| Joshua Robert Dodds | LPL Enterprise, LLC no RAUM | Strategic Advisers LLC national BD | Other | Feb 7, 2025 | Jan 27, 2026 (354 d) |
| Matthew Conroy | LPL Enterprise, LLC no RAUM | Fortis Group Advisors LLC independent RIA | Other | Feb 7, 2025 | Jun 17, 2025 (130 d) |
| Kyle Treadwell | LPL Enterprise, LLC no RAUM | Principal Securities, Inc. BD affiliated | Other | Feb 6, 2025 | Feb 4, 2025 |
| Scott Richards | LPL Enterprise, LLC no RAUM | Pnc Wealth Management BD affiliated | Other | Feb 5, 2025 | Jan 29, 2025 |
| Anne Belmonte Luburic | LPL Enterprise, LLC no RAUM | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Feb 4, 2025 | Feb 13, 2025 |
| Lance Anthony Silva | LPL Enterprise, LLC no RAUM | Ameriprise Financial Services, LLC national BD | Other | Feb 3, 2025 | Jan 27, 2025 |
| Michael Jay Sato | LPL Enterprise, LLC no RAUM | Buck Wealth Strategies, LLC independent RIA | Other | Feb 3, 2025 | Jan 29, 2025 |
| Hannah Kennicott | LPL Enterprise, LLC no RAUM | Truist Advisory Services, Inc. BD affiliated | Other | Feb 3, 2025 | Mar 18, 2025 (43 d) |
| Chloe Amber Skrober | LPL Enterprise, LLC no RAUM | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 3, 2025 | Jul 23, 2025 (170 d) |
| Donald Brady Borella | LPL Enterprise, LLC no RAUM | Equitable Advisors, LLC national BD | Other | Feb 3, 2025 | Feb 24, 2025 |
| William Lloyd Dornik | LPL Enterprise, LLC no RAUM | UBS Financial Services Inc. wirehouse | Other | Jan 30, 2025 | Jan 23, 2025 |
| Sam Chouli | LPL Enterprise, LLC no RAUM | J.P. Morgan Securities LLC wirehouse | Other | Jan 30, 2025 | Jan 23, 2025 |
| Lucas Ferster | LPL Enterprise, LLC no RAUM | LPL Financial LLC BD affiliated | Other | Jan 29, 2025 | Jan 29, 2025 |
| Maurice A Rouquette | LPL Enterprise, LLC no RAUM | Cetera Investment Advisers LLC BD affiliated | Other | Jan 27, 2025 | Jan 27, 2025 |
| Stasie Jones | LPL Enterprise, LLC no RAUM | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jan 27, 2025 | Mar 6, 2025 (38 d) |
| Carlos Sacasa | LPL Enterprise, LLC no RAUM | Borger Capital Management LLC state registered | Other | Jan 27, 2025 | Dec 4, 2025 (311 d) |
| Dominic Joseph Parcels | LPL Enterprise, LLC no RAUM | Truist Advisory Services, Inc. BD affiliated | Other | Jan 27, 2025 | Mar 25, 2025 (57 d) |
| Jeffrey Lynn Akright | LPL Enterprise, LLC no RAUM | Allstate Financial Advisors, LLC BD affiliated | Other | Jan 22, 2025 | Jan 14, 2025 |
| Eduardo Henrique Costa Braga De Oliveira | LPL Enterprise, LLC no RAUM | Citigroup Global Markets Inc. BD affiliated | Other | Jan 21, 2025 | Feb 25, 2026 (400 d) |
| Kevin Brown | LPL Enterprise, LLC no RAUM | Empower Advisory Group, LLC BD affiliated | Other | Jan 16, 2025 | Jan 21, 2025 |
| Derrick Gallion Jr | LPL Enterprise, LLC no RAUM | Charles Schwab & Co., Inc. national BD | Other | Jan 13, 2025 | Mar 14, 2025 (60 d) |
| Theresa Daly | LPL Enterprise, LLC no RAUM | J.P. Morgan Securities LLC wirehouse | Other | Jan 13, 2025 | Feb 14, 2025 (32 d) |
| Lionel Rodriques Martina | LPL Enterprise, LLC no RAUM | Citizens Securities, Inc. BD affiliated | Other | Jan 13, 2025 | Mar 12, 2025 (58 d) |
| Timothy Raymond Wampler | LPL Enterprise, LLC no RAUM | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jan 10, 2025 | Jan 15, 2025 |
| Jacob Stilwell | LPL Enterprise, LLC no RAUM | Cambridge Investment Research Advisors, Inc. BD affiliated | Other | Jan 2, 2025 | Jan 10, 2025 |
| Timothy Wilson | LPL Enterprise, LLC no RAUM | Fidelity Personal And Workplace Advisors BD affiliated | Other | Dec 26, 2024 | Jan 15, 2025 |
| Victor A Donato | LPL Enterprise, LLC no RAUM | Shore Point Advisors, LLC independent RIA | Other | Dec 23, 2024 | Sep 18, 2025 (269 d) |
| Keith Glenn Manning | LPL Enterprise, LLC no RAUM | Captrust institutional | Other | Dec 23, 2024 | Sep 24, 2025 (275 d) |
| Ryan Arseneault | LPL Enterprise, LLC no RAUM | Ameriprise Financial Services, LLC national BD | Other | Dec 23, 2024 | Sep 19, 2025 (270 d) |
| Dylan Adesh Bridgemohan | LPL Enterprise, LLC no RAUM | Wells Fargo Advisors wirehouse | Other | Dec 23, 2024 | Feb 6, 2025 (45 d) |
