DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Capital Client Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Karesse Renay BradleyCapital Client Group, Inc. no RAUMLPL Enterprise, LLC BD affiliatedOtherAug 5, 2026Aug 4, 2026
Julia Michelle PetersenCapital Client Group, Inc. no RAUMEdward Jones national BDOtherJul 21, 2026Jul 23, 2026
Eleazar RodriguezCapital Client Group, Inc. no RAUMOnedigital institutionalOtherJul 16, 2026Jul 30, 2026
Lucas KaneCapital Client Group, Inc. no RAUMPrincipal Asset Management otherOtherJul 14, 2026Aug 3, 2026
Stephanie SmolkaCapital Client Group, Inc. no RAUMNorthwestern Mutual Investment Services,LLC no RAUMOtherJul 10, 2026Aug 4, 2026
Sheraton Edward WelchCapital Client Group, Inc. no RAUMBlackrock Investment Management, LLC asset managerOtherJun 5, 2026Jun 15, 2026
Philip Andrew KojichCapital Client Group, Inc. no RAUMGoelzer Investment Management mixed wealthOtherMay 13, 2026May 12, 2026
Alexander Joseph StreusandCapital Client Group, Inc. no RAUMMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherApr 28, 2026May 18, 2026
Logan Daniel MurphyCapital Client Group, Inc. no RAUMVanguard Advisers, Inc. BD affiliatedOtherFeb 18, 2026Jul 14, 2026 (146 d)
Edwin Emanuel DukeCapital Client Group, Inc. no RAUMCharles Schwab & Co., Inc. national BDOtherFeb 18, 2026Mar 10, 2026
Stephen James RossCapital Client Group, Inc. no RAUMCharles Schwab & Co., Inc. national BDOtherJan 14, 2026Feb 11, 2026
Drew Erich MullarkeyCapital Client Group, Inc. no RAUMMariner BD affiliatedOtherJan 6, 2026Jan 15, 2026
Frohman ChenCapital Client Group, Inc. no RAUMCitigroup Global Markets Inc. BD affiliatedOtherJan 5, 2026Jan 28, 2026
William Michael RyanCapital Client Group, Inc. no RAUMEnvestnet Pmc independent RIAOtherDec 18, 2025Jul 23, 2026 (217 d)
Austin Ray BlaueCapital Client Group, Inc. no RAUMMorgan Stanley wirehouseOtherDec 1, 2025Dec 9, 2025
Michael Sheldon HukriedeCapital Client Group, Inc. no RAUMColumbia Management Investment Advisers, LLC asset managerOtherNov 11, 2025Jun 15, 2026 (216 d)
Kevin Francis DolanCapital Client Group, Inc. no RAUMCapital Group Private Client Services, Inc. independent RIAOtherOct 23, 2025Sep 6, 2025
Jeffrey David LedbetterCapital Client Group, Inc. no RAUMRemnant Wealth state registeredOtherOct 17, 2025Dec 5, 2025 (49 d)
Andrew M KrugerCapital Client Group, Inc. no RAUMEdward Jones national BDOtherOct 11, 2025Jul 21, 2026 (283 d)
Nora Christina MccormackCapital Client Group, Inc. no RAUMCapital Group Private Client Services, Inc. independent RIAOtherOct 11, 2025Sep 16, 2025
Lucas Nathanial TrammellCapital Client Group, Inc. no RAUMCapital Group Private Client Services, Inc. independent RIAOtherSep 29, 2025Sep 15, 2025
William Christopher JenkinsCapital Client Group, Inc. no RAUMCapital Group Private Client Services, Inc. independent RIAOtherSep 18, 2025Sep 15, 2025
Joseph A McadamsCapital Client Group, Inc. no RAUMCitizens Securities, Inc. BD affiliatedOtherSep 18, 2025Oct 16, 2025
Steven Edward HeinemannCapital Client Group, Inc. no RAUMRecalibrating Wealth state registeredOtherSep 7, 2025Oct 13, 2025 (36 d)
Tyler Joseph MagieCapital Client Group, Inc. no RAUMSei Investments Management Corp mixed wealthOtherSep 7, 2025Sep 10, 2025
Connie ZeenderCapital Client Group, Inc. no RAUMInvesco Advisers, Inc. asset managerOtherAug 20, 2025Jan 15, 2026 (148 d)
Andrew D WatersCapital Client Group, Inc. no RAUMEdward Jones national BDOtherAug 11, 2025Oct 6, 2025 (56 d)
Evan Francis FrancksCapital Client Group, Inc. no RAUMAristotle Capital Management, LLC otherOtherJul 29, 2025Aug 27, 2025
Michael Son NgoCapital Client Group, Inc. no RAUMCetera Investment Advisers LLC BD affiliatedOtherJul 28, 2025Nov 23, 2025 (118 d)
Thomas Olan YagerCapital Client Group, Inc. no RAUMSendero Wealth Management, LLC independent RIAOtherJun 30, 2025Jul 7, 2025
