| Jeffrey L Slavich | Citizens Securities, Inc. other | MML Investors Services, LLC other | Other | Sep 23, 2015 | Oct 19, 2015 |
| Danielle Starr Washington | Citizens Securities, Inc. other | Pruco Securities, LLC other | Other | Sep 23, 2015 | Jan 12, 2016 (111 d) |
| Katy Demarco Biddle | Citizens Securities, Inc. other | Advice And Planning Services other | Other | Sep 22, 2015 | Oct 5, 2015 |
| John Michael Holleran | Citizens Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Sep 21, 2015 | Sep 21, 2015 |
| Terence William Tinkham | Citizens Securities, Inc. other | Santander Securities other | Other | Sep 10, 2015 | Sep 22, 2015 |
| Leonard Scott Peffer | Citizens Securities, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | Sep 3, 2015 | Aug 25, 2015 |
| James Patrick Flynn | Citizens Securities, Inc. other | Cuso Financial Services, L.P. other | Other | Sep 2, 2015 | Dec 11, 2015 (100 d) |
| Michael Joseph Jennings | Citizens Securities, Inc. other | LPL Financial LLC other | Other | Aug 25, 2015 | Aug 27, 2015 |
| Manuel Raposa Rezendes | Citizens Securities, Inc. other | Bountiful Investment Management LLC independent RIA | Other | Aug 21, 2015 | Sep 8, 2015 |
| Michelle Rene Pommeranz | Citizens Securities, Inc. other | Huntington Financial Advisors other | Other | Aug 20, 2015 | Aug 31, 2015 |
| Patrick Stephen Mullen | Citizens Securities, Inc. other | Santander Securities other | Other | Aug 13, 2015 | Sep 8, 2015 |
| Daniel Jerome Kruper | Citizens Securities, Inc. other | LPL Financial LLC other | Other | Jul 14, 2015 | Jul 14, 2015 |
| John Joseph Stanton | Citizens Securities, Inc. other | Cuna Brokerage Services, Inc. other | Other | Jul 13, 2015 | Nov 17, 2015 (127 d) |
| Brian Robert Gaumont | Citizens Securities, Inc. other | Santander Securities other | Other | Jul 13, 2015 | Jul 28, 2015 |
| Jeffrey Marc Alexander | Citizens Securities, Inc. other | U.S. Financial Advisors other | Other | Jul 9, 2015 | Jul 13, 2015 |
| Donald Alan Armstrong | Citizens Securities, Inc. other | LPL Financial LLC other | Other | Jul 6, 2015 | Jul 7, 2015 |
| David Robert Mcginley | Citizens Securities, Inc. other | Wesbanco Securities, Inc. BD affiliated | Other | Jul 6, 2015 | Jul 3, 2015 |
| Todd Michael Myatt | Citizens Securities, Inc. other | Advice And Planning Services other | Other | Jun 23, 2015 | Jul 6, 2015 |
| Jarrod John Sleppy | Citizens Securities, Inc. other | Advice And Planning Services other | Other | Jun 5, 2015 | Jul 15, 2015 (40 d) |
| Coleen C Paradissis | Citizens Securities, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | May 18, 2015 | May 22, 2015 |
| Joseph M Bruderman | Citizens Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | May 1, 2015 | May 4, 2015 |
| Maurice E Miller | Citizens Securities, Inc. other | Redwood Financial Network other | Other | Apr 15, 2015 | Apr 28, 2015 |
| Annette Marie Crowley | Citizens Securities, Inc. other | U.S. Financial Advisors other | Other | Apr 14, 2015 | Apr 14, 2015 |
| Daniel Lemuel Andrews | Citizens Securities, Inc. other | Sheaff Brock Investment Advisors, LLC other | Other | Mar 19, 2015 | Mar 2, 2015 |
| Andrew Patrick Augustine | Citizens Securities, Inc. other | Essex National Securities, Inc. other | Other | Mar 6, 2015 | Mar 23, 2015 |
| Meghan Leigh Stone | Citizens Securities, Inc. other | Pnc Wealth Management other | Other | Mar 6, 2015 | Feb 27, 2015 |
| Dana R Holmes | Citizens Securities, Inc. other | Santander Securities other | Other | Feb 6, 2015 | Mar 2, 2015 |
| Shawna L Sklarsky | Citizens Securities, Inc. other | LPL Financial LLC other | Other | Jan 30, 2015 | Jan 20, 2015 |
| Nicholas Selca | Citizens Securities, Inc. other | Charles Schwab & Co., Inc. national BD | Other | Jan 8, 2015 | Feb 4, 2015 |
| Jason Stephen Morrow | Citizens Securities, Inc. other | Cuso Financial Services, L.P. other | Other | Jan 2, 2015 | Jan 6, 2015 |
