| Nicholas S Oldham | Valic Financial Advisors, Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 19, 2017 | Feb 9, 2018 (386 d) |
| Joel Martin Dunbar | Valic Financial Advisors, Inc. other | Scottrade Investment Management other | Other | Jan 11, 2017 | Jan 17, 2017 |
| Marguerite Mary Tschirhart | Valic Financial Advisors, Inc. other | Vima, LLC other | Other | Jan 11, 2017 | Jan 26, 2017 |
| Ashley W Reeves | Valic Financial Advisors, Inc. other | Wells Fargo Advisors wirehouse | Other | Jan 5, 2017 | Jan 17, 2017 |
| Carmine Rae Lafleur | Valic Financial Advisors, Inc. other | Key Investment Services LLC other | Other | Dec 15, 2016 | Mar 6, 2017 (81 d) |
| John Fulton Hargraves | Valic Financial Advisors, Inc. other | J. W. Cole Advisors, Inc. other | Other | Dec 1, 2016 | Feb 2, 2017 (63 d) |
| Kenneth D. Smith | Valic Financial Advisors, Inc. other | State Farm Investment Management Corp. asset manager | Other | Dec 1, 2016 | Jul 31, 2018 (607 d) |
| Steven Andrew Sanchez | Valic Financial Advisors, Inc. other | Voya Financial Advisors, Inc. other | Other | Nov 23, 2016 | Jan 5, 2017 (43 d) |
| Scott Dennis Howard | Valic Financial Advisors, Inc. other | Equitable Advisors, LLC national BD | Other | Nov 23, 2016 | Apr 19, 2018 (512 d) |
| Christopher Paige Scarborough | Valic Financial Advisors, Inc. other | B Riley Wealth Management other | Other | Nov 17, 2016 | Nov 22, 2016 |
| John A Malcolm | Valic Financial Advisors, Inc. other | Gwn Securities Inc. BD affiliated | Other | Nov 17, 2016 | Oct 23, 2018 (705 d) |
| William Daniel Bohney | Valic Financial Advisors, Inc. other | Raymond James Financial Services Advisors, Inc other | Other | Nov 9, 2016 | Aug 25, 2017 (289 d) |
| Stefan Jackson | Valic Financial Advisors, Inc. other | Osaic Fa, Inc. other | Other | Nov 9, 2016 | Nov 7, 2016 |
| Karen Schotter | Valic Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Oct 26, 2016 | Nov 2, 2016 |
| Michelle Lea Campbell | Valic Financial Advisors, Inc. other | Securian Financial Services, Inc. other | Other | Oct 26, 2016 | Oct 24, 2016 |
| Michael John Coakley | Valic Financial Advisors, Inc. other | Kestra Advisory Services, LLC BD affiliated | Other | Oct 26, 2016 | Oct 31, 2019 (1100 d) |
| Theresa A Dollard | Valic Financial Advisors, Inc. other | Raymond James & Associates, Inc. national BD | Other | Oct 13, 2016 | Oct 7, 2016 |
| Asim Ijaz Awan | Valic Financial Advisors, Inc. other | Voya Financial Advisors, Inc. other | Other | Oct 13, 2016 | Oct 28, 2016 |
| Zaki Elias Saoud | Valic Financial Advisors, Inc. other | Advice And Planning Services other | Other | Oct 13, 2016 | Oct 27, 2016 |
| Cari Lamontagne | Valic Financial Advisors, Inc. other | Wells Fargo Advisors wirehouse | Other | Oct 5, 2016 | Sep 28, 2016 |
| Vanessa G. Pocock | Valic Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Sep 29, 2016 | Sep 26, 2016 |
| Nicholas Glen Johnson | Valic Financial Advisors, Inc. other | Wells Fargo Advisors wirehouse | Other | Sep 29, 2016 | Dec 12, 2017 (439 d) |
| Amanda Leann Sewell | Valic Financial Advisors, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Sep 29, 2016 | Oct 5, 2016 |
| Robert Bradley Creedle | Valic Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Sep 14, 2016 | Sep 20, 2016 |
| Charlotte A. Roper | Valic Financial Advisors, Inc. other | Cetera Investment Advisers LLC other | Other | Sep 14, 2016 | Feb 9, 2017 (148 d) |
| Kelly Michael Rhine | Valic Financial Advisors, Inc. other | Cuso Financial Services, L.P. other | Other | Sep 14, 2016 | Sep 12, 2016 |
| Ryan Michael Sullivan | Valic Financial Advisors, Inc. other | Financial Engines Advisor Center, LLC other | Other | Sep 8, 2016 | Sep 8, 2016 |
| Lucia Alicia Cruz | Valic Financial Advisors, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | Sep 8, 2016 | Sep 6, 2016 |
| Ryan W. Titus | Valic Financial Advisors, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | Sep 8, 2016 | Mar 2, 2017 (175 d) |
| Matthew John Gazaway | Valic Financial Advisors, Inc. other | LPL Financial LLC other | Other | Aug 30, 2016 | Aug 29, 2016 |
