DFX Intelligence
Advisor moves
Departures from Charles Schwab & Co., Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
4,404 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel Thyfault | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2023 | Aug 23, 2023 (81 d) |
| Stephen K Mulhall | Charles Schwab & Co., Inc. national BD | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2023 | May 11, 2023 |
| Tyler A Strauer | Charles Schwab & Co., Inc. national BD | Golden Reserve Retirement, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 31, 2023 | Jul 27, 2023 (57 d) |
| Jordan R Quinonez | Charles Schwab & Co., Inc. national BD | Maslow Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 30, 2023 | Jun 27, 2023 |
| Jiashuo Qin | Charles Schwab & Co., Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 27, 2023 | Jun 3, 2024 (373 d) |
| Margaret Elizabeth Mcneil | Charles Schwab & Co., Inc. national BD | Bbr Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 26, 2023 | Jul 18, 2025 (784 d) |
| Lawrence Richard Louzon | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 25, 2023 | May 23, 2023 |
| Stephen A Eluere | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 25, 2023 | Jul 14, 2023 (50 d) |
| Benjamin David Hankammer | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 25, 2023 | Jul 14, 2023 (50 d) |
| Kaitlyn Elizabeth Ott | Charles Schwab & Co., Inc. national BD | Consolidated Financial Management Corp. state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 23, 2023 | Jun 22, 2023 |
| Elisabeth Buckingham Sampson | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 22, 2023 | May 4, 2023 |
| Michael Christopher Renshaw | Charles Schwab & Co., Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 22, 2023 | May 28, 2024 (372 d) |
| Douglas Hanson Jones | Charles Schwab & Co., Inc. national BD | Riley Private Client LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 22, 2023 | May 19, 2023 |
| Dawnetta Rae Cooper | Charles Schwab & Co., Inc. national BD | Hurlow Wealth Management Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 22, 2023 | May 22, 2023 |
| Nikelle Lakisha Turner | Charles Schwab & Co., Inc. national BD | Moneta Group Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 22, 2023 | Jul 27, 2023 (66 d) |
| Dominic Valdez | Charles Schwab & Co., Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 22, 2023 | May 12, 2023 |
| David Carroll Colby | Charles Schwab & Co., Inc. national BD | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2023 | Jun 2, 2023 |
| Douglas Anders Cook | Charles Schwab & Co., Inc. national BD | M1 Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 19, 2023 | Nov 26, 2025 (922 d) |
| Aj Poisson | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2023 | Jul 21, 2023 (63 d) |
| Christopher Petrie | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2023 | Jul 21, 2023 (65 d) |
| Frank Edward Osman | Charles Schwab & Co., Inc. national BD | Choreo, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 17, 2023 | May 19, 2023 |
| Eli Gold Savelle | Charles Schwab & Co., Inc. national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2023 | May 16, 2023 |
| Jason C. Smoot | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2023 | Jul 17, 2023 (65 d) |
| Richard John Rogers | Charles Schwab & Co., Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 12, 2023 | May 31, 2023 |
| Gregory Scott Vezzosi | Charles Schwab & Co., Inc. national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2023 | Jun 29, 2023 (48 d) |
| Alexander C Otte | Charles Schwab & Co., Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 11, 2023 | Sep 5, 2023 (117 d) |
| Melissa N Valenzuela | Charles Schwab & Co., Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 8, 2023 | Apr 25, 2023 |
| Chad Ian Akselrad | Charles Schwab & Co., Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 8, 2023 | May 16, 2023 |
| Benjamin Andrew Hoffman | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2023 | Feb 21, 2024 (294 d) |
| Marta Elizabeth Bartolacci | Charles Schwab & Co., Inc. national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2023 | May 1, 2023 |
| Victor Adewunmi | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 1, 2023 | May 30, 2023 |
| Cole Mathew Gest | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2023 | Mar 1, 2024 (305 d) |
| Scott Joseph Jimison | Charles Schwab & Co., Inc. national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2023 | May 5, 2023 |
| Hugh Clay Johnson | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2023 | Jun 20, 2023 (55 d) |
| Brendan Joseph Odonoghue | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2023 | Jun 5, 2023 (40 d) |
| Anna Bowers | Charles Schwab & Co., Inc. national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2023 | May 3, 2023 |
| Christopher Harrington David Cooper | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 24, 2023 | Mar 18, 2024 (329 d) |
| Mckenna Leigh Wieser | Charles Schwab & Co., Inc. national BD | Fruitful no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 24, 2023 | Dec 18, 2023 (238 d) |
| Dillon Lee Haviland | Charles Schwab & Co., Inc. national BD | Tbh Global Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 21, 2023 | Apr 10, 2023 |
| Kim Islami | Charles Schwab & Co., Inc. national BD | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2023 | Apr 27, 2023 |
| Hussein Essayli | Charles Schwab & Co., Inc. national BD | Bridgepoint Strategic Partners LLC unclassified | Other | Apr 19, 2023 | Jul 24, 2024 (462 d) |
| Brian E Wooten | Charles Schwab & Co., Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2023 | Apr 4, 2023 |
| Tyson Slesnick | Charles Schwab & Co., Inc. national BD | Unitas Partners LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 18, 2023 | Aug 17, 2024 (487 d) |
| Andrew Hudson | Charles Schwab & Co., Inc. national BD | Morningstar Investment Management LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 17, 2023 | Oct 12, 2023 (178 d) |
| Anne Jane Thompson | Charles Schwab & Co., Inc. national BD | Bca Private Wealth, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 17, 2023 | Mar 23, 2023 |
| Jeffrey John Fortune | Charles Schwab & Co., Inc. national BD | Dp Grow LLC institutional | Other | Apr 14, 2023 | Nov 13, 2023 (213 d) |
| Erico Cajes Galvez | Charles Schwab & Co., Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 13, 2023 | Mar 29, 2023 |
| Kevin Michael Miller | Charles Schwab & Co., Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 13, 2023 | Oct 12, 2023 (182 d) |
| Joel Thomas Amador | Charles Schwab & Co., Inc. national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 13, 2023 | Apr 12, 2023 |
| Kari Anne Doorn | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 13, 2023 | Jun 12, 2023 (60 d) |
| Justin Maidlow | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 13, 2023 | Mar 29, 2023 |
| Dawn Michelle Edwards | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 11, 2023 | Apr 14, 2023 |
| Ben James Duncanson | Charles Schwab & Co., Inc. national BD | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2023 | May 2, 2023 |
| Adrita Shamsher Prova | Charles Schwab & Co., Inc. national BD | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2023 | Nov 16, 2023 (219 d) |
| Amanda Hatfield | Charles Schwab & Co., Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 7, 2023 | Apr 19, 2023 |
| Stephen Vincent Festa | Charles Schwab & Co., Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 5, 2023 | Aug 28, 2023 (145 d) |
| Gianluca Triennese | Charles Schwab & Co., Inc. national BD | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2023 | Jan 2, 2024 (273 d) |
| Bradley Thomas | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 3, 2023 | Apr 18, 2023 |
| Christian Young | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 29, 2023 | Mar 24, 2023 |
| Shawn Darius Farrokh | Charles Schwab & Co., Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 28, 2023 | Mar 13, 2023 |