DFX Intelligence
RIA Intelligence
Advisor moves
Departures from Park Avenue Securities LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jamar Carr | Park Avenue Securities LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2024 | May 15, 2024 |
| Michael Pak | Park Avenue Securities LLC BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2024 | Apr 29, 2024 |
| Henry P Milano | Park Avenue Securities LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 25, 2024 | Sep 27, 2024 (155 d) |
| William H Yeung | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2024 | May 17, 2024 |
| Jeff E Bynum | Park Avenue Securities LLC BD affiliated | Coho Advisory Services, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 16, 2024 | Apr 3, 2024 |
| Hakop Jack Mavyan | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2024 | Oct 31, 2024 (204 d) |
| Jason Michael Rotman | Park Avenue Securities LLC BD affiliated | Elevate Capital Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 1, 2024 | Sep 26, 2024 (178 d) |
| Isaac Seletz | Park Avenue Securities LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2024 | Jun 10, 2024 (70 d) |
| Aleksey Olovyannikov | Park Avenue Securities LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 1, 2024 | Apr 29, 2024 |
| James Vincent Ulrich | Park Avenue Securities LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 15, 2024 | Jun 13, 2024 (90 d) |
| Bryan Azzo | Park Avenue Securities LLC BD affiliated | Fai Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2024 | Apr 3, 2024 |
| Bailey Pope | Park Avenue Securities LLC BD affiliated | B.O.S.S. Retirement Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2024 | Mar 20, 2024 |
| Ryan Joseph Sepede | Park Avenue Securities LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2024 | Mar 5, 2024 |
| Todd D Thomas | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2024 | Mar 1, 2024 |
| Jay K Devries | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2024 | Mar 1, 2024 |
| Jennifer K Boldt | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2024 | Mar 1, 2024 |
| Tony Ryan Patterson | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2024 | Mar 1, 2024 |
| Francesca L Engel | Park Avenue Securities LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 6, 2024 | Mar 22, 2024 |
| Luke G Preaus | Park Avenue Securities LLC BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2024 | Nov 1, 2024 (241 d) |
| Jeffrey Stephen Plesser | Park Avenue Securities LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2024 | Apr 12, 2024 (42 d) |
| John Polemis | Park Avenue Securities LLC BD affiliated | Stirlingshire Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2024 | Mar 18, 2024 |
| Andrew J Levenson | Park Avenue Securities LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 29, 2024 | May 22, 2024 (83 d) |
| Harrison Ross Coburn | Park Avenue Securities LLC BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 29, 2024 | Apr 1, 2025 (397 d) |
| James Paddock | Park Avenue Securities LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2024 | Feb 22, 2024 |
| Ira Stuart Koyner | Park Avenue Securities LLC BD affiliated | Triathlon Partners LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 23, 2024 | Mar 25, 2024 (31 d) |
| Marcus John Welnel | Park Avenue Securities LLC BD affiliated | Sgl Investment Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 23, 2024 | Feb 12, 2024 |
| Eric Joseph Cedor | Park Avenue Securities LLC BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 21, 2024 | Feb 15, 2024 |
| Enrico Giovanni Cacciapuoti | Park Avenue Securities LLC BD affiliated | First Heartland Consultants, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2024 | Mar 12, 2025 (391 d) |
| Thomas Joseph Treshock | Park Avenue Securities LLC BD affiliated | Strategic Wealth Investment Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 15, 2024 | Feb 8, 2024 |
| Kevin Rakowski | Park Avenue Securities LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Feb 9, 2024 | Apr 10, 2024 (61 d) |
| Tate Felton | Park Avenue Securities LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2024 | Feb 28, 2024 |
| Luke T Liacone | Park Avenue Securities LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 1, 2024 | Jun 30, 2023 |
| Daniel R Reitz | Park Avenue Securities LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2024 | Jan 22, 2024 |
| Brian Mccarthy | Park Avenue Securities LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2024 | Jan 22, 2024 |
| Marcos A Lopez Perez | Park Avenue Securities LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2024 | Feb 7, 2024 |
| Craig Fishel | Park Avenue Securities LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 31, 2024 | Jan 29, 2024 |
| Caleb Jordan Moore | Park Avenue Securities LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2024 | Jan 29, 2024 |
| Michael D Baer | Park Avenue Securities LLC BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 24, 2024 | Jan 23, 2024 |
| Roland Jerry Castro | Park Avenue Securities LLC BD affiliated | Gfg Solutions no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 22, 2024 | Jan 11, 2024 |
| Joseph Michael Bozo | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2024 | Feb 1, 2024 |
| William Lavan Graves | Park Avenue Securities LLC BD affiliated | Outlook Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 16, 2024 | Jan 11, 2024 |
| Ryan Shannon | Park Avenue Securities LLC BD affiliated | Prime Capital Financial mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 16, 2024 | Jan 5, 2024 |
| Daniel Abram Koven | Park Avenue Securities LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Apr 8, 2024 (99 d) |
| Cody Schmidt | Park Avenue Securities LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 22, 2023 | Apr 19, 2024 (119 d) |
| William James Lafferty | Park Avenue Securities LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2023 | Jul 23, 2024 (216 d) |
| De'Baron Davis | Park Avenue Securities LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2023 | Jan 6, 2025 (388 d) |
| Spencer Curtis Wiese | Park Avenue Securities LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2023 | Dec 5, 2023 |
| Nicholas Logan Shiver | Park Avenue Securities LLC BD affiliated | Wallick Investments, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2023 | Jan 16, 2024 (32 d) |
| Justine Perdomo | Park Avenue Securities LLC BD affiliated | Bull Harbor Capital LLC. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 14, 2023 | Dec 14, 2023 |
| Kevin Doell | Park Avenue Securities LLC BD affiliated | Momentum Independent Network Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2023 | Dec 4, 2023 |
| Herbert L Rosenberg | Park Avenue Securities LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2023 | Dec 5, 2023 |
| Brian Kenneth Groover | Park Avenue Securities LLC BD affiliated | Victory Capital Management Inc. asset manager | Other | Nov 30, 2023 | Dec 20, 2023 |
| Chris Telezyn | Park Avenue Securities LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Nov 30, 2023 | Jan 9, 2024 (40 d) |
| Anthony Michael Bucceri | Park Avenue Securities LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2023 | Oct 30, 2023 |
| Michael Allen Davis | Park Avenue Securities LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2023 | Nov 16, 2023 |
| Keith Allen Saunders | Park Avenue Securities LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2023 | Nov 9, 2023 |
| Timothy Joseph Cerny | Park Avenue Securities LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2023 | Oct 25, 2023 |
| Norman Randolph Jones | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2023 | Dec 6, 2023 (34 d) |
| Tyler G Bangs | Park Avenue Securities LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 1, 2023 | Jan 6, 2026 (797 d) |
| Thomas Edward Grogan | Park Avenue Securities LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2023 | Oct 27, 2023 |
1,692 moves match.