| Daniel Gray Mceachern | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. other | Other | Jul 9, 2012 | Jul 6, 2012 |
| Jaime Marie Pyles | J.J.B. Hilliard, W.L. Lyons, LLC other | Fifth Third Securities, Inc. other | Other | Jul 3, 2012 | Jul 11, 2012 |
| Christopher Collin Bright | New England Securities Corporation other | Fifth Third Securities, Inc. other | Other | Jun 26, 2012 | Sep 5, 2012 (71 d) |
| Jeffrey John Votruba | Morgan Stanley wirehouse | Fifth Third Securities, Inc. other | Other | Jun 22, 2012 | Jun 7, 2012 |
| Sol H Chalhoub | Wells Fargo Advisors wirehouse | Fifth Third Securities, Inc. other | Other | Jun 12, 2012 | Jun 15, 2012 |
| Eric Thomas Saddler | Key Investment Services LLC other | Fifth Third Securities, Inc. other | Other | Jun 11, 2012 | Jun 22, 2012 |
| Danielle Lee Halliday | Chase Investment Services Corp. other | Fifth Third Securities, Inc. other | Other | Jun 4, 2012 | Jun 6, 2012 |
| Peter James Crotty | Allstate Financial Advisors, LLC no RAUM | Fifth Third Securities, Inc. other | Other | May 29, 2012 | Jun 7, 2012 |
| Christopher D. Burton | Cmg Capital Management Group, Inