DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from J.P. Morgan Securities LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Desmond DjekovicJ.P. Morgan Securities LLC wirehouseJanney Montgomery Scott LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 19, 2026Mar 13, 2026
Allen E. OsterlohJ.P. Morgan Securities LLC wirehouseNavy Federal Investment Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 19, 2026Apr 2, 2026
Marc Vilsmark SmithJ.P. Morgan Securities LLC wirehouseJanney Montgomery Scott LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 19, 2026Mar 13, 2026
Ronald MoriartyJ.P. Morgan Securities LLC wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 18, 2026Apr 22, 2026 (35 d)
Kamran MahmoodJ.P. Morgan Securities LLC wirehouseSecond Line Capital, LLC independent RIAWirehouse to independent RIAMar 18, 2026Mar 25, 2026
Terry MyersJ.P. Morgan Securities LLC wirehouseFisher Investments independent RIAWirehouse to independent RIAMar 18, 2026Apr 16, 2026
Tanner David DixJ.P. Morgan Securities LLC wirehouseSchwab Wealth Advisory, Inc. no RAUMOtherMar 18, 2026Apr 6, 2026
Daniel Bennett Goldman LevineJ.P. Morgan Securities LLC wirehouseU.S. Bancorp Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 17, 2026Mar 25, 2026
Timothy Paul CoughlinJ.P. Morgan Securities LLC wirehouseUBS Financial Services Inc. wirehouseWirehouse to wirehouseMar 16, 2026Mar 16, 2026
Nancy HansonJ.P. Morgan Securities LLC wirehouseAmeriprise Financial Services, LLC national BDWirehouse to affiliated broker-dealer or bankMar 15, 2026Apr 6, 2026
Rachel Alexandra ElliottJ.P. Morgan Securities LLC wirehouseIeq Capital, LLC independent RIAWirehouse to independent RIAMar 15, 2026Mar 13, 2026
Nick BrengmanJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseMar 15, 2026Mar 15, 2021
Dillon Tate PollackJ.P. Morgan Securities LLC wirehouseAdvice And Planning Services BD affiliatedWirehouse to affiliated broker-dealer or bankMar 15, 2026Mar 23, 2026
Joseph RosaniaJ.P. Morgan Securities LLC wirehouseEdward Jones national BDWirehouse to affiliated broker-dealer or bankMar 15, 2026Mar 13, 2026
Jasmine Olivia ThomasJ.P. Morgan Securities LLC wirehouseAdvice And Planning Services BD affiliatedWirehouse to affiliated broker-dealer or bankMar 15, 2026Mar 19, 2026
Lauren JamesJ.P. Morgan Securities LLC wirehouseBlackrock Investment Management, LLC asset managerOtherMar 15, 2026Apr 10, 2026
Madison McauliffeJ.P. Morgan Securities LLC wirehouseCrestwood Advisors independent RIAWirehouse to independent RIAMar 15, 2026Apr 2, 2026
Shane P. O'KeefeJ.P. Morgan Securities LLC wirehouseCetera Investment Advisers LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 13, 2026Mar 20, 2026
Christopher Michael BarfootJ.P. Morgan Securities LLC wirehouseCitigroup Global Markets Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankMar 10, 2026Mar 26, 2026
Brandon WillisJ.P. Morgan Securities LLC wirehouseRobinhood Asset Management BD affiliatedWirehouse to affiliated broker-dealer or bankMar 10, 2026Jun 10, 2026 (92 d)
Andrew Michael DerenziJ.P. Morgan Securities LLC wirehouseFocus Partners Wealth, LLC independent RIAWirehouse to independent RIAMar 8, 2026Apr 2, 2026
Nattalie VillarrealJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseMar 6, 2026Mar 5, 2026
Amy Lanette AguilarJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseMar 5, 2026Mar 4, 2026
Kevin Thomas FrycJ.P. Morgan Securities LLC wirehouseGoldman Sachs Wealth Services, L.P. BD affiliatedWirehouse to affiliated broker-dealer or bankMar 5, 2026Mar 25, 2026
John Allan AdamsJ.P. Morgan Securities LLC wirehouseAdams Advisory Services, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Mar 4, 2026Apr 28, 2026 (55 d)
Gregory M AdamczykJ.P. Morgan Securities LLC wirehouseCetera Investment Advisers LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 3, 2026Mar 2, 2026
Zenaida Buenaventura OrdunaJ.P. Morgan Securities LLC wirehouseEmpower Advisory Group, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 3, 2026Mar 19, 2026
Caryn W GoldJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseMar 3, 2026Sep 14, 2026 (195 d)
Anthony W BlumJ.P. Morgan Securities LLC wirehouseOneamerica Securities, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankMar 3, 2026May 27, 2026 (85 d)
