment Services, Inc. no RAUM	Realta Investment Advisors, Inc other	Other	Jan 29, 2010	Jul 11, 2011 (528 d)
Allison M Taylor	Bb&T Investment Services, Inc. no RAUM	Suntrust Investment Services, Inc. other	Other	Jan 7, 2010	Jan 13, 2010
Jonathan Dale Peters	Bb&T Investment Services, Inc. no RAUM	Wells Fargo Advisors wirehouse	Other	Dec 11, 2009	Dec 11, 2009
Brian David Peters	Bb&T Investment Services, Inc. no RAUM	Wells Fargo Advisors wirehouse	Other	Nov 13, 2009	Nov 16, 2009
Jason Blair Davis	Bb&T Investment Services, Inc. no RAUM	J.P. Morgan Securities LLC wirehouse	Other	Oct 23, 2009	Jan 27, 2010 (96 d)
Paul Steven Pierce	Bb&T Investment Services, Inc. no RAUM	Osaic Fa, Inc. other	Other	Oct 5, 2009	Oct 15, 2009
Ronald Edward Schroeter	Bb&T Investment Services, Inc. no RAUM	Wells Fargo Advisors wirehouse	Other	Oct 1, 2009	Jan 28, 2010 (119 d)
William Clay Tucker	Bb&T Investment Services, Inc. no RAUM	Berthel Fisher & Company Financial Services, Inc. other	Other	Sep 28, 2009	Jan 11, 2010 (105 d)
Chad Everette Reynolds	Bb&T Investment Services, Inc. no RAUM	First Citizens Investor Services, Inc. other	Other	Aug 5, 2009	Aug 18, 2009
Robert Horowitz	Bb&T Investment Services, Inc. no RAUM	LPL Financial LLC other	Other	Jul 16, 2009	Feb 17, 2010 (216 d)
Gregory Warren Smith	Bb&T Investment Services, Inc. no RAUM	Keystone Financial Group, LLC independent RIA	Other	Jun 18, 2009	Feb 1, 2024 (5341 d)
Marcus Fielding	Bb&T Investment Services, Inc. no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jun 5, 2009	Jun 25, 2009
Scott Wesley Foster	Bb&T Investment Services, Inc. no RAUM	Uvest Financial Services Group, Inc. unclassified	Other	Jun 2, 2009	Nov 10, 2009 (161 d)
Michael Thomas Gilmartin	Bb&T Investment Services, Inc. no RAUM	Gunnallen Financial, Inc unclassified	Other	May 21, 2009	Jun 11, 2009
Cathy Lynn Poe	Bb&T Investment Services, Inc. no RAUM	Mid-Atlantic Securities, Inc. other	Other	May 6, 2009	Feb 22, 2010 (292 d)

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492 moves match.