DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Hornor, Townsend & Kent, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Andrew J VavroHornor, Townsend & Kent, LLC otherCetera Investment Advisers LLC otherOtherNov 25, 2013Nov 25, 2013
Lynn Marie Greer MckelveyHornor, Townsend & Kent, LLC otherMulligan Capital, Inc state registeredOtherNov 21, 2013Nov 19, 2013
Peter Frederick AcquaroHornor, Townsend & Kent, LLC otherWealth Development Strategies Investment Advisory, Inc. state registeredOtherNov 8, 2013Mar 16, 2010
Mark Jeffery MartinHornor, Townsend & Kent, LLC otherBfc Planning, Inc. otherOtherNov 7, 2013Nov 1, 2013
Jordan Ryan PenceHornor, Townsend & Kent, LLC otherBfc Planning, Inc. otherOtherNov 1, 2013Nov 21, 2013
Michael Conway BreeHornor, Townsend & Kent, LLC otherPillar Wealth Advisors, LLC no RAUMOtherSep 26, 2013Dec 9, 2011
Richard Collins ClarkHornor, Townsend & Kent, LLC otherPillar Wealth Advisors, LLC no RAUMOtherSep 26, 2013Dec 9, 2011
Joseph R FalisiHornor, Townsend & Kent, LLC otherOsaic Fa, Inc. otherOtherSep 23, 2013Dec 23, 2013 (91 d)
Steven D BarbeshHornor, Townsend & Kent, LLC otherPark Avenue Securities LLC BD affiliatedOtherSep 13, 2013Nov 12, 2024 (4078 d)
Matthew John BeyerHornor, Townsend & Kent, LLC otherCetera Investment Services LLC otherOtherSep 12, 2013Oct 30, 2013 (48 d)
David Parker HughesHornor, Townsend & Kent, LLC otherCg Advisory Services otherOtherAug 29, 2013Aug 27, 2013
Faye Michael SykesHornor, Townsend & Kent, LLC otherCg Advisory Services otherOtherAug 29, 2013Aug 27, 2013
Stuart Sommerville CanzeriHornor, Townsend & Kent, LLC otherCg Advisory Services otherOtherAug 29, 2013Aug 27, 2013
Autumn A TaylorHornor, Townsend & Kent, LLC otherVantage Financial Group, Inc. otherOtherAug 28, 2013Sep 16, 2013
Dawn Marie SantorielloHornor, Townsend & Kent, LLC otherKeystone Capital Corporation no RAUMOtherAug 22, 2013Aug 19, 2013
William Dennis EckertHornor, Townsend & Kent, LLC otherSecurian Financial Services, Inc. otherOtherAug 15, 2013Aug 21, 2013
Keith Ryan FisherHornor, Townsend & Kent, LLC otherM Holdings Securities, Inc. otherOtherAug 15, 2013Aug 1, 2013
Devin Renay KelleyHornor, Townsend & Kent, LLC otherPnc Wealth Management otherOtherAug 15, 2013Sep 6, 2013
Rebecca Anne RohlederHornor, Townsend & Kent, LLC otherLPL Financial LLC otherOtherJul 15, 2013Oct 28, 2013 (105 d)
Thomas Rudolf PhilippHornor, Townsend & Kent, LLC otherGeneos Wealth Management, Inc. otherOtherJul 3, 2013Jun 25, 2013
Michelle BoyceHornor, Townsend & Kent, LLC otherInvestacorp Advisory Services Inc otherOtherJul 3, 2013Aug 19, 2013 (47 d)
David Sean CarlHornor, Townsend & Kent, LLC otherGeneos Wealth Management, Inc. otherOtherJul 1, 2013Jun 25, 2013
Robert Mead SiddowayHornor, Townsend & Kent, LLC otherTetrant Financial state registeredOtherJul 1, 2013Aug 29, 2013 (59 d)
Thomas ElliotHornor, Townsend & Kent, LLC otherM Holdings Securities, Inc. otherOtherJun 27, 2013Apr 11, 2014 (288 d)
Chad Alan SteinerHornor, Townsend & Kent, LLC otherOneamerica Securities, Inc. otherOtherJun 21, 2013May 4, 2015 (682 d)
John Thomas HolcombeHornor, Townsend & Kent, LLC otherTricor Advisory Services, LLC otherOtherMay 24, 2013Jun 11, 2013
John Marc LordHornor, Townsend & Kent, LLC otherIndependent Financial Group, LLC otherOtherMay 21, 2013May 16, 2013
Cole Smithers KoenigerHornor, Townsend & Kent, LLC otherLincoln Investment otherOtherMay 15, 2013May 23, 2013
Myron Jay BouwhuisHornor, Townsend & Kent, LLC otherCentaurus Financial, Inc. otherOtherMay 2, 2013May 1, 2013
Jonathan WardenburgHornor, Townsend & Kent, LLC otherGlobal Financial Private Capital, Inc. otherOtherMay 2, 2013Aug 28, 2017 (1579 d)
