DFX Intelligence
Advisor moves
Departures from Valic Financial Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Samantha Nichole Salinas | Valic Financial Advisors, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2022 | Oct 30, 2025 (1226 d) |
| Reginald Michael Anthony Allison | Valic Financial Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 22, 2022 | Jun 30, 2022 |
| Christian John-Edward Bower | Valic Financial Advisors, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 22, 2022 | Jun 17, 2022 |
| Crystal Shaye Strong | Valic Financial Advisors, Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2022 | Sep 20, 2022 (90 d) |
| Ronald Wesley Hodge | Valic Financial Advisors, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2022 | May 23, 2022 |
| Jamie Oneil Parker | Valic Financial Advisors, Inc. BD affiliated | Navigate 401k, LLC institutional | Other | Jun 9, 2022 | May 25, 2022 |
| Charles Robert Davee | Valic Financial Advisors, Inc. BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 25, 2022 | May 20, 2022 |
| Dante Sammarco | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 25, 2022 | Jul 25, 2022 (61 d) |
| Ryan Henry Dewitt | Valic Financial Advisors, Inc. BD affiliated | Iht Wealth Management LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2022 | May 25, 2022 |
| James Alexander Rie | Valic Financial Advisors, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2022 | Jun 1, 2022 |
| Jeremy Garrett King | Valic Financial Advisors, Inc. BD affiliated | Grove Point Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2022 | May 13, 2022 |
| Allie Renee King | Valic Financial Advisors, Inc. BD affiliated | Grove Point Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2022 | May 13, 2022 |
| Claudia Trevino | Valic Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2022 | May 9, 2022 |
| Thomas Obrien | Valic Financial Advisors, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 18, 2022 | May 3, 2022 |
| Cody Lachner | Valic Financial Advisors, Inc. BD affiliated | Bbk Wealth LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 18, 2022 | May 4, 2022 |
| Michael Wade | Valic Financial Advisors, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2022 | May 12, 2022 |
| Peter Abbate | Valic Financial Advisors, Inc. BD affiliated | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 3, 2022 | May 4, 2022 |
| Jasmine Adams | Valic Financial Advisors, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2022 | May 10, 2022 |
| Billy Joe Cross | Valic Financial Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2022 | Apr 11, 2022 |
| Tracey Elizabeth Richardson | Valic Financial Advisors, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 20, 2022 | Jul 5, 2022 (76 d) |
| Richard Allen Brown | Valic Financial Advisors, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2022 | May 3, 2022 |
| Leroy James Sandoval | Valic Financial Advisors, Inc. BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Apr 20, 2022 | May 19, 2026 (1490 d) |
| Miranda O'Keefe | Valic Financial Advisors, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 6, 2022 | May 26, 2022 (50 d) |
| Raymond L. Rivers | Valic Financial Advisors, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 6, 2022 | Apr 22, 2022 |
| Sean S. Compton | Valic Financial Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Apr 6, 2022 | Apr 7, 2022 |
| Andrea Elizabeth Coladarci | Valic Financial Advisors, Inc. BD affiliated | Pinnacle Investments, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 6, 2022 | Apr 7, 2022 |
| Seth William Compton | Valic Financial Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Apr 6, 2022 | Apr 1, 2022 |
| Jacob Yale Scott | Valic Financial Advisors, Inc. BD affiliated | Wealthspire Advisors mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 6, 2022 | Apr 26, 2022 |
| Adam Gartside | Valic Financial Advisors, Inc. BD affiliated | Pinnacle Investments, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 6, 2022 | Apr 3, 2022 |
| Avery Jordan Waite | Valic Financial Advisors, Inc. BD affiliated | Plante Moran Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2022 | Apr 8, 2022 |
| Thomas C Connelly | Valic Financial Advisors, Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2022 | Apr 26, 2022 |
| Ryan Carl Syrjala | Valic Financial Advisors, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 31, 2022 | Apr 12, 2022 |
| Rodrick Kevin Sullivan | Valic Financial Advisors, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 23, 2022 | Apr 22, 2022 |
| Tammy Lee Holstein | Valic Financial Advisors, Inc. BD affiliated | Advanced Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 23, 2022 | Mar 30, 2022 |
| Logan M Mann | Valic Financial Advisors, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 23, 2022 | May 5, 2022 (43 d) |
| Jon Edward Greene | Valic Financial Advisors, Inc. BD affiliated | Financial Advocates Investment Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 23, 2022 | Mar 8, 2022 |
| John Phillip Morgan | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 16, 2022 | Mar 9, 2022 |
| Casey Patrick Quinn | Valic Financial Advisors, Inc. BD affiliated | Securian Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 16, 2022 | Mar 24, 2022 |
| Paul G. Wicks | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2022 | Apr 25, 2022 (46 d) |
| Luis Alberto Elias | Valic Financial Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 10, 2022 | Mar 29, 2022 |
| Landon G Freeman | Valic Financial Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 22, 2022 | Feb 14, 2022 |
| Sean Christopher Tucker | Valic Financial Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2022 | Mar 21, 2024 (762 d) |
| William Stirling Pittman | Valic Financial Advisors, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2022 | Feb 28, 2022 |
| Matthew Beatty Howard | Valic Financial Advisors, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Feb 18, 2022 | Aug 14, 2023 (542 d) |
| Thomas Brian Napier | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2022 | Oct 14, 2022 (238 d) |
| Erick L Cova | Valic Financial Advisors, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2022 | Mar 22, 2023 (408 d) |
| Robert M. Massey | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2022 | Feb 22, 2022 |
| Tammy Warnicke | Valic Financial Advisors, Inc. BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2022 | Mar 16, 2023 (413 d) |
| Roland Edward Mcintyre | Valic Financial Advisors, Inc. BD affiliated | Mountaintop Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 27, 2022 | Jan 13, 2022 |
| John Warren Buckey | Valic Financial Advisors, Inc. BD affiliated | Envestnet Embedded Advisory, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 27, 2022 | Jun 27, 2023 (516 d) |
| John William Benson | Valic Financial Advisors, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jan 27, 2022 | Feb 1, 2022 |
| Steven Lloyd Compton | Valic Financial Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jan 13, 2022 | Mar 28, 2022 (74 d) |
| Craig Paul Eden | Valic Financial Advisors, Inc. BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2022 | Jan 10, 2022 |
| Christopher Gerard Smiley | Valic Financial Advisors, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2022 | Jan 13, 2022 |
| Jasmine Martin | Valic Financial Advisors, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2022 | Mar 22, 2022 (69 d) |
| David Howard Douglas | Valic Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2021 | Jan 18, 2022 |
| Justin Mock | Valic Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2021 | Feb 1, 2022 (41 d) |
| Janet Lynn Lake | Valic Financial Advisors, Inc. BD affiliated | State Farm Investment Management Corp. asset manager | Other | Dec 22, 2021 | May 5, 2022 (134 d) |
| Eric Lee Wolf | Valic Financial Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2021 | Nov 30, 2021 |
| Larry Brad Griffin | Valic Financial Advisors, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2021 | Dec 8, 2021 |
1,717 moves match.