| Gregory Wayne Dillard | Valic Financial Advisors, Inc. other | LPL Financial LLC other | Other | Aug 30, 2016 | Aug 29, 2016 |
| Robert Franz Kirkland | Valic Financial Advisors, Inc. other | LPL Financial LLC BD affiliated | Other | Aug 25, 2016 | Mar 3, 2025 (3112 d) |
| Christopher Brian Sosa | Valic Financial Advisors, Inc. other | Edelman Financial Services, LLC other | Other | Aug 11, 2016 | Aug 10, 2016 |
| Roland Darryl Berry | Valic Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jul 14, 2016 | Jul 25, 2016 |
| Dereik W Smith | Valic Financial Advisors, Inc. other | Scottrade Investment Management other | Other | Jun 30, 2016 | Jun 23, 2017 (358 d) |
| Kathryn Rhea Jones | Valic Financial Advisors, Inc. other | Charles Schwab & Co., Inc. national BD | Other | Jun 23, 2016 | Jul 14, 2016 |
| Julian Maurice Pouncy | Valic Financial Advisors, Inc. other | E*Trade Capital Management, LLC other | Other | Jun 23, 2016 | Jul 1, 2016 |
| Jeanie Sung | Valic Financial Advisors, Inc. other | LPL Financial LLC other | Other | Jun 9, 2016 | Jun 6, 2016 |
| Thomas Nicholas Smith | Valic Financial Advisors, Inc. other | MML Investors Services, LLC other | Other | Jun 9, 2016 | May 18, 2017 (343 d) |
| Wendy Wells | Valic Financial Advisors, Inc. other | Osaic Fa, Inc. other | Other | Jun 9, 2016 | Jun 3, 2016 |
| David Alan Humphrey | Valic Financial Advisors, Inc. other | Td Ameritrade Investment Management, LLC other | Other | May 26, 2016 | Jun 23, 2016 |
| Jeffrey Evan Nordt | Valic Financial Advisors, Inc. other | On Investment Management Co other | Other | May 19, 2016 | Jun 16, 2016 |
| Violeta Mendez | Valic Financial Advisors, Inc. other | Voya Financial Advisors, Inc. other | Other | May 12, 2016 | May 12, 2016 |
| Matthew Parker | Valic Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | May 12, 2016 | May 26, 2016 |
| Jennifer Lynn Dugan | Valic Financial Advisors, Inc. other | Osaic Wealth, Inc. BD affiliated | Other | Apr 29, 2016 | Sep 1, 2023 (2681 d) |
| Paul Harris Lloyd | Valic Financial Advisors, Inc. other | Credit Union Investment Services state registered | Other | Apr 28, 2016 | Dec 3, 2024 (3141 d) |
| Michael Wayne Giddeons | Valic Financial Advisors, Inc. other | Wealth Watch Advisors, Inc other | Other | Apr 28, 2016 | May 17, 2016 |
| Judith Ellen Smith Brown | Valic Financial Advisors, Inc. other | Kestra Advisory Services, LLC other | Other | Apr 21, 2016 | May 10, 2016 |
| Gary Lawson Grigsby | Valic Financial Advisors, Inc. other | United Capital Financial Advisors other | Other | Apr 15, 2016 | Dec 13, 2016 (242 d) |
| Teresa Robin Lundine | Valic Financial Advisors, Inc. other | Lincoln Investment BD affiliated | Other | Apr 8, 2016 | Jun 10, 2020 (1524 d) |
| Christopher John Ricketts | Valic Financial Advisors, Inc. other | Msi Financial Services, Inc. other | Other | Apr 8, 2016 | Mar 31, 2016 |
| Mark Steven Kaufman | Valic Financial Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Apr 8, 2016 | May 3, 2016 |
| Susan E Hoyt | Valic Financial Advisors, Inc. other | Cuso Financial Services, L.P. other | Other | Mar 24, 2016 | Mar 28, 2016 |
| John F. Furjanic | Valic Financial Advisors, Inc. other | Foresters Equity Services, Inc. other | Other | Mar 24, 2016 | Mar 28, 2016 |
| James Clark Harmon | Valic Financial Advisors, Inc. other | Raymond James & Associates, Inc. national BD | Other | Mar 10, 2016 | Nov 24, 2021 (2085 d) |
| Daniel Patrick Schumann | Valic Financial Advisors, Inc. other | Stifel, Nicolaus & Company, Incorporated national BD | Other | Mar 10, 2016 | Mar 24, 2016 |
| Andrew Joseph Sekulski | Valic Financial Advisors, Inc. other | Pnc Wealth Management other | Other | Mar 4, 2016 | Mar 21, 2016 |
| Bobbi J Langan | Valic Financial Advisors, Inc. other | Usaa Financial Planning Services no RAUM | Other | Feb 25, 2016 | Mar 29, 2016 (33 d) |
| Guy Pierre | Valic Financial Advisors, Inc. other | Td Ameritrade, Inc. no RAUM | Other | Feb 18, 2016 | Mar 7, 2016 |
| Edwin Jose Torres | Valic Financial Advisors, Inc. other | Pnc Wealth Management other | Other | Feb 18, 2016 | Feb 25, 2016 |