DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Osaic Institutions, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Michael Fillers Bolen	Osaic Institutions, Inc. other	United Brokerage Services Inc other	Other	Mar 6, 2014	Feb 14, 2014
Mary Ellen Twigg	Osaic Institutions, Inc. other	LPL Financial LLC other	Other	Mar 4, 2014	Feb 27, 2014
Robert Ferebee Mcmurran	Osaic Institutions, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Mar 4, 2014	Jun 10, 2014 (98 d)
Dow William Lindholm	Osaic Institutions, Inc. other	Cetera Investment Advisers LLC other	Other	Jan 7, 2014	Feb 11, 2014 (35 d)
Scott Charles Bambach	Osaic Institutions, Inc. other	Raymond James & Associates, Inc. national BD	Other	Jan 3, 2014	Mar 13, 2014 (69 d)
David Neyland Alford	Osaic Institutions, Inc. other	LPL Financial LLC other	Other	Nov 27, 2013	Nov 18, 2013
Mary Jean Robbins	Osaic Institutions, Inc. other	Investors Capital Advisory other	Other	Oct 11, 2013	Feb 10, 2014 (122 d)
Stephen Dakin Pattison	Osaic Institutions, Inc. other	Truist Advisory Services, Inc. no RAUM	Other	Aug 23, 2013	Sep 20, 2016 (1124 d)
John Paul Palen	Osaic Institutions, Inc. other	Edward Jones national BD	Other	Aug 16, 2013	Aug 26, 2013
Vincent Nicholas Martino	Osaic Institutions, Inc. other	Msi Financial Services, Inc. other	Other	Jul 17, 2013	Jul 17, 2013
Kenna Muriel Hesseling	Osaic Institutions, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jul 9, 2013	Jul 15, 2013
Michael Aaron Heroux	Osaic Institutions, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 1, 2013	Dec 12, 2014 (529 d)
Brian Scott Mccleskey	Osaic Institutions, Inc. other	Chesapeake Wealth Management other	Other	Apr 29, 2013	Apr 30, 2013
Joshua David Forkey	Osaic Institutions, Inc. other	Suntrust Investment Services, Inc. other	Other	Apr 1, 2013	Nov 25, 2013 (238 d)
Nickles Gregory Spryn	Osaic Institutions, Inc. other	LPL Financial LLC other	Other	Feb 28, 2013	Feb 26, 2013
Keith Andrew O'Brien	Osaic Institutions, Inc. other	LPL Financial LLC other	Other	Feb 28, 2013	Feb 26, 2013
David Witt Shotwell	Osaic Institutions, Inc. other	Shotwell Rutter Baer Inc independent RIA	Other	Feb 28, 2013	Mar 1, 2013
Patrick H Heijmen	Osaic Institutions, Inc. other	LPL Financial LLC other	Other	Feb 28, 2013	Feb 26, 2013
Christopher John Merchant	Osaic Institutions, Inc. other	LPL Financial LLC other	Other	Feb 28, 2013	Feb 26, 2013
Diane Susan Winner	Osaic Institutions, Inc. other	LPL Financial LLC other	Other	Jan 10, 2013	Jan 18, 2013
Mark Narrell	Osaic Institutions, Inc. other	Cetera Investment Services LLC other	Other	Jan 2, 2013	Jan 16, 2013
Thomas Xavier Walton	Osaic Institutions, Inc. other	Citizens Securities, Inc. other	Other	Dec 21, 2012	Feb 26, 2013 (67 d)
Diane Ellen Don	Osaic Institutions, Inc. other	Wells Fargo Advisors wirehouse	Other	Dec 10, 2012	Jan 14, 2013 (35 d)
Timothy Anthony Gonzales	Osaic Institutions, Inc. other	Pks Investment Advisors LLC other	Other	Nov 19, 2012	Nov 27, 2012
Kathleen Mary Erickson	Osaic Institutions, Inc. other	Commonwealth Financial Network national BD	Other	Sep 24, 2012	Nov 16, 2012 (53 d)
Sarah Elizabeth Maskill	Osaic Institutions, Inc. other	Financial Answers, LLC state registered	Other	Jul 13, 2012	Sep 10, 2012 (59 d)
Brian David East	Osaic Institutions, Inc. other	Cadaret Grant & Co Inc other	Other	Jun 18, 2012	Jun 15, 2012
Justin Thomas De Luca	Osaic Institutions, Inc. other	Pnc Wealth Management other	Other	Jun 12, 2012	Aug 29, 2012 (78 d)
Patrick George Rehm	Osaic Institutions, Inc. other	Bb&T Investment Services, Inc. no RAUM	Other	Jun 11, 2012	Jun 18, 2012
Anoput Phimmasone	Osaic Institutions, Inc. other	Wells Fargo Advisors wirehouse	Other	Feb 22, 2012	Feb 17, 2012