Darianne Claire CurryJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseMar 3, 2026Mar 25, 2026
Jared GrimesJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseMar 2, 2026Apr 6, 2026 (35 d)
Dominic Gregg PolidoriJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseMar 2, 2026Mar 2, 2026
Samuel B GirouardJ.P. Morgan Securities LLC wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 1, 2026Mar 3, 2026
David MccormackJ.P. Morgan Securities LLC wirehousePointe Capital Management LLC independent RIAWirehouse to independent RIAMar 1, 2026Mar 31, 2026
Adam KimoJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseMar 1, 2026Mar 2, 2026
Kody Timothy RifeJ.P. Morgan Securities LLC wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankMar 1, 2026Mar 25, 2026
Gurpreet SinghJ.P. Morgan Securities LLC wirehouseCitizens Securities, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankMar 1, 2026Mar 2, 2026
Samuel Jay RosenbaumJ.P. Morgan Securities LLC wirehouseRaymond James Financial Services Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankMar 1, 2026Mar 16, 2026
Steve G CondosJ.P. Morgan Securities LLC wirehouseJanney Montgomery Scott LLC BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 27, 2026Mar 13, 2026
Kenneth Joseph MorrisJ.P. Morgan Securities LLC wirehouseJanney Montgomery Scott LLC BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 27, 2026Mar 13, 2026
Jared Evan KatzmanJ.P. Morgan Securities LLC wirehouseJanney Montgomery Scott LLC BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 27, 2026Mar 13, 2026
Fortune Stephen MacriJ.P. Morgan Securities LLC wirehouseJanney Montgomery Scott LLC BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 27, 2026Mar 13, 2026
Nathan Scott WillardsonJ.P. Morgan Securities LLC wirehouseCurrents Wealth Strategies LLC state registeredWirehouse to a state-registered adviserFeb 27, 2026Feb 27, 2026
Paul WilsonJ.P. Morgan Securities LLC wirehouseCharles Schwab & Co., Inc. national BDWirehouse to affiliated broker-dealer or bankFeb 24, 2026Mar 13, 2026
Brenda A. WheatleyJ.P. Morgan Securities LLC wirehouseCetera Investment Advisers LLC BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 22, 2026Mar 4, 2026
Jason HowardJ.P. Morgan Securities LLC wirehouseRBC Capital Markets, LLC national BDWirehouse to affiliated broker-dealer or bankFeb 22, 2026Mar 3, 2026
Thomas M. HuntJ.P. Morgan Securities LLC wirehouseTruist Advisory Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 22, 2026Mar 24, 2026
Mitchell NguyenJ.P. Morgan Securities LLC wirehouseMariner BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 20, 2026Mar 10, 2026
Aubrey DeboseJ.P. Morgan Securities LLC wirehouseSchwab Wealth Advisory, Inc. no RAUMOtherFeb 20, 2026Jul 17, 2026 (147 d)
Mark P MaloneyJ.P. Morgan Securities LLC wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 19, 2026Mar 16, 2026
Jordon S. SperaJ.P. Morgan Securities LLC wirehouseCharles Schwab & Co., Inc. national BDWirehouse to affiliated broker-dealer or bankFeb 19, 2026Mar 13, 2026
Jesse LindauerJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseFeb 18, 2026Mar 19, 2026
Christopher Robert HendricksJ.P. Morgan Securities LLC wirehouseAdvice And Planning Services BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 18, 2026Mar 26, 2026 (36 d)
Dylan HerzogJ.P. Morgan Securities LLC wirehouseCharles Schwab & Co., Inc. national BDWirehouse to affiliated broker-dealer or bankFeb 18, 2026Mar 12, 2026
Gary FriedleJ.P. Morgan Securities LLC wirehouseRBC Securities, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 18, 2026Feb 26, 2026
Qihang YaoJ.P. Morgan Securities LLC wirehouseQuent Capital, LLC independent RIAWirehouse to independent RIAFeb 18, 2026Mar 31, 2026 (41 d)
Ghada OstaJ.P. Morgan Securities LLC wirehouseCitizens Securities, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 17, 2026Feb 27, 2026
Parker HendrixsonJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseFeb 17, 2026Feb 4, 2026
Nathaniel FuentesJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseFeb 17, 2026Mar 2, 2026
Candace L. MontoyaJ.P. Morgan Securities LLC wirehouseUmb Financial Services, Inc. independent RIAWirehouse to independent RIAFeb 15, 2026Mar 3, 2026
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6,987 moves match.