DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Citizens Securities, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lucas John Gooding | Citizens Securities, Inc. BD affiliated | Avantax Planning Partners, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2024 | Oct 25, 2024 (88 d) |
| Paul Linn | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 23, 2024 | Jul 24, 2024 |
| Tricia Lyn Dekiere | Citizens Securities, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 22, 2024 | Aug 12, 2024 |
| Stephen Edward O'Callaghan | Citizens Securities, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2024 | Jul 15, 2024 |
| Steven Joseph Dias | Citizens Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2024 | Jul 30, 2024 |
| Josh Bordis | Citizens Securities, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2024 | Jul 8, 2024 |
| Michael David Wilson | Citizens Securities, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2024 | Sep 25, 2024 (76 d) |
| Hadley Remy Joseph | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 11, 2024 | Aug 20, 2025 (405 d) |
| Alexander Paul Samaras | Citizens Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2024 | Dec 2, 2024 (144 d) |
| Justin Zelen | Citizens Securities, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2024 | Oct 15, 2024 (96 d) |
| Michelle Lee Hansen | Citizens Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2024 | Jan 16, 2025 (189 d) |
| Brett Donald Melton | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 11, 2024 | Oct 31, 2025 (477 d) |
| Steven Scornajenghi | Citizens Securities, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2024 | Mar 13, 2025 (245 d) |
| Fabiana Coelho | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 11, 2024 | Sep 13, 2024 (64 d) |
| Sam J Lacaria | Citizens Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2024 | Jan 21, 2025 (195 d) |
| Jeffry Francis Axe | Citizens Securities, Inc. BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2024 | Jan 27, 2025 (201 d) |
| John Edward Kariss | Citizens Securities, Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2024 | Nov 11, 2024 (124 d) |
| Joseph Fox | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 10, 2024 | Oct 1, 2024 (83 d) |
| Francisco Zapata-Fernandez | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 10, 2024 | Sep 24, 2024 (76 d) |
| Mariam Shehata-Mikhail | Citizens Securities, Inc. BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Jul 10, 2024 | Apr 23, 2025 (287 d) |
| Nancy Micheletti | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2024 | Jan 2, 2025 (177 d) |
| Jeffrey Francis Little | Citizens Securities, Inc. BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 2, 2024 | Oct 16, 2024 (106 d) |
| Michael Craig Welch | Citizens Securities, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2024 | Jul 24, 2024 |
| Sylvia Kombouras | Citizens Securities, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2024 | Jul 3, 2025 (370 d) |
| David James Homa | Citizens Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2024 | Jun 13, 2025 (351 d) |
| Christopher Brian Carr | Citizens Securities, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2024 | Dec 19, 2024 (175 d) |
| Hetal Lilish Saki | Citizens Securities, Inc. BD affiliated | Amc Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 27, 2024 | Jan 16, 2025 (203 d) |
| William Charles Dahm | Citizens Securities, Inc. BD affiliated | Provenance Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 27, 2024 | Nov 19, 2024 (145 d) |
| Kathryn A Genovese | Citizens Securities, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2024 | Jun 18, 2024 |
| Ryan Michael Pryslak | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 7, 2024 | Jun 10, 2024 |
| Jorge Alexis Aguilar | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 7, 2024 | Jun 27, 2024 |
| Adam Matthew Greene | Citizens Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2024 | Aug 22, 2024 (79 d) |
| Christian Reynolds | Citizens Securities, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 30, 2024 | Jun 14, 2024 |
| Brian Bossman | Citizens Securities, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2024 | Jun 10, 2024 |
| Waris Christopher Rahemtulla | Citizens Securities, Inc. BD affiliated | Fruitful independent RIA | Affiliated broker-dealer or bank to independent RIA | May 24, 2024 | May 31, 2024 |
| Ryan Krist | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 23, 2024 | Mar 27, 2025 (308 d) |
| Eric Mitchell | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 21, 2024 | Jun 12, 2024 |
| Louis Jude Delorenzo | Citizens Securities, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2024 | May 29, 2024 |
| Shawn Philip Berthelot | Citizens Securities, Inc. BD affiliated | Avantax Planning Partners, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2024 | May 24, 2024 |
| Richard Louis Trotta | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 19, 2024 | Apr 19, 2024 |
| Hugh Blake-Thomas | Citizens Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2024 | Jun 21, 2024 (64 d) |
| Guglielmo Tullio | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 18, 2024 | Sep 2, 2022 |
| Kyle A Schmutte | Citizens Securities, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2024 | Apr 17, 2024 |
| Scott Wayne Coulter | Citizens Securities, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2024 | Aug 1, 2024 (121 d) |
| Brian P Cline | Citizens Securities, Inc. BD affiliated | Cookson Peirce Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2024 | Apr 10, 2024 |
| Louis C Benton | Citizens Securities, Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2024 | Apr 4, 2024 |
| Mohammad Sheroz Arien | Citizens Securities, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2024 | Mar 22, 2024 |
| Keith Motusesky | Citizens Securities, Inc. BD affiliated | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2024 | Feb 21, 2024 |
| Edgar L. Jackson | Citizens Securities, Inc. BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 21, 2024 | May 3, 2022 |
| Atif Maqsoodul Haq | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2024 | Apr 2, 2024 (42 d) |
| Justin Adam Perry | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 16, 2024 | Feb 22, 2024 |
| Bernard Kankam Mensah | Citizens Securities, Inc. BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2024 | Sep 2, 2025 (568 d) |
| Miriam Rebekah Bianchini | Citizens Securities, Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2024 | Feb 12, 2024 |
| Barbara Monique Turner | Citizens Securities, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2024 | Feb 5, 2024 |
| Sherise Lanay Steele | Citizens Securities, Inc. BD affiliated | Forthright Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 2, 2024 | Feb 23, 2024 |
| Duhan Malali | Citizens Securities, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2024 | Feb 5, 2024 |
| Shawn Richard Swartz | Citizens Securities, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jan 19, 2024 | Feb 1, 2024 |
| Kyle Langevin | Citizens Securities, Inc. BD affiliated | Ivy & Co. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 8, 2024 | Jan 27, 2025 (385 d) |
| Michael G Costa | Citizens Securities, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2024 | Jan 12, 2024 |
| Eunji Kwon | Citizens Securities, Inc. BD affiliated | Fort Pitt Capital Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2023 | Jan 8, 2024 |
1,361 moves match.