DFX Intelligence
Advisor moves
Departures from Raymond James & Associates, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cheryl Beth Fineman | Raymond James & Associates, Inc. national BD | Dhody Investment Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2022 | Oct 16, 2025 (1231 d) |
| Jennifer Lynn Mckinley | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 3, 2022 | Aug 11, 2022 (69 d) |
| Ariel Benton Davis | Raymond James & Associates, Inc. national BD | Tandem Investment Advisors Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2022 | Jul 12, 2022 (39 d) |
| Matthew Alexander Hogg | Raymond James & Associates, Inc. national BD | West Michigan Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2022 | Jan 2, 2025 (944 d) |
| Jared Vincent Ibelli | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 3, 2022 | Jun 1, 2022 |
| Leah Brooks Waldrip | Raymond James & Associates, Inc. national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 31, 2022 | Jun 3, 2022 |
| Daniel Wilson | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 31, 2022 | Jun 23, 2022 |
| Jennifer Lane | Raymond James & Associates, Inc. national BD | Triad Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2022 | Jul 22, 2022 (57 d) |
| Michael Paul Massey | Raymond James & Associates, Inc. national BD | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2022 | Aug 1, 2022 (75 d) |
| William Edward Romans | Raymond James & Associates, Inc. national BD | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2022 | Aug 1, 2022 (75 d) |
| Frank Coffenberry | Raymond James & Associates, Inc. national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 18, 2022 | Jun 2, 2022 |
| Raquel Anagnostopoulos | Raymond James & Associates, Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2022 | Oct 12, 2022 (147 d) |
| F John Keogh | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 18, 2022 | Jun 3, 2022 |
| Justin E Policare | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 16, 2022 | Jun 17, 2022 (32 d) |
| Kellen Patrick Thayer | Raymond James & Associates, Inc. national BD | Advisor.Com independent RIA | Affiliated broker-dealer or bank to independent RIA | May 9, 2022 | Dec 15, 2023 (585 d) |
| Katelyn Degnan | Raymond James & Associates, Inc. national BD | Invesco Advisers, Inc. asset manager | Other | May 9, 2022 | Jun 3, 2022 |
| Lisa Mullen | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 4, 2022 | Oct 11, 2022 (160 d) |
| Jacob David Munsell | Raymond James & Associates, Inc. national BD | Memphis Capital Management, LLC asset manager | Other | May 4, 2022 | Feb 13, 2024 (650 d) |
| Paul Lansing Holt | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 3, 2022 | Apr 26, 2022 |
| Carmelo Anthony Battaglia | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 3, 2022 | Apr 26, 2022 |
| Mirko Joldzic | Raymond James & Associates, Inc. national BD | Insigneo Advisory Services, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 3, 2022 | Apr 13, 2022 |
| Stephen Paul Urbrock | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2022 | May 4, 2022 |
| Christina Marie Diloreto King | Raymond James & Associates, Inc. national BD | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2022 | Apr 26, 2022 |
| Peter James Gaughan | Raymond James & Associates, Inc. national BD | Retirement Planning Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 28, 2022 | May 23, 2022 |
| William Daniel Joyce | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 22, 2022 | May 13, 2022 |
| Jaclyn Aleen Klotz | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 22, 2022 | Mar 24, 2022 |
| Brian Patrick Layman | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2022 | Apr 1, 2022 |
| Patricia Anne Conrad | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 21, 2022 | Mar 24, 2022 |
| Kreg Michael Keeney | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 14, 2022 | Apr 5, 2022 |
| Paul S Clemente | Raymond James & Associates, Inc. national BD | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2022 | Apr 13, 2022 |
| Tara Ellen Hammack | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 14, 2022 | Apr 8, 2022 |
| Clarence Edward Mcclain | Raymond James & Associates, Inc. national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2022 | Mar 29, 2022 |
| Douglas Joseph Cloutier | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 14, 2022 | Aug 4, 2022 (112 d) |
| Juan Garza | Raymond James & Associates, Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 12, 2022 | Sep 12, 2022 (153 d) |
| Magaly H Williams | Raymond James & Associates, Inc. national BD | Polen Capital Management, LLC asset manager | Other | Apr 11, 2022 | Sep 6, 2022 (148 d) |
| Philip Campbell Smith | Raymond James & Associates, Inc. national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 8, 2022 | Jun 15, 2022 (68 d) |
| Ashley Diane Garcia | Raymond James & Associates, Inc. national BD | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2022 | Aug 23, 2022 (137 d) |
| Grant Jeffrey Galligan | Raymond James & Associates, Inc. national BD | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2022 | Apr 4, 2022 |
| Manuel Alejandro Cruz | Raymond James & Associates, Inc. national BD | Schwab Wealth Advisory, Inc. no RAUM | Other | Apr 8, 2022 | Apr 26, 2022 |
| Tyler West Hastings | Raymond James & Associates, Inc. national BD | Advisor Resource Council independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 6, 2022 | Jun 22, 2022 (77 d) |
| Garrett John Suydam | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 4, 2022 | Mar 23, 2022 |
| Lisa Marie Gill | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 4, 2022 | Mar 24, 2022 |
| Ginger Marie Davidson | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 4, 2022 | Apr 8, 2022 |
| Jason Andrew Clark | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 4, 2022 | Mar 23, 2022 |
| Victor James Davis | Raymond James & Associates, Inc. national BD | Davis Investment Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 4, 2022 | Apr 5, 2022 |
| Daniel Figueroa | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 4, 2022 | Jul 27, 2022 (114 d) |
| Michelle Rebecca Marks | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Apr 1, 2022 | Mar 7, 2022 |
| Michaela Kowatch | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 28, 2022 | Mar 20, 2022 |
| Brian Joseph Visconti | Raymond James & Associates, Inc. national BD | Jeffrey Matthews Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 25, 2022 | Mar 8, 2022 |
| Pui Ho Ip | Raymond James & Associates, Inc. national BD | Kahn Brothers Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 23, 2022 | Apr 1, 2022 |
| Kathryn L. Coleman | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2022 | Mar 9, 2022 |
| Chase J Harkness | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2022 | Mar 3, 2022 |
| Joshua Thomas Green | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2022 | Feb 5, 2020 |
| Darren Allen James | Raymond James & Associates, Inc. national BD | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2022 | Apr 4, 2022 |
| Yarenis Rosa Rodriguez | Raymond James & Associates, Inc. national BD | Icapital Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 17, 2022 | Feb 24, 2022 |
| Nicholas Lee | Raymond James & Associates, Inc. national BD | Edelman Financial Engines mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 17, 2022 | Aug 11, 2022 (147 d) |
| Patrick Joseph Douglas | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 16, 2022 | Feb 23, 2022 |
| Edward Ryan Buechting | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2022 | Feb 28, 2022 |
| Denis Crotty Douglas | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2022 | Feb 24, 2022 |
| Stephen Blake Burton | Raymond James & Associates, Inc. national BD | Autumn Lane Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2022 | Apr 1, 2022 |
2,770 moves match.