DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Osaic Fs, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
William Reed Pickering	Osaic Fs, Inc. other	Concourse Financial Group Advisors other	Other	Sep 13, 2017	Sep 13, 2017
Bradley Dale Holland	Osaic Fs, Inc. other	Concourse Financial Group Advisors other	Other	Sep 8, 2017	Aug 29, 2017
Louis Edward Perkins	Osaic Fs, Inc. other	Independent Advisers Group Corp other	Other	Aug 29, 2017	Jan 2, 1998
Troy Don Perkins	Osaic Fs, Inc. other	Concourse Financial Group Advisors other	Other	Aug 29, 2017	Aug 18, 2017
Cory John Dawkins	Osaic Fs, Inc. other	Elite Wealth Partners, LLC state registered	Other	Aug 29, 2017	Sep 1, 2017
Christopher Robert Stewart	Osaic Fs, Inc. other	Integrity Alliance, LLC other	Other	Aug 25, 2017	Aug 16, 2017
Kenton M Fenno	Osaic Fs, Inc. other	Gradient Wealth Management other	Other	Jul 31, 2017	Jul 27, 2017
Daniel Mark Saccal	Osaic Fs, Inc. other	Wealth Watch Advisors, Inc independent RIA	Other	Jul 26, 2017	Jul 31, 2019 (735 d)
Dean Richard Crouthamel	Osaic Fs, Inc. other	Independent Financial Group, LLC other	Other	Jun 13, 2017	May 16, 2017
Mark J Cangiano	Osaic Fs, Inc. other	LPL Financial LLC other	Other	Jun 5, 2017	May 23, 2017
Weslee Drew Williams	Osaic Fs, Inc. other	Griffith & Werner, Inc. other	Other	May 23, 2017	Feb 9, 2016
Robert Kyle Tomlinson	Osaic Fs, Inc. other	Griffith & Werner, Inc. other	Other	May 23, 2017	Feb 9, 2016
Pamela Sue Ghezzi	Osaic Fs, Inc. other	Kovack Advisors, Inc. other	Other	May 15, 2017	May 9, 2017
Corey Michael Magliolo	Osaic Fs, Inc. other	Sagepoint Financial, Inc. other	Other	May 15, 2017	May 2, 2017
Daniel Matthew Stewart	Osaic Fs, Inc. other	Truist Advisory Services, Inc. other	Other	Apr 27, 2017	May 5, 2017
Elizabeth Windsor Thompson	Osaic Fs, Inc. other	Cuna Brokerage Services, Inc. other	Other	Mar 23, 2017	Apr 13, 2017
Jeanne Kearns Hagar	Osaic Fs, Inc. other	Boston Harbor Wealth Advisors, LLC other	Other	Mar 8, 2017	Feb 23, 2017
Thomas Michael Burger	Osaic Fs, Inc. other	Boston Harbor Wealth Advisors, LLC other	Other	Mar 8, 2017	Feb 23, 2017
George Gomez	Osaic Fs, Inc. other	Strategic Financial Concepts, LLC independent RIA	Other	Feb 17, 2017	Sep 10, 2019 (935 d)
Matthew J. Golden	Osaic Fs, Inc. other	First Citizens Asset Management, Inc other	Other	Feb 15, 2017	Feb 22, 2017
Timothy A Gambatese	Osaic Fs, Inc. other	Gtg Wealth Management, LLC state registered	Other	Feb 10, 2017	Apr 30, 2003
Michael Francis Murray	Osaic Fs, Inc. other	Osaic Fa, Inc. other	Other	Feb 9, 2017	Oct 14, 2009
Dawn Michelle Wilson	Osaic Fs, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Jan 27, 2017	Jan 3, 2017
Jonathan Leif Holljes	Osaic Fs, Inc. other	Colonial River Wealth Management LLC no RAUM	Other	Dec 8, 2016	Dec 8, 2016
Gerard John Vanderzanden	Osaic Fs, Inc. other	Questar Asset Management, Inc. other	Other	Nov 21, 2016	Feb 1, 2017 (72 d)
Nicole Yvette Redus	Osaic Fs, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Sep 30, 2016	Oct 26, 2016
Brian Ashley Anderson	Osaic Fs, Inc. other	Principal Securities, Inc. other	Other	Aug 23, 2016	Sep 1, 2016
Mark James Carey	Osaic Fs, Inc. other	MML Investors Services, LLC BD affiliated	Other	Aug 22, 2016	Jan 27, 2026 (3445 d)
Rick O'Neal	Osaic Fs, Inc. other	Creativeone Securities, LLC other	Other	Aug 11, 2016	Jul 28, 2016