Anthony Francisco Petisco	Osaic Institutions, Inc. other	LPL Financial LLC other	Other	Nov 4, 2011	Nov 9, 2011
Paul Harold Kraklan	Osaic Institutions, Inc. other	Horace Mann Investors, Inc. no RAUM	Other	Oct 17, 2011	Mar 10, 2020 (3067 d)
Annette Marie Crowley	Osaic Institutions, Inc. other	Citizens Securities, Inc. other	Other	Oct 12, 2011	Oct 17, 2011
Lauren Elizabeth Cunningham	Osaic Institutions, Inc. other	Citizens Securities, Inc. other	Other	Oct 12, 2011	Oct 17, 2011
Michael Wilson Morelock	Osaic Institutions, Inc. other	LPL Financial LLC other	Other	Sep 22, 2011	Sep 19, 2011
Craig Drisko Worcester	Osaic Institutions, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Sep 21, 2011	Aug 12, 2013 (691 d)
Susan Renee Seitter	Osaic Institutions, Inc. other	Truist Advisory Services, Inc. no RAUM	Other	Sep 16, 2011	Sep 15, 2016 (1826 d)
Charmaine Brown	Osaic Institutions, Inc. other	Cuso Financial Services, L.P. other	Other	Sep 1, 2011	Aug 28, 2013 (727 d)
Jeffrey Roland Migneault	Osaic Institutions, Inc. other	Commonwealth Financial Network national BD	Other	Aug 8, 2011	Aug 9, 2011
Kelly Ann Liebbe	Osaic Institutions, Inc. other	Fifth Third Securities, Inc. other	Other	Aug 3, 2011	Aug 15, 2011
Peggy Ann Thorlton	Osaic Institutions, Inc. other	Suntrust Investment Services, Inc. other	Other	Jun 15, 2011	Jun 30, 2011
Thomas David Mckeon	Osaic Institutions, Inc. other	Citizens Securities, Inc. other	Other	Jun 10, 2011	Jun 17, 2011
Clinton William Noell	Osaic Institutions, Inc. other	Reby Advisors, LLC other	Other	Jun 8, 2011	Jun 16, 2011
Shawna Rae Lockley	Osaic Institutions, Inc. other	Wells Fargo Advisors wirehouse	Other	May 26, 2011	Nov 1, 2011 (159 d)
Ryan Charles Gandurski	Osaic Institutions, Inc. other	Mccabe & Associates, Inc other	Other	Apr 26, 2011	May 13, 2011
Kenneth Scott Bernheim	Osaic Institutions, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Apr 21, 2011	Jun 17, 2011 (57 d)
Michael Dean Smeenge	Osaic Institutions, Inc. other	Cuso Financial Services, L.P. other	Other	Apr 15, 2011	Apr 18, 2011
Paul William Gatehouse	Osaic Institutions, Inc. other	Independence Financial Advisors, LLC other	Other	Apr 7, 2011	Apr 11, 2011
Michael Francis Ventura	Osaic Institutions, Inc. other	Independence Financial Advisors, LLC other	Other	Apr 7, 2011	Apr 11, 2011
Richard Dale Gant	Osaic Institutions, Inc. other	Lanark Financial, Inc. other	Other	Mar 25, 2011	Apr 13, 2011
Jennifer Lynn Disrud	Osaic Institutions, Inc. other	Nationwide Investment Advisors, LLC other	Other	Mar 25, 2011	Apr 20, 2011
Cynthia Megan Tysver	Osaic Institutions, Inc. other	Lanark Financial, Inc. other	Other	Mar 25, 2011	May 26, 2011 (62 d)
Brett Canarelli	Osaic Institutions, Inc. other	Lanark Financial, Inc. other	Other	Mar 25, 2011	Apr 7, 2011
John Alan Register	Osaic Institutions, Inc. other	Investment Centers Of America, Inc. other	Other	Jan 14, 2011	Jan 25, 2011
Janet H. Frye	Osaic Institutions, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Sep 16, 2010	Sep 10, 2010
Keith John Burgess	Osaic Institutions, Inc. other	Nfp Advisor Services, LLC other	Other	Aug 31, 2010	Apr 13, 2012 (591 d)
Matthew Rowe Sweet	Osaic Institutions, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Aug 20, 2010	Aug 23, 2010
Roddy Blake Loveless	Osaic Institutions, Inc. other	Edward Jones national BD	Other	Jun 30, 2010	Aug 13, 2010 (44 d)
Christopher Jerry Helton	Osaic Institutions, Inc. other	Synovus Securities, Inc. other	Other	Jun 14, 2010	Jun 2, 2010
Sarah Jean Yakel	Osaic Institutions, Inc. other	Meridian Financial Partners LLC no RAUM	Other	Mar 18, 2010	Nov 16, 2015 (2069 d)

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642 moves match.