DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Valic Financial Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dominique Necesito Reyes | Valic Financial Advisors, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 5, 2024 | Jan 5, 2024 |
| Michael Ralph Winter | Valic Financial Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 20, 2023 | Jan 4, 2024 |
| Kira Hill | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2023 | Jan 8, 2024 |
| Anthony Bianco | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2023 | Apr 19, 2024 (121 d) |
| Cheyanda Myers | Valic Financial Advisors, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2023 | May 21, 2024 (154 d) |
| Daniel Tarrant | Valic Financial Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 19, 2023 | Dec 21, 2023 |
| Anay Gonzalez | Valic Financial Advisors, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2023 | Mar 21, 2024 (104 d) |
| Douglas Alan Ducker | Valic Financial Advisors, Inc. BD affiliated | Golden Reserve Retirement, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 7, 2023 | Feb 15, 2024 (70 d) |
| Remington Matthew Pollina | Valic Financial Advisors, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2023 | Dec 8, 2023 |
| Christopher Ek Hassell | Valic Financial Advisors, Inc. BD affiliated | Tsfg, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 7, 2023 | May 2, 2024 (147 d) |
| Scott Taylor Ririe | Valic Financial Advisors, Inc. BD affiliated | Teton Wealth Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 30, 2023 | Mar 5, 2024 (96 d) |
| Dean Allan Holmes | Valic Financial Advisors, Inc. BD affiliated | American General Financial Advisors, Inc. unclassified | Other | Nov 21, 2023 | Aug 6, 2002 |
| Sarah Jane Forhan | Valic Financial Advisors, Inc. BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2023 | Oct 27, 2023 |
| Robert John Berghel | Valic Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2023 | Nov 2, 2023 |
| Jake R Digregorio | Valic Financial Advisors, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 21, 2023 | Oct 30, 2023 |
| Kaylynne Elise Willis | Valic Financial Advisors, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2023 | Oct 3, 2023 |
| Edward William Mcbride | Valic Financial Advisors, Inc. BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2023 | Oct 30, 2023 |
| Mark John Dunn | Valic Financial Advisors, Inc. BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2023 | Nov 2, 2023 |
| Adam Michael Greenspan | Valic Financial Advisors, Inc. BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2023 | Oct 27, 2023 |
| Douglas Daniel Coe | Valic Financial Advisors, Inc. BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2023 | Oct 27, 2023 |
| Colin Dennis Hatchard | Valic Financial Advisors, Inc. BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2023 | Oct 27, 2023 |
| Kevin D Quesada | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2023 | Nov 16, 2023 |
| Paul Dominic Pizzuti | Valic Financial Advisors, Inc. BD affiliated | Innovative Family Office LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 15, 2023 | Nov 15, 2024 (366 d) |
| Dylan Ray Ramos | Valic Financial Advisors, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 15, 2023 | Oct 30, 2023 |
| Steven K. Williams | Valic Financial Advisors, Inc. BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2023 | Dec 22, 2023 (37 d) |
| Micheal James Foster | Valic Financial Advisors, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2023 | Dec 7, 2023 (37 d) |
| Jacob Stout | Valic Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2023 | Oct 30, 2023 |
| Noah Robert Fletcher | Valic Financial Advisors, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2023 | Feb 7, 2024 (99 d) |
| Marc Holzhauer | Valic Financial Advisors, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 19, 2023 | Oct 24, 2023 |
| Gregg Albert Libutti | Valic Financial Advisors, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2023 | Oct 2, 2023 |
| Reginald B Suggs | Valic Financial Advisors, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 9, 2023 | Sep 26, 2023 |
| David Earl Hartley | Valic Financial Advisors, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2023 | Oct 5, 2023 |
| Angelo M Burns | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2023 | Sep 18, 2023 |
| Larisa Holiday | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2023 | Sep 18, 2023 |
| Eleazar Montoya Tostado | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2023 | Sep 18, 2023 |
| Adam Johnson Hewat | Valic Financial Advisors, Inc. BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2023 | Sep 15, 2023 |
| David William Rayburn | Valic Financial Advisors, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2023 | Oct 17, 2023 |
| Luis Adolfo Ricardo | Valic Financial Advisors, Inc. BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2023 | Oct 10, 2023 |
| Heather Brooks Peters | Valic Financial Advisors, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2023 | Oct 3, 2023 |
| Erik H Gonzales | Valic Financial Advisors, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 13, 2023 | Aug 31, 2023 |
| Kathleen Murphy | Valic Financial Advisors, Inc. BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2023 | Aug 16, 2023 |
| Hunter Kirkland | Valic Financial Advisors, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2023 | Sep 20, 2023 |
| Steve C Boeckmann | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2023 | Aug 7, 2023 |
| Ryan Van Buren | Valic Financial Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2023 | Aug 8, 2023 |
| David Anthony Wyzgowski | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2023 | Aug 7, 2023 |
| Beatriz Correa | Valic Financial Advisors, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 29, 2023 | Aug 17, 2023 |
| Isabel Daisy Jacobs | Valic Financial Advisors, Inc. BD affiliated | Signature Equity Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 29, 2023 | Feb 11, 2026 (897 d) |
| Khai Cong Le | Valic Financial Advisors, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 25, 2023 | Aug 4, 2023 |
| Eddie I Albazi | Valic Financial Advisors, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 25, 2023 | Aug 7, 2023 |
| Martha Jan Walker | Valic Financial Advisors, Inc. BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2023 | Aug 1, 2023 |
| Christopher John Wyzgowski | Valic Financial Advisors, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 25, 2023 | Aug 4, 2023 |
| Joseph Christopher Thibeaux | Valic Financial Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 16, 2023 | Jul 31, 2023 |
| Todd Robert Sullivant | Valic Financial Advisors, Inc. BD affiliated | Adamsbrown Wealth Consultants LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 16, 2023 | Aug 9, 2023 |
| Benjamin Hughes Kopp | Valic Financial Advisors, Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2023 | Aug 4, 2023 |
| Benny Josue Rodriguez | Valic Financial Advisors, Inc. BD affiliated | Efg Private Wealth Management (Americas) Corp. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 15, 2023 | Jun 30, 2025 (685 d) |
| Jeffrey Mark Hughes | Valic Financial Advisors, Inc. BD affiliated | American General Financial Advisors, Inc. unclassified | Other | Aug 9, 2023 | Aug 6, 2002 |
| Cortez Stewart | Valic Financial Advisors, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2023 | Aug 16, 2024 (382 d) |
| Matthew Armendinger | Valic Financial Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 31, 2023 | Aug 8, 2023 |
| Michael Bond | Valic Financial Advisors, Inc. BD affiliated | Mcadam LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 31, 2023 | Sep 20, 2023 (51 d) |
| Tiffany Kocher | Valic Financial Advisors, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 27, 2023 | Jul 7, 2023 |
1,715 moves match.