| John Paul Bradley | Citizens Securities, Inc. other | Pnc Wealth Management other | Other | Dec 26, 2014 | Jun 16, 2015 (172 d) |
| Eric Joseph Foley | Citizens Securities, Inc. other | Advice And Planning Services other | Other | Dec 19, 2014 | Jan 22, 2015 (34 d) |
| Dace Andrew Dekruif | Citizens Securities, Inc. other | Pnc Wealth Management other | Other | Dec 10, 2014 | Dec 19, 2014 |
| Michael John Voorheis | Citizens Securities, Inc. other | Investment Professionals, Inc. other | Other | Dec 1, 2014 | Dec 9, 2014 |
| Stephanie Nichols Marcello | Citizens Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Nov 26, 2014 | Jan 29, 2015 (64 d) |
| Joseph Michael Phillips | Citizens Securities, Inc. other | Santander Securities other | Other | Nov 24, 2014 | Dec 15, 2014 |
| Steven Talley | Citizens Securities, Inc. other | Santander Securities other | Other | Nov 18, 2014 | Nov 24, 2014 |
| Thomas Vaughn Brown | Citizens Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Nov 13, 2014 | Apr 19, 2021 (2349 d) |
| Preeti Shah Tandon | Citizens Securities, Inc. other | Advice And Planning Services other | Other | Nov 11, 2014 | Nov 25, 2014 |
| Aubrea Ryan | Citizens Securities, Inc. other | UBS Financial Services Inc. wirehouse | Other | Oct 30, 2014 | Jan 14, 2015 (76 d) |
| Paul Richard Duquette | Citizens Securities, Inc. other | Osaic Institutions, Inc. other | Other | Sep 29, 2014 | Oct 15, 2014 |
| Daniel J. Kirk | Citizens Securities, Inc. other | Wells Fargo Advisors wirehouse | Other | Sep 24, 2014 | Oct 3, 2014 |
| Pierre-Henry Masoin | Citizens Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Sep 15, 2014 | Feb 18, 2020 (1982 d) |
| Jason R Navolio | Citizens Securities, Inc. other | Advice And Planning Services other | Other | Sep 5, 2014 | Sep 12, 2014 |
| John Dorso | Citizens Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Aug 21, 2014 | May 4, 2015 (256 d) |
| Sharon Dvir | Citizens Securities, Inc. other | Advice And Planning Services other | Other | Aug 14, 2014 | Sep 3, 2014 |
| Ronald Edward Talley | Citizens Securities, Inc. other | Santander Securities other | Other | Aug 8, 2014 | Aug 18, 2014 |
| Frederick Hepfer | Citizens Securities, Inc. other | M&T Securities, Inc. unclassified | Other | Jul 31, 2014 | Jan 1, 2020 (1980 d) |
| Joseph Uradnik | Citizens Securities, Inc. other | Ae Wealth Management, LLC BD affiliated | Other | Jul 15, 2014 | Apr 12, 2021 (2463 d) |
| Gregory H Kirwan | Citizens Securities, Inc. other | Advice And Planning Services other | Other | Jul 15, 2014 | Sep 4, 2014 (51 d) |
| Steven Thomas Dean | Citizens Securities, Inc. other | Beck Bode LLC independent RIA | Other | Jul 14, 2014 | Feb 15, 2023 (3138 d) |
| Jason J Belyea | Citizens Securities, Inc. other | Santander Securities other | Other | Jul 3, 2014 | Jul 18, 2014 |
| Dennis L Gump | Citizens Securities, Inc. other | Strategic Advisers LLC national BD | Other | Jul 1, 2014 | Jun 27, 2014 |
| Kristin Nickerson | Citizens Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jun 28, 2014 | Jul 10, 2014 |
| Evan Daniel Ho | Citizens Securities, Inc. other | Advice And Planning Services other | Other | Jun 28, 2014 | Jul 11, 2014 |
| Michael Joseph Powers | Citizens Securities, Inc. other | U.S. Bancorp Investments, Inc. other | Other | Jun 23, 2014 | Jun 20, 2014 |
| Carla Ann Reilly | Citizens Securities, Inc. other | U.S. Bancorp Investments, Inc. other | Other | Jun 23, 2014 | Jun 20, 2014 |
| William Garland Lacey | Citizens Securities, Inc. other | U.S. Bancorp Investments, Inc. other | Other | Jun 23, 2014 | Jun 20, 2014 |
| Nick Panos Stavropoulos | Citizens Securities, Inc. other | U.S. Bancorp Investments, Inc. other | Other | Jun 23, 2014 | Jun 20, 2014 |
| Elia Michael Ghanem | Citizens Securities, Inc. other | U.S. Bancorp Investments, Inc. other | Other | Jun 21, 2014 | Jun 20, 2014 |