Derek Gates Dieterich	Osaic Fs, Inc. other	Aspire Private Wealth Counsel, LLC independent RIA	Other	Jul 28, 2016	Apr 19, 2017 (265 d)
Christopher J Gordon	Osaic Fs, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Jul 12, 2016	Jul 11, 2016
Matthew Douglas Schroeder	Osaic Fs, Inc. other	Great Point Wealth Advisors, LLC other	Other	May 23, 2016	May 17, 2016
Adam Christopher Vaal	Osaic Fs, Inc. other	Fdx Advisors, Inc. other	Other	May 3, 2016	Sep 23, 2016 (143 d)
Linda Rose Jensen	Osaic Fs, Inc. other	Foundations Investment Advisors LLC other	Other	Apr 19, 2016	Jun 6, 2017 (413 d)
Macgregor Maitland	Osaic Fs, Inc. other	Signator Investors, Inc. other	Other	Apr 19, 2016	Apr 22, 2016
Richard White Chase	Osaic Fs, Inc. other	Signator Investors, Inc. other	Other	Apr 8, 2016	Apr 20, 2016
Eric Marcus Elkins	Osaic Fs, Inc. other	Exodus Wealth, LLC other	Other	Feb 11, 2016	Aug 31, 2016 (202 d)
Gerard Vincent Dougherty	Osaic Fs, Inc. other	The Patriot Financial Group, LLC other	Other	Jan 20, 2016	Feb 16, 2017 (393 d)
Angela Dement	Osaic Fs, Inc. other	Wells Fargo Advisors wirehouse	Other	Jan 13, 2016	Jan 19, 2016
Kimberly Frances Myers	Osaic Fs, Inc. other	Legend Advisory, LLC other	Other	Dec 17, 2015	Nov 25, 2016 (344 d)
Patrick Joseph Cloutier	Osaic Fs, Inc. other	Osaic Fa, Inc. other	Other	Dec 11, 2015	Jan 10, 2008
Tony Yu	Osaic Fs, Inc. other	M Holdings Securities, Inc. other	Other	Dec 11, 2015	Dec 2, 2015
Matthew Bryce Gournay	Osaic Fs, Inc. other	Woodbury Financial Services, Inc. other	Other	Dec 10, 2015	Dec 10, 2015
Bradley L Sherman	Osaic Fs, Inc. other	Sherman Wealth Management LLC independent RIA	Other	Sep 25, 2015	Sep 24, 2015
Arthur Bland Sullivan	Osaic Fs, Inc. other	Wells Fargo Advisors wirehouse	Other	Sep 24, 2015	Sep 24, 2015
Thomas Adrian Ragonese	Osaic Fs, Inc. other	Wells Fargo Advisors wirehouse	Other	Sep 24, 2015	Sep 24, 2015
Zachary W Tracey	Osaic Fs, Inc. other	Wells Fargo Advisors wirehouse	Other	Sep 24, 2015	Sep 24, 2015
Michael David Honold	Osaic Fs, Inc. other	Advice And Planning Services other	Other	Sep 18, 2015	Sep 23, 2015
Andrew Thomas Kerr	Osaic Fs, Inc. other	Kerr Wealth Management independent RIA	Other	Sep 15, 2015	Sep 9, 2015
Ellen Hurley Molnar	Osaic Fs, Inc. other	Commonwealth Financial Network national BD	Other	Aug 21, 2015	Aug 7, 2015
John Archibald Oneill	Osaic Fs, Inc. other	LPL Financial LLC other	Other	Jul 28, 2015	Jul 21, 2015
Sara Scardaci	Osaic Fs, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Jun 1, 2015	May 23, 2017 (722 d)
Tom Person Bardin	Osaic Fs, Inc. other	Equitable Advisors, LLC national BD	Other	May 8, 2015	Jun 18, 2015 (41 d)
John Richard Russo	Osaic Fs, Inc. other	Pruco Securities, LLC other	Other	Apr 10, 2015	Apr 25, 2016 (381 d)
Brian Keith Cohoon	Osaic Fs, Inc. other	Inspire Investing, LLC other	Other	Apr 10, 2015	Aug 9, 2017 (852 d)
Jennifer Sullivan Orr	Osaic Fs, Inc. other	LPL Financial LLC other	Other	Mar 31, 2015	Apr 17, 2015
Robert Brett Hewitt	Osaic Fs, Inc. other	Osaic Fa, Inc. other	Other	Mar 31, 2015	Apr 13, 2015
Seth Jason Kell	Osaic Fs, Inc. other	LPL Financial LLC other	Other	Mar 26, 2015	Mar 20, 2015
Bruce Scott Gentilella	Osaic Fs, Inc. other	Ameritas Advisory Services other	Other	Mar 19, 2015	Apr 6, 2015
Lemuel Weyher Kornegay	Osaic Fs, Inc. other	Money Concepts Advisory Service other	Other	Mar 16, 2015	Mar 16, 2015

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711 moves match.