| Jeffery Cameron Kline | LPL Enterprise, LLC no RAUM | Moneta Group Investment Advisors, LLC independent RIA | Other | Dec 20, 2024 | Dec 24, 2024 |
| Alexander Philip Bryan | LPL Enterprise, LLC no RAUM | Stratos Wealth Partners, Ltd BD affiliated | Other | Dec 20, 2024 | Jan 17, 2025 |
| Reginald Lamont Venson | LPL Enterprise, LLC no RAUM | W&S Brokerage Services, Inc. BD affiliated | Other | Dec 19, 2024 | Sep 19, 2025 (274 d) |
| Braden Hoffman | LPL Enterprise, LLC no RAUM | Empower Advisory Group, LLC BD affiliated | Other | Dec 19, 2024 | Oct 13, 2025 (298 d) |
| Emily Powers | LPL Enterprise, LLC no RAUM | Ameriprise Financial Services, LLC national BD | Other | Dec 19, 2024 | Dec 13, 2024 |
| Wesley L Lindquist | LPL Enterprise, LLC no RAUM | Elite Income Advisors, Inc. independent RIA | Other | Dec 16, 2024 | Mar 11, 2025 (85 d) |
| Brian Joseph Padden | LPL Enterprise, LLC no RAUM | Padden Financial Planning LLC state registered | Other | Dec 16, 2024 | Dec 6, 2024 |
| Zacariah Fustgaard | LPL Enterprise, LLC no RAUM | Commonwealth Financial Network national BD | Other | Dec 16, 2024 | Jan 10, 2025 |
| Yulli Camargo | LPL Enterprise, LLC no RAUM | Primerica Advisors national BD | Other | Dec 16, 2024 | Feb 28, 2025 (74 d) |
| Charles James Regan | LPL Enterprise, LLC no RAUM | Raymond James Financial Services Advisors, Inc BD affiliated | Other | Dec 13, 2024 | Dec 12, 2024 |
| Joshua Turner Cheatle | LPL Enterprise, LLC no RAUM | Smart Wealth, LLC independent RIA | Other | Dec 11, 2024 | Dec 23, 2024 |
| Joshua Wagner | LPL Enterprise, LLC no RAUM | Key Investment Services LLC BD affiliated | Other | Dec 11, 2024 | Dec 10, 2024 |
| Jose Luis Castillo | LPL Enterprise, LLC no RAUM | Weatherby Capital, LLC state registered | Other | Dec 10, 2024 | Dec 3, 2024 |
| Turill Anthony Engelman | LPL Enterprise, LLC no RAUM | Cetera Investment Advisers LLC BD affiliated | Other | Dec 9, 2024 | Jun 5, 2025 (178 d) |
| Keith Jackson | LPL Enterprise, LLC no RAUM | LPL Financial LLC BD affiliated | Other | Dec 5, 2024 | Aug 29, 2025 (267 d) |
| Robert John Berghel | LPL Enterprise, LLC no RAUM | Hunley Wealth Management LLC state registered | Other | Dec 3, 2024 | Nov 20, 2024 |
| Daniel Frederick Goettel | LPL Enterprise, LLC no RAUM | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Dec 2, 2024 | Dec 18, 2024 |
| Matthew Bondurant | LPL Enterprise, LLC no RAUM | Wealthcare Advisory Partners LLC independent RIA | Other | Dec 2, 2024 | Dec 20, 2024 |
| Aaron Jo Shanklin | LPL Enterprise, LLC no RAUM | U.S. Bancorp Investments, Inc. BD affiliated | Other | Dec 2, 2024 | Nov 18, 2024 |
| John Walter Healy | LPL Enterprise, LLC no RAUM | Destination Wealth Management independent RIA | Other | Nov 20, 2024 | Dec 20, 2024 |
| Kirk Dietrick | LPL Enterprise, LLC no RAUM | LPL Financial LLC BD affiliated | Other | Nov 20, 2024 | Nov 4, 2024 |
| Rachel Sampl | LPL Enterprise, LLC no RAUM | Thrivent Investment Management Inc. BD affiliated | Other | Nov 20, 2024 | Dec 18, 2024 |
| Jeffrey Francis Little | LPL Enterprise, LLC no RAUM | Pnc Wealth Management BD affiliated | Other | Nov 14, 2024 | Nov 13, 2024 |
| Anton Tkachenko | LPL Enterprise, LLC no RAUM | UBS Financial Services Inc. wirehouse | Other | Nov 14, 2024 | Aug 21, 2025 (280 d) |
| John Aloysius Wojtowicz | LPL Enterprise, LLC no RAUM | LPL Financial LLC BD affiliated | Other | Apr 7, 2023 | Mar 23, 2023 |
| Charles Alan Correal | LPL Enterprise, LLC no RAUM | LPL Financial LLC BD affiliated | Other | Apr 7, 2023 | Mar 29, 2023 |
| Sean Rodger Knapp | LPL Enterprise, LLC no RAUM | LPL Financial LLC BD affiliated | Other | Apr 7, 2023 | Mar 22, 2023 |
| Mary Beth Feduska | LPL Enterprise, LLC no RAUM | LPL Financial LLC BD affiliated | Other | Apr 7, 2023 | Mar 22, 2023 |
| Stephen Eddy Fuhrer | LPL Enterprise, LLC no RAUM | LPL Financial LLC BD affiliated | Other | Apr 7, 2023 | Mar 22, 2023 |
| Bonnie Lee Mcguire | LPL Enterprise, LLC no RAUM | LPL Financial LLC BD affiliated | Other | Apr 7, 2023 | Mar 22, 2023 |