DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Charles Schwab & Co., Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kyle P. Bobo | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 3, 2026 | Jun 29, 2026 |
| Jonathan Ray Guillen | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 2, 2026 | Jun 11, 2026 |
| Sevada Davoudi | Charles Schwab & Co., Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 27, 2026 | Jun 15, 2026 |
| Kenneth S Boyer | Charles Schwab & Co., Inc. national BD | Detalus Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 26, 2026 | Jul 6, 2026 |
| Paul Lewis | Charles Schwab & Co., Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 25, 2026 | Jun 12, 2026 |
| Htet Htet Aung | Charles Schwab & Co., Inc. national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Jun 25, 2026 | Aug 3, 2026 (39 d) |
| Derringer Huff | Charles Schwab & Co., Inc. national BD | Archford Capital Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 23, 2026 | Jul 7, 2026 |
| Jacob Riley Fischer | Charles Schwab & Co., Inc. national BD | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 23, 2026 | Jun 12, 2026 |
| Jefferson Horn | Charles Schwab & Co., Inc. national BD | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2026 | Sep 16, 2026 (85 d) |
| Marcus Quinn Velasco | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 23, 2026 | Jun 25, 2026 |
| Sonja Angelova Youngberg | Charles Schwab & Co., Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 21, 2026 | Jun 16, 2026 |
| Randy Mossa | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 13, 2026 | Jul 7, 2026 |
| William Randolph Moore | Charles Schwab & Co., Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2026 | Jul 22, 2026 (39 d) |
| Grayson Lane Matthews | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jul 2, 2026 |
| Ian Joseph Somogye | Charles Schwab & Co., Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 12, 2026 | Jul 6, 2026 |
| Kevin Ryan Lange | Charles Schwab & Co., Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 9, 2026 | Jun 11, 2026 |
| Derrick Gallion Jr | Charles Schwab & Co., Inc. national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2026 | Jun 8, 2026 |
| Nicholas Flynn King | Charles Schwab & Co., Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 6, 2026 | Jun 9, 2026 |
| Karie L Murphy | Charles Schwab & Co., Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 6, 2026 | Aug 6, 2026 (61 d) |
| Logan Gorman | Charles Schwab & Co., Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 5, 2026 | May 27, 2026 |
| Kenneth Christopher Zdziarski | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2026 | Jun 22, 2026 |
| Noe Leon | Charles Schwab & Co., Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 29, 2026 | Jun 4, 2026 |
| Douglas Fernando Lara Castro | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 29, 2026 | May 21, 2026 |
| Joel Timothy Wing | Charles Schwab & Co., Inc. national BD | Td Ameritrade Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 28, 2026 | Oct 18, 2022 |
| Michael James Britton | Charles Schwab & Co., Inc. national BD | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2026 | Jun 15, 2026 |
| Benjamin Hinojosa | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 27, 2026 | May 20, 2026 |
| Christian Maracinaru | Charles Schwab & Co., Inc. national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | May 27, 2026 | Jun 4, 2026 |
| Simon Rodriguez | Charles Schwab & Co., Inc. national BD | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2026 | Jun 12, 2026 |
| Travette Keyes | Charles Schwab & Co., Inc. national BD | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2026 | Aug 13, 2026 (82 d) |
| Jose Gilberto Hernandez | Charles Schwab & Co., Inc. national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2026 | Jun 4, 2026 |
| Brett Evert | Charles Schwab & Co., Inc. national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | May 22, 2026 | Jun 5, 2026 |
| Chloe Silva | Charles Schwab & Co., Inc. national BD | Corus Family Wealth Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 22, 2026 | Aug 19, 2026 (89 d) |
| Rakesh Bira Chopra | Charles Schwab & Co., Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | May 18, 2026 |
| Michael Steven Miller | Charles Schwab & Co., Inc. national BD | Rkl Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | May 16, 2026 | May 12, 2026 |
| David Nantau | Charles Schwab & Co., Inc. national BD | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2026 | Jun 2, 2026 |
| Caleb George | Charles Schwab & Co., Inc. national BD | Robinhood Asset Management BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2026 | Aug 12, 2026 (88 d) |
| Shane Ryan Mcmahon | Charles Schwab & Co., Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 15, 2026 | Apr 29, 2026 |
| Mitchell Antin | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 15, 2026 | May 1, 2026 |
| John Wu Jr | Charles Schwab & Co., Inc. national BD | Family Style Advisors LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 12, 2026 | Jul 2, 2026 (51 d) |
| Daniel Eugene Murphy | Charles Schwab & Co., Inc. national BD | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2026 | May 5, 2026 |
| Noella Rae Yap | Charles Schwab & Co., Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 9, 2026 | May 21, 2026 |
| Jared Albert Bishop | Charles Schwab & Co., Inc. national BD | Schwab Wealth Advisory, Inc. no RAUM | Other | May 8, 2026 | Dec 23, 2025 |
| Nehemiah Lavon Jefferson | Charles Schwab & Co., Inc. national BD | Schwab Wealth Advisory, Inc. no RAUM | Other | May 7, 2026 | May 7, 2026 |
| Bryan Edward Pariseau | Charles Schwab & Co., Inc. national BD | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2026 | May 12, 2026 |
| Bitals Maharjan | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 2, 2026 | Apr 30, 2026 |
| Aimee Farinas | Charles Schwab & Co., Inc. national BD | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2026 | Jun 2, 2026 (32 d) |
| Garica Brown Cremeans | Charles Schwab & Co., Inc. national BD | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2026 | Apr 27, 2026 |
| Justin David Rushing | Charles Schwab & Co., Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 1, 2026 | Jun 9, 2026 (39 d) |
| Ryan J Hammett | Charles Schwab & Co., Inc. national BD | Kimberlite Financial Services Limited Liability Co. state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 1, 2026 | Jun 23, 2026 (53 d) |
| Michael Joseph Baker | Charles Schwab & Co., Inc. national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2026 | May 4, 2026 |
| Matthew James Bungo | Charles Schwab & Co., Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 30, 2026 | May 8, 2026 |
| Errin Greene | Charles Schwab & Co., Inc. national BD | Usaa Investment Services Company no RAUM | Other | Apr 30, 2026 | Aug 26, 2026 (118 d) |
| Gregory Edward Rivas | Charles Schwab & Co., Inc. national BD | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2026 | Apr 16, 2026 |
| Beyene Kidane Misikir | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2026 | Apr 23, 2026 |
| Samaura Mccloe | Charles Schwab & Co., Inc. national BD | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2026 | Apr 24, 2026 |
| Paul F Kennedy | Charles Schwab & Co., Inc. national BD | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2026 | May 12, 2026 |
| Christian Zibetti Cardoso | Charles Schwab & Co., Inc. national BD | Ascend Investment Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 22, 2026 | May 6, 2026 |
| Andreas Juris Melzer | Charles Schwab & Co., Inc. national BD | Torrey Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 21, 2026 | Apr 10, 2026 |
| Craig Elbert Loewenstein | Charles Schwab & Co., Inc. national BD | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 18, 2026 | Apr 10, 2026 |
| Jeffrey Thomas Lasater | Charles Schwab & Co., Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 18, 2026 | May 29, 2026 (41 d) |
4,384 moves match.