DFX Intelligence
Advisor moves
Departures from Raymond James & Associates, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alyssa Elena Rodriguez | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 9, 2022 | Nov 8, 2022 |
| Nicholas Anthony Godlesky | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2022 | Oct 31, 2022 |
| James Eric Carroll | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 7, 2022 | Jun 30, 2023 (235 d) |
| Jeffrey Daniel Cole | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2022 | Dec 16, 2022 (39 d) |
| Ian Keith Brockhouse | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2022 | May 23, 2022 |
| Jennifer T Key | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 26, 2022 | Nov 1, 2022 |
| Peter Nrekic | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 26, 2022 | Oct 18, 2022 |
| Jacob William Lacy | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 26, 2022 | Oct 18, 2022 |
| Natasha Lark | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 26, 2022 | Sep 30, 2024 (705 d) |
| Peter Dewey Klock | Raymond James & Associates, Inc. national BD | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 26, 2022 | Oct 9, 2024 (714 d) |
| Stephen Daste | Raymond James & Associates, Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 25, 2022 | Oct 28, 2022 |
| Traci Allysan Carrion | Raymond James & Associates, Inc. national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2022 | Nov 15, 2022 |
| Lisa Marie Ansley Clapper | Raymond James & Associates, Inc. national BD | Strategic Advisory Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 25, 2022 | Oct 11, 2022 |
| Anthony James Cervio | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2022 | Nov 4, 2022 |
| Molly A Haga | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2022 | Oct 6, 2022 |
| John William Mckenzie | Raymond James & Associates, Inc. national BD | Lazarus Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 21, 2022 | Oct 13, 2022 |
| Lance Jason Smith | Raymond James & Associates, Inc. national BD | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 21, 2022 | Oct 20, 2022 |
| Gary George Vescio | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2022 | Oct 6, 2022 |
| Brian Vargo | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2022 | Oct 3, 2022 |
| Frederick Early Woltz | Raymond James & Associates, Inc. national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2022 | Oct 7, 2022 |
| Brandon Levine | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2022 | Oct 6, 2022 |
| Jeffrey Graham Newell | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2022 | Jan 16, 2025 (826 d) |
| Tracy Lynn Germano | Raymond James & Associates, Inc. national BD | Formidable Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 12, 2022 | Oct 7, 2022 |
| Michael Lee Gardner | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2022 | Oct 3, 2022 |
| Thomas Joseph Collins | Raymond James & Associates, Inc. national BD | Capital Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 12, 2022 | Nov 15, 2022 (34 d) |
| Jacob Warner Wagaman | Raymond James & Associates, Inc. national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 10, 2022 | Nov 16, 2022 (37 d) |
| Michael Wu | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 7, 2022 | Oct 20, 2022 |
| Richard Sidney Ferguson | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Oct 6, 2022 | Oct 5, 2022 |
| Edward Adams Ferguson | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Oct 6, 2022 | Oct 5, 2022 |
| Joseph Martin Montgomery | Raymond James & Associates, Inc. national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2022 | Oct 5, 2022 |
| Taylor Davis Roberts | Raymond James & Associates, Inc. national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2022 | Oct 4, 2022 |
| Christopher Duane Story | Raymond James & Associates, Inc. national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2022 | Oct 5, 2022 |
| Samuel Walter Jones | Raymond James & Associates, Inc. national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2022 | Oct 5, 2022 |
| Kirk A. Messett | Raymond James & Associates, Inc. national BD | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2022 | Sep 15, 2022 |
| Flavio Guillermo Landivar | Raymond James & Associates, Inc. national BD | Evensky & Katz/Foldes Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2022 | Nov 4, 2022 |
| Reid Foreman | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 6, 2022 | Oct 13, 2022 |
| Jasmine Annie Bouie | Raymond James & Associates, Inc. national BD | Blackrock Investment Management, LLC other | Other | Oct 6, 2022 | Oct 24, 2022 |
| Nicholas Alan Niver | Raymond James & Associates, Inc. national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2022 | Sep 19, 2022 |
| Jonathan Allen | Raymond James & Associates, Inc. national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2022 | Jul 28, 2023 (295 d) |
| Michael J. Bunzel | Raymond James & Associates, Inc. national BD | Intervest International, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2022 | Sep 26, 2022 |
| Diana Yacob | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 30, 2022 | Nov 4, 2022 (35 d) |
| Charles A Hessler | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 26, 2022 | Sep 15, 2022 |
| Leah Stewart Ogden | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 22, 2022 | Sep 20, 2022 |
| Melinda Brown Warren | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 20, 2022 | Sep 29, 2022 |
| Matthew Jason Szabad | Raymond James & Associates, Inc. national BD | Noble Family Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 20, 2022 | Aug 30, 2022 |
| Erin Murphy | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2022 | Apr 7, 2022 |
| Ryan Patrick Mccrerey | Raymond James & Associates, Inc. national BD | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2022 | Sep 14, 2022 |
| Robert George Shedd | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2022 | Apr 28, 2022 |
| Richard Wyman Howells | Raymond James & Associates, Inc. national BD | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2022 | Aug 31, 2022 |
| Suresh Attal | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 13, 2022 | Aug 31, 2022 |
| Gina Valle | Raymond James & Associates, Inc. national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2022 | Sep 13, 2022 |
| Allison V Destefano | Raymond James & Associates, Inc. national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2022 | Mar 19, 2024 (560 d) |
| Kylie Slocum | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2022 | Dec 4, 2020 |
| Gerald Haig Ariyan | Raymond James & Associates, Inc. national BD | Ashton Thomas Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 1, 2022 | Apr 23, 2024 (600 d) |
| Shawn Rooney | Raymond James & Associates, Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2022 | Jan 23, 2023 (144 d) |
| Jonathan David Stambaugh | Raymond James & Associates, Inc. national BD | Red Door Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 1, 2022 | Sep 1, 2022 |
| Richard Owen Hassan | Raymond James & Associates, Inc. national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2022 | Aug 18, 2022 |
| Steven Charles Lynch | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2022 | Oct 20, 2022 (52 d) |
| Jonathan Isaac Harold Kornberg | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 29, 2022 | Oct 4, 2022 (36 d) |
| Matthew James Holbrook | Raymond James & Associates, Inc. national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2022 | Aug 18, 2022 |
2,770 moves match.