DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Ausdal Financial Partners, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Eric SchneiderAusdal Financial Partners, Inc. independent RIAD.A. Davidson & Co. independent RIARIA to RIAAug 5, 2026Aug 5, 2026
Brad StuartAusdal Financial Partners, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 20, 2026Jul 20, 2026
Benjamin Nolan FanderclaiAusdal Financial Partners, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 20, 2026Jul 20, 2026
William Anthony GohsAusdal Financial Partners, Inc. independent RIAInspire Advisors, LLC independent RIARIA to RIAAug 19, 2025Aug 12, 2025
Richard Victor GerrityAusdal Financial Partners, Inc. independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseApr 15, 2024May 7, 2024
Jeffrey Paul BendaAusdal Financial Partners, Inc. independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 23, 2024Jan 31, 2024
Leonard Thomas DigateAusdal Financial Partners, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 7, 2023Jun 5, 2025 (546 d)
Robert Burns AusdalAusdal Financial Partners, Inc. independent RIACpr Investments Inc independent RIARIA to RIADec 6, 2023Dec 2, 2023
Nicole M HutchesonAusdal Financial Partners, Inc. independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseOct 13, 2023Oct 18, 2023
Nancy Marie WilsonAusdal Financial Partners, Inc. independent RIAMorgan Stanley wirehouseRIA to wirehouseOct 2, 2023Oct 2, 2023
Bryan J LarrisonAusdal Financial Partners, Inc. independent RIATrustmont Advisory Group, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 1, 2023Apr 4, 2024 (247 d)
Kraig Richard MickelsenAusdal Financial Partners, Inc. independent RIAWheaton Wealth Partners, LLC otherOtherJul 3, 2023May 26, 2010
Robert Matthew SweasAusdal Financial Partners, Inc. independent RIAArete Wealth Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 3, 2023Jun 29, 2023
Monica MooseAusdal Financial Partners, Inc. independent RIAArete Wealth Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 3, 2023Jan 5, 2024 (186 d)
Heather Polly JohnsonAusdal Financial Partners, Inc. independent RIACibc Private Wealth Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 29, 2022Sep 23, 2022 (56 d)
Michele Lynn HallAusdal Financial Partners, Inc. independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 7, 2022Jul 6, 2022
Amy L MarkerAusdal Financial Partners, Inc. independent RIANorthern Trust Investments, Incorporated asset managerOtherApr 29, 2022Apr 28, 2022
Darin Michael SchmidtAusdal Financial Partners, Inc. independent RIASilver Oak Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 19, 2022Mar 22, 2022
Jon Marvin FletcherAusdal Financial Partners, Inc. independent RIAEagle Strategies LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2021Mar 24, 2022 (83 d)
Dustin Johnson JavierAusdal Financial Partners, Inc. independent RIADefined Capital LLC state registeredRIA to a state-registered adviserDec 31, 2021Jan 1, 2022
Peter Celestine OrthAusdal Financial Partners, Inc. independent RIACorestone Wealth Management LLC unclassifiedOtherDec 1, 2021Dec 3, 2021
Katherine E OlsonAusdal Financial Partners, Inc. independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 29, 2021Jun 29, 2023 (577 d)
Walter Matthew KowalczykAusdal Financial Partners, Inc. independent RIACornerstone Financial Consulting, LLC state registeredRIA to a state-registered adviserNov 29, 2021Mar 10, 2023 (466 d)
Janet Lynn LakanenAusdal Financial Partners, Inc. independent RIAThrivent Investment Management Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 1, 2021Jun 22, 2022 (233 d)
John Matthew PiershaleAusdal Financial Partners, Inc. independent RIAPiershale Wealth Management, LLC state registeredRIA to a state-registered adviserApr 15, 2021Mar 29, 2021
Paul Keith CraigAusdal Financial Partners, Inc. independent RIAFormulafolios Distributors, Inc. unclassifiedOtherDec 31, 2020Feb 22, 2016
Scott Allan MccordAusdal Financial Partners, Inc. independent RIAIndependent Wealth Network, Inc. independent RIARIA to RIAJun 8, 2020Jun 8, 2020
Sean Christopher GayAusdal Financial Partners, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 9, 2020Mar 10, 2020
