DFX Intelligence
Advisor moves
Departures from Valic Financial Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Corey Jason Baker | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2023 | Jul 11, 2023 |
| Julia Hinojosa Ham | Valic Financial Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 27, 2023 | Jul 7, 2023 |
| Jose Aguilera Pantoja | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2023 | Aug 2, 2024 (372 d) |
| Jamaal S Alexis | Valic Financial Advisors, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 17, 2023 | Jul 13, 2023 |
| Alec Gober | Valic Financial Advisors, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 17, 2023 | Jul 28, 2023 |
| Ann Kelly Adams | Valic Financial Advisors, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 29, 2023 | Jun 22, 2023 |
| Jay Scott Trousdale | Valic Financial Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2023 | Mar 21, 2024 (266 d) |
| Erica Marie Clark | Valic Financial Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2023 | Jun 22, 2023 |
| Christopher James Miller | Valic Financial Advisors, Inc. BD affiliated | Elitegate Wealth, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 15, 2023 | Nov 5, 2025 (874 d) |
| Courtney Buddy Favor | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2023 | Jun 5, 2023 |
| Jessica Eaton | Valic Financial Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2023 | Jun 7, 2023 |
| Jesse Ray Garshak | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2023 | May 22, 2023 |
| Samuel Gray Mitcho | Valic Financial Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 9, 2023 | Jun 19, 2023 |
| Seth James Bailey-Dudley | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | May 20, 2024 (355 d) |
| Andrew Zobel | Valic Financial Advisors, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2023 | Jul 25, 2025 (787 d) |
| Derek Draper | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2023 | Aug 1, 2023 (63 d) |
| Edward Francisco Salas | Valic Financial Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 12, 2023 | Jun 19, 2023 (38 d) |
| Tara Lynn Guido | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2023 | Nov 17, 2023 (189 d) |
| Whitney Morein Colton | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2023 | Apr 25, 2023 |
| Sherri Thomas | Valic Financial Advisors, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2023 | May 30, 2023 (34 d) |
| Rodney J Van Buren | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2023 | Apr 27, 2023 |
| Baldemar Garza | Valic Financial Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 26, 2023 | May 11, 2023 |
| Galen Don Mayo | Valic Financial Advisors, Inc. BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 21, 2023 | Apr 6, 2023 |
| Steven Potwin | Valic Financial Advisors, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 21, 2023 | May 25, 2023 (34 d) |
| Jacob Meyer | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2023 | May 10, 2023 |
| Kyle Mason | Valic Financial Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 21, 2023 | May 16, 2023 |
| Laura Carolina | Valic Financial Advisors, Inc. BD affiliated | Bankers Life Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2023 | Aug 3, 2023 (104 d) |
| Justin Michael Oldham | Valic Financial Advisors, Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2023 | Mar 30, 2023 |
| Evan Federman | Valic Financial Advisors, Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2023 | Apr 3, 2023 |
| Joshua Eller | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2023 | Mar 27, 2023 |
| Anwar Almond | Valic Financial Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 5, 2023 | Apr 11, 2023 |
| Nathan Kyle Thurston | Valic Financial Advisors, Inc. BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2023 | May 28, 2024 (425 d) |
| Celeste Mari Friend | Valic Financial Advisors, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2023 | Apr 11, 2023 |
| Tasha Ladonna Webie | Valic Financial Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 15, 2023 | Feb 27, 2023 |
| Tara C Rivers | Valic Financial Advisors, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 15, 2023 | Jun 8, 2023 (85 d) |
| Darrin Miles | Valic Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2023 | Mar 13, 2023 |
| Geramy Bonnette | Valic Financial Advisors, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 15, 2023 | Apr 20, 2023 (36 d) |
| Kevin Paul Crandell | Valic Financial Advisors, Inc. BD affiliated | Bright Lake Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2023 | Mar 24, 2023 |
| Cody Wayne Hawkins | Valic Financial Advisors, Inc. BD affiliated | Wealthway Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2023 | Feb 15, 2023 |
| Justin Reed Taylor | Valic Financial Advisors, Inc. BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2023 | Mar 10, 2023 |
| Sean Austin Clark | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2023 | Apr 14, 2023 (35 d) |
| Timothy Michael Lanier | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2023 | Feb 20, 2023 |
| Patrick Lawrence Amie | Valic Financial Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2023 | Feb 23, 2023 |
| Daniel Paul Silguero | Valic Financial Advisors, Inc. BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2023 | Apr 25, 2023 (55 d) |
| Matthew Mark Oconnor | Valic Financial Advisors, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2023 | Feb 17, 2023 |
| Arnold J Staton | Valic Financial Advisors, Inc. BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2023 | Jan 30, 2023 |
| Kenneth J Mitchell | Valic Financial Advisors, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2023 | Feb 21, 2023 |
| Gregory James Karanzalis | Valic Financial Advisors, Inc. BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2023 | Feb 3, 2023 |
| Peter Alexander Ramig | Valic Financial Advisors, Inc. BD affiliated | Hopwood Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 14, 2023 | Mar 23, 2023 (37 d) |
| Isaiah Thomas Hileman | Valic Financial Advisors, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2023 | Feb 15, 2023 |
| Cameron Thomas Obrien | Valic Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2023 | Aug 15, 2023 (183 d) |
| Steven Jay Rosenstock | Valic Financial Advisors, Inc. BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2023 | Jan 26, 2023 |
| Carey A Droznek | Valic Financial Advisors, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 3, 2023 | Jun 29, 2023 (146 d) |
| Jason Andrew Beatty | Valic Financial Advisors, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2023 | Feb 8, 2023 |
| Gregory John Burkhart | Valic Financial Advisors, Inc. BD affiliated | Efs Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 20, 2023 | Jan 25, 2023 |
| Jonathan Michael Richard | Valic Financial Advisors, Inc. BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 19, 2023 | Mar 24, 2023 (64 d) |
| Justin Spencer Haywood | Valic Financial Advisors, Inc. BD affiliated | Rhp Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 12, 2023 | Feb 21, 2023 (40 d) |
| Lisa R Mcpherson | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2023 | Jan 3, 2023 |
| Joseph Kurt Buckles | Valic Financial Advisors, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2023 | Feb 10, 2023 (35 d) |
| Caleb Zaborowski | Valic Financial Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 6, 2023 | Feb 21, 2023 (46 d) |
1,717 moves match.