Kate Marie TurnerCapital Client Group, Inc. no RAUMDimensional Fund Advisors LP asset managerOtherJun 17, 2025Aug 29, 2025 (73 d)
Holden James DippelCapital Client Group, Inc. no RAUMEdward Jones national BDOtherMay 30, 2025Jun 2, 2025
Casey Michael ConradCapital Client Group, Inc. no RAUMEp Wealth Advisors independent RIAOtherMay 30, 2025Jun 13, 2025
Anthony Joseph PicerniCapital Client Group, Inc. no RAUMCx Institutional, LLC independent RIAOtherMay 22, 2025Jun 13, 2025
Eric Scott LucheneCapital Client Group, Inc. no RAUMPgim Investments LLC asset managerOtherMay 6, 2025May 14, 2025
Brandon Michael SmithCapital Client Group, Inc. no RAUMFrost Investment Advisors, LLC asset managerOtherFeb 23, 2025Apr 30, 2025 (66 d)
Jaylen William JonesCapital Client Group, Inc. no RAUMEdward Jones national BDOtherJan 28, 2025May 5, 2025 (97 d)
Nathan Wayne SimmonsCapital Client Group, Inc. no RAUMMML Investors Services, LLC BD affiliatedOtherJan 27, 2025Jul 1, 2025 (155 d)
Isiah Theodore TaylorCapital Client Group, Inc. no RAUMFisher Investments independent RIAOtherJan 21, 2025Jun 18, 2025 (148 d)
David Richard FordCapital Client Group, Inc. no RAUMBlakeslee & Blakeslee Financial Advisers Inc. independent RIAOtherJan 3, 2025May 14, 2025 (131 d)
Greggory Jonas CowanCapital Client Group, Inc. no RAUMBeacon Pointe Advisors, LLC independent RIAOtherNov 22, 2024Jan 1, 2026 (405 d)
Timothy MartinCapital Client Group, Inc. no RAUMRaymond James & Associates, Inc. national BDOtherOct 24, 2024Oct 24, 2024
Tyasia Lechelle GantCapital Client Group, Inc. no RAUMNorthwestern Mutual Investment Services,LLC no RAUMOtherOct 7, 2024Jun 26, 2025 (262 d)
Sean Patrick DurkinCapital Client Group, Inc. no RAUMEdward Jones national BDOtherOct 2, 2024Aug 7, 2025 (309 d)
Paul Jason BrewerCapital Client Group, Inc. no RAUMFisher Investments independent RIAOtherSep 30, 2024Nov 15, 2024 (46 d)
John EricksonCapital Client Group, Inc. no RAUMEdward Jones national BDOtherSep 3, 2024Sep 5, 2024
Patrick Alan MccoyCapital Client Group, Inc. no RAUMGreenline Wealth Management independent RIAOtherAug 14, 2024Jan 24, 2025 (163 d)
Nicholas David SherrillCapital Client Group, Inc. no RAUMVest Financial LLC asset managerOtherAug 14, 2024Mar 17, 2026 (580 d)
Ellen Marie ZawackiCapital Client Group, Inc. no RAUMMorgan Stanley wirehouseOtherJul 8, 2024Jan 14, 2025 (190 d)
Grace Mary SalzeiderCapital Client Group, Inc. no RAUMSchwartz & Co. otherOtherJun 27, 2024Jul 12, 2024
Brockton Michael YoderCapital Client Group, Inc. no RAUMLPL Financial LLC BD affiliatedOtherMay 23, 2024Jun 24, 2024 (32 d)
Mallory Len HornCapital Client Group, Inc. no RAUMEdward Jones national BDOtherMay 22, 2024Aug 12, 2024 (82 d)
Caitlin ChanCapital Client Group, Inc. no RAUMJ.P. Morgan Securities LLC wirehouseOtherMay 11, 2024Jun 4, 2024
Scott Joseph DavisCapital Client Group, Inc. no RAUMTransamerica Retirement Advisors, LLC BD affiliatedOtherMay 9, 2024May 20, 2024
Elena AjluniCapital Client Group, Inc. no RAUMFidelity Personal And Workplace Advisors BD affiliatedOtherFeb 2, 2024Mar 28, 2024 (55 d)
Shane Alan RussellCapital Client Group, Inc. no RAUMBahl & Gaynor LLC mixed wealthOtherJan 5, 2024Sep 23, 2025 (627 d)
Joseph Jin SunwooCapital Client Group, Inc. no RAUMAlliancebernstein L.P. asset managerOtherJan 5, 2024Jan 26, 2024
Joshua Ryan GreenCapital Client Group, Inc. no RAUMT. Rowe Price Associates, Inc. asset managerOtherDec 14, 2023Jan 31, 2024 (48 d)
Joseph Michael CellaCapital Client Group, Inc. no RAUMMosaic Wealth independent RIAOtherDec 5, 2023Dec 1, 2023
Jordan T KrantzCapital Client Group, Inc. no RAUMT. Rowe Price Associates, Inc. asset managerOtherDec 1, 2023Jan 10, 2024 (40 d)
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165 moves match.