Joseph Brian ChildreyAusdal Financial Partners, Inc. independent RIACpr Investments Inc independent RIARIA to RIANov 8, 2019Nov 15, 2023 (1468 d)
Mary Christine GrayAusdal Financial Partners, Inc. independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseNov 8, 2019Nov 1, 2021 (724 d)
Anthony A GacsAusdal Financial Partners, Inc. independent RIAFifth Third Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 11, 2019Jun 10, 2019
Kevin Patrick NewmanAusdal Financial Partners, Inc. independent RIAPrincipal Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 3, 2019Jan 18, 2019
Lawrence Joseph KimmelAusdal Financial Partners, Inc. independent RIAHarbour Investments, Inc. independent RIARIA to RIASep 28, 2018Sep 28, 2018
Mark Lee ElafrosAusdal Financial Partners, Inc. independent RIAAmerican Trust Investment Services, Inc. unclassifiedOtherSep 20, 2018Sep 24, 2018
Chwei-Guang ChiouAusdal Financial Partners, Inc. otherMomentum Fintech LLC state registeredOtherMar 1, 2018Mar 5, 2018
Joseph Brian ChildreyAusdal Financial Partners, Inc. otherProbabilities Fund Management, LLC otherOtherAug 31, 2017Oct 18, 2007
David Arthur DeschampsAusdal Financial Partners, Inc. otherBalasa Dinverno Foltz LLC otherOtherAug 31, 2017Sep 29, 2017
Sevan MeneshianAusdal Financial Partners, Inc. otherKestra Advisory Services, LLC otherOtherJul 31, 2017Aug 4, 2017
Steven Robert ScottAusdal Financial Partners, Inc. otherGlobal Retirement Partners LLC otherOtherApr 18, 2017Apr 13, 2017
Alexandra Marie FurlongAusdal Financial Partners, Inc. otherPnc Wealth Management otherOtherDec 5, 2016Dec 15, 2016
John Leo ChiappettaAusdal Financial Partners, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherFeb 29, 2016Feb 29, 2016
Ross William MillerAusdal Financial Partners, Inc. otherAdvice And Planning Services otherOtherNov 10, 2015Nov 13, 2015
Jamie Kent YoungAusdal Financial Partners, Inc. otherWoodbury Financial Services, Inc. otherOtherNov 3, 2015Nov 2, 2015
Shanna Marie TempletonAusdal Financial Partners, Inc. otherCwm, LLC BD affiliatedOtherJul 31, 2015May 19, 2023 (2849 d)
Brooke L GalassiAusdal Financial Partners, Inc. otherJ.P. Morgan Securities LLC wirehouseOtherJun 3, 2015Jun 11, 2015
Christopher Michael ConmyAusdal Financial Partners, Inc. otherSequoia Wealth Management, LLC no RAUMOtherDec 4, 2014Dec 4, 2014
Andrew George PalomoAusdal Financial Partners, Inc. otherSequoia Wealth Management, LLC no RAUMOtherDec 4, 2014Dec 4, 2014
Brian MuehrckeAusdal Financial Partners, Inc. otherSequoia Wealth Management, LLC no RAUMOtherDec 4, 2014Dec 22, 2014
John Peter FerrickAusdal Financial Partners, Inc. otherArete Wealth Advisors, LLC otherOtherNov 14, 2014Nov 14, 2014
Brian Reilly PlainAusdal Financial Partners, Inc. otherGradient Advisors, LLC otherOtherNov 14, 2014Nov 13, 2014
Janet Lynn LakanenAusdal Financial Partners, Inc. otherWaddell & Reed otherOtherAug 18, 2014Sep 11, 2014
David Allen BankstonAusdal Financial Partners, Inc. otherOnpointe Advisory And Financial Services, LLC otherOtherFeb 4, 2014Apr 21, 2015 (441 d)
Les HunzingerAusdal Financial Partners, Inc. otherOsaic Wealth, Inc. otherOtherAug 29, 2013Sep 16, 2013
Craig Arnold SorensonAusdal Financial Partners, Inc. otherSoutheast Investments, N.C., Inc. state registeredOtherDec 31, 2012Mar 6, 2013 (65 d)
Scott Anthony StuthAusdal Financial Partners, Inc. otherVestor Capital, LLC independent RIAOtherDec 4, 2012Dec 2, 2020 (2920 d)
John Paul PowerAusdal Financial Partners, Inc. otherPower Wealth Management, LLC state registeredOtherDec 4, 2012Mar 26, 2013 (112 d)
Kortney Robert McculleyAusdal Financial Partners, Inc. otherMcculley Financial Group, LLC mixed wealthOtherDec 3, 2012Feb 23, 2024 (4099 d)
Andrew Allen KnoxAusdal Financial Partners, Inc. otherInvestment Advisors Corp otherOtherNov 30, 2012Feb 19, 2013 (81 d)
Thomas Claude CookAusdal Financial Partners, Inc. otherPioneer Advisors, LLC otherOtherOct 1, 2012Jun 27, 2012
Paul Nicholas BehnkeAusdal Financial Partners, Inc. otherWoodbury Financial Services, Inc. otherOtherSep 20, 2012Sep 15, 2014 (725 d)
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70 moves match.