Virendra Singh TavathiaHornor, Townsend & Kent, LLC otherForesters Equity Services, Inc. otherOtherApr 2, 2013Mar 26, 2015 (723 d)
Nicholas Francis WhiteHornor, Townsend & Kent, LLC otherUnited Planners' Financial Services Of America A Limited Partner otherOtherMar 22, 2013Mar 25, 2013
Jeremy Thomas RacoHornor, Townsend & Kent, LLC otherNovem Group independent RIAOtherFeb 15, 2013Oct 26, 2020 (2810 d)
John Jay PettitHornor, Townsend & Kent, LLC otherPrincipal Securities, Inc. otherOtherFeb 13, 2013Feb 21, 2013
James Anthony BartowHornor, Townsend & Kent, LLC otherInvest Financial Corporation otherOtherFeb 7, 2013Feb 1, 2013
Matthew Garrett LarsonHornor, Townsend & Kent, LLC otherInvesco Advisers, Inc. otherOtherFeb 7, 2013Feb 8, 2013
Phuc Quang LeHornor, Townsend & Kent, LLC otherPruco Securities, LLC otherOtherFeb 1, 2013May 3, 2013 (91 d)
Thomas J. OlbrichHornor, Townsend & Kent, LLC otherInvest Financial Corporation otherOtherFeb 1, 2013Jan 23, 2013
Robert Forest HeldHornor, Townsend & Kent, LLC otherGwynedd Wealth Partners, LLC state registeredOtherJan 8, 2013Dec 7, 2012
Jeffrey Ervin BiernatHornor, Townsend & Kent, LLC otherGwynedd Wealth Partners, LLC state registeredOtherJan 8, 2013Dec 7, 2012
Keith KarchmarHornor, Townsend & Kent, LLC otherTlg Advisors, Inc. otherOtherDec 11, 2012Dec 4, 2012
Jonathan Manzo-CardenasHornor, Townsend & Kent, LLC otherPacific Private Wealth Management, LLC unclassifiedOtherDec 6, 2012Nov 30, 2012
Jonathan David RobsonHornor, Townsend & Kent, LLC otherStratos Wealth Partners, Ltd otherOtherNov 29, 2012Nov 19, 2012
John Benjamin FerrisHornor, Townsend & Kent, LLC otherStratos Wealth Partners, Ltd otherOtherNov 29, 2012Nov 15, 2012
Evan Nathan RobinsonHornor, Townsend & Kent, LLC otherStratos Wealth Partners, Ltd otherOtherNov 27, 2012Nov 20, 2012
Jared W KnudsenHornor, Townsend & Kent, LLC otherSignator Financial Services, Inc. otherOtherNov 15, 2012Nov 19, 2012
Robert Marc GrecoHornor, Townsend & Kent, LLC otherSunset Financial Services, Inc. otherOtherOct 25, 2012Oct 24, 2012
Thomas Joseph BarbacciaHornor, Townsend & Kent, LLC otherOsaic Fa, Inc. otherOtherOct 19, 2012Nov 6, 2012
Robin Michael WalshHornor, Townsend & Kent, LLC otherPark Avenue Securities LLC otherOtherOct 11, 2012Oct 22, 2012
Martha L LandonHornor, Townsend & Kent, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 26, 2012Oct 2, 2012
Steven K BennettHornor, Townsend & Kent, LLC otherEquitable Advisors, LLC national BDOtherAug 10, 2012Mar 26, 2026 (4976 d)
Larry Jamie McgroryHornor, Townsend & Kent, LLC otherPark Avenue Securities LLC otherOtherJun 29, 2012Aug 22, 2012 (54 d)
Linden Everett GouldHornor, Townsend & Kent, LLC otherNew England Securities Corporation otherOtherJun 25, 2012Jul 5, 2012
John Stephens ThomaHornor, Townsend & Kent, LLC otherPositive Alpha, Inc. unclassifiedOtherMay 11, 2012May 22, 2012
Ashwini Kumar AhluwaliaHornor, Townsend & Kent, LLC otherMsi Financial Services, Inc. otherOtherApr 20, 2012Apr 24, 2012
Christopher Michael SzymanskiHornor, Townsend & Kent, LLC otherRaymond James Financial Services Advisors, Inc otherOtherApr 11, 2012Feb 12, 2016 (1402 d)
Marshall Scott HuddlestonHornor, Townsend & Kent, LLC otherGirard Securities, Inc. otherOtherFeb 24, 2012Feb 16, 2012
Jaclyn Nicole UngerHornor, Townsend & Kent, LLC otherEquitable Advisors, LLC national BDOtherFeb 8, 2012Nov 10, 2022 (3928 d)
Michael Joseph ThompsonHornor, Townsend & Kent, LLC otherWafd Wealth, Inc independent RIAOtherJan 20, 2012Feb 11, 2026 (5136 d)
Lawrence Joseph KellyHornor, Townsend & Kent, LLC otherCadaret Grant & Co Inc otherOtherDec 31, 2011Jan 3, 2012
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845 moves match.