DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Independent Financial Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kenneth Dean FincherIndependent Financial Group, LLC otherFirst Allied Advisory Services, Inc. otherOtherApr 23, 2014Apr 18, 2014
Domenica L LeitnerIndependent Financial Group, LLC otherLPL Financial LLC otherOtherApr 21, 2014Jun 17, 2014 (57 d)
Karen Marie LessardIndependent Financial Group, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherApr 21, 2014Jul 23, 2014 (93 d)
Michael David RuffaloIndependent Financial Group, LLC otherOsaic Wealth, Inc. otherOtherFeb 19, 2014Mar 6, 2014
Thomas Book JahnckeIndependent Financial Group, LLC otherConcorde Asset Management, LLC otherOtherFeb 6, 2014Feb 6, 2014
Julie Annette BroadyIndependent Financial Group, LLC otherB. Riley Wealth Advisors, Inc. otherOtherJan 21, 2014Jan 22, 2014
Brent Alan PeckIndependent Financial Group, LLC otherFsc Securities Corporation otherOtherNov 18, 2013Nov 20, 2013
Jack Ray SautherIndependent Financial Group, LLC otherMontana Landvest, Inc. state registeredOtherOct 31, 2013Aug 20, 2015 (658 d)
Toni Lynn SutherlandIndependent Financial Group, LLC otherSandlapper Wealth Management, LLC otherOtherSep 10, 2013Sep 25, 2013
Christopher Raymond BlaszykIndependent Financial Group, LLC otherInvestors Capital Advisory otherOtherAug 14, 2013Aug 29, 2013
William Charles VourlasIndependent Financial Group, LLC otherCalton & Associates, Inc. otherOtherJun 28, 2013Aug 15, 2013 (48 d)
Kai SalocksIndependent Financial Group, LLC otherMadison Avenue Securities, LLC otherOtherJun 21, 2013Sep 12, 2013 (83 d)
Nathan Christopher AnkneyIndependent Financial Group, LLC otherDynamic Wealth Strategies, LLC no RAUMOtherJun 14, 2013Jun 14, 2013
Conrad Michael AarsethIndependent Financial Group, LLC otherDynamic Wealth Strategies, LLC no RAUMOtherJun 14, 2013Jun 14, 2013
James Brian BoyleIndependent Financial Group, LLC otherDynamic Wealth Strategies, LLC no RAUMOtherJun 14, 2013Jun 14, 2013
Jonathan Howard FriessIndependent Financial Group, LLC otherWoodbury Financial Services, Inc. otherOtherFeb 14, 2013Jun 6, 2013 (112 d)
Stephen Cutler ArnoldIndependent Financial Group, LLC otherSagepoint Financial, Inc. otherOtherJan 3, 2013Jan 10, 2013
Kevin Michael TolsmaIndependent Financial Group, LLC otherSagepoint Financial, Inc. otherOtherJan 3, 2013Jan 10, 2013
Cameron Brent KaufmanIndependent Financial Group, LLC otherThe Ameriflex Group BD affiliatedOtherDec 31, 2012Oct 16, 2023 (3941 d)
Lisa Ann GeyenIndependent Financial Group, LLC otherDougherty & Associates Financial Advisors, Inc. otherOtherDec 31, 2012Dec 23, 2013 (357 d)
Michael Patrick DolanIndependent Financial Group, LLC otherCharles Schwab & Co., Inc. national BDOtherOct 15, 2012Oct 23, 2012
Shannon T. BlairIndependent Financial Group, LLC otherValic Financial Advisors, Inc. otherOtherOct 3, 2012Jul 15, 2014 (650 d)
Reynaldo CruzIndependent Financial Group, LLC otherCruz Investments & Wealth Management state registeredOtherOct 1, 2012Jun 26, 2012
Deanna Michelle WilliamsonIndependent Financial Group, LLC otherJ. W. Cole Advisors, Inc. otherOtherSep 4, 2012Apr 5, 2013 (213 d)
Patrick Allen ThompsonIndependent Financial Group, LLC otherForesters Equity Services, Inc. otherOtherJul 19, 2012Jul 23, 2012
Brian Eric SamuelsIndependent Financial Group, LLC otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherJun 19, 2012Jun 21, 2012
Sanford J PrizantIndependent Financial Group, LLC otherUnited Advisors otherOtherMay 29, 2012Dec 11, 2012 (196 d)
Todd Richard GrahamIndependent Financial Group, LLC otherOsaic Wealth, Inc. otherOtherMay 17, 2012May 18, 2012
Phillip Al JonesIndependent Financial Group, LLC otherCavu Wealth Management independent RIAOtherMar 13, 2012Jan 4, 2019 (2488 d)
Terry L NordmeyerIndependent Financial Group, LLC otherOsaic Wealth, Inc. otherOtherMar 2, 2012Jul 9, 2012 (129 d)
Anna Marie BloomIndependent Financial Group, LLC otherOsaic Wealth, Inc. otherOtherMar 2, 2012Mar 1, 2012
Daniel S CampbellIndependent Financial Group, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherFeb 27, 2012Mar 15, 2012
Iaian L FilippiniIndependent Financial Group, LLC otherFilippini Investment Advisory state registeredOtherDec 20, 2011Dec 22, 2016 (1829 d)
Alexandro Louis FilippiniIndependent Financial Group, LLC otherFilippini Investment Advisory state registeredOtherDec 20, 2011Mar 7, 2013 (443 d)
Jane Marie BraunIndependent Financial Group, LLC otherCommonwealth Financial Network national BDOtherNov 1, 2011Nov 2, 2011
Alan Lee NorrisIndependent Financial Group, LLC otherNorris Wealth Management, LLC state registeredOtherSep 30, 2011Aug 9, 2011
Raymond Ralph RussoIndependent Financial Group, LLC otherSterling Advisor Group state registeredOtherAug 10, 2011Oct 21, 2011 (72 d)
Charles Benjamin DenherderIndependent Financial Group, LLC otherCavu Wealth Management independent RIAOtherJul 18, 2011Jan 4, 2019 (2727 d)
Geoffrey Harden SeboldIndependent Financial Group, LLC otherIndependent Financial Partners otherOtherJul 15, 2011Jun 20, 2012 (341 d)
Nicola Louise DruryIndependent Financial Group, LLC otherLPL Financial LLC otherOtherJul 6, 2011Aug 18, 2011 (43 d)
Carl Vincent GottusoIndependent Financial Group, LLC otherCrown Capital Securities, L.P. otherOtherJul 1, 2011Jul 7, 2011
Erick BaerIndependent Financial Group, LLC otherPlanned Asset Management otherOtherJun 1, 2011Mar 17, 2011
Michael A EbenhochIndependent Financial Group, LLC otherPnc Wealth Management BD affiliatedOtherMay 10, 2011Apr 14, 2022 (3992 d)
Broc WavraIndependent Financial Group, LLC otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherMay 10, 2011Jul 8, 2011 (59 d)
Michael Brian BlockIndependent Financial Group, LLC otherUBS Financial Services Inc. wirehouseOtherApr 19, 2011Feb 3, 2014 (1021 d)
Michael Steven GrodskyIndependent Financial Group, LLC otherAquarius Financial state registeredOtherMar 29, 2011Mar 13, 2026 (5463 d)
Guy Eugene BakerIndependent Financial Group, LLC otherAlexander Beard (USA) Inc. independent RIAOtherFeb 28, 2011May 11, 2012 (438 d)
Jan Birk GleisnerIndependent Financial Group, LLC otherBelvedere Asset Management, LLC otherOtherFeb 7, 2011Feb 16, 2011
Maribel Larios ThomasIndependent Financial Group, LLC otherFiduciary Experts LLC otherOtherJan 28, 2011Feb 3, 2011
Jonathan Michael GoodIndependent Financial Group, LLC otherFinancial Designs Ltd. unclassifiedOtherJan 3, 2011Apr 9, 2010
Anna Marie BloomIndependent Financial Group, LLC otherMsi Financial Services, Inc. otherOtherOct 28, 2010Nov 9, 2010
Matthew Patrick BrennanIndependent Financial Group, LLC otherAcorn Financial Advisory Services, Inc. otherOtherSep 22, 2010Mar 5, 2014 (1260 d)
Robert Hubbard TrowbridgeIndependent Financial Group, LLC otherElite Investment Team LLC no RAUMOtherSep 13, 2010Nov 13, 2018 (2983 d)
David John GagnonIndependent Financial Group, LLC otherMain Street Advisors, LLC otherOtherSep 13, 2010Sep 27, 2011 (379 d)
Matthew James LipariIndependent Financial Group, LLC otherSchwab Wealth Advisory, Inc. otherOtherJul 22, 2010Dec 1, 2014 (1593 d)
Peter Byron NesbittIndependent Financial Group, LLC otherDunham otherOtherJul 16, 2010Jul 29, 2010
Gary Kaspar MalkasianIndependent Financial Group, LLC otherWoodbury Financial Services, Inc. otherOtherMay 25, 2010Jun 8, 2010
Carlton Case EllisIndependent Financial Group, LLC otherNobles & Richards Advisors, LLC state registeredOtherMay 24, 2010May 2, 2024 (5092 d)
Michael Raymond FragerIndependent Financial Group, LLC otherCentaurus Financial, Inc. otherOtherMar 12, 2010Mar 16, 2010
Eric Marlon JohnsonIndependent Financial Group, LLC otherCentaurus Financial, Inc. otherOtherMar 12, 2010Mar 12, 2010
Page 7 of 8PreviousNext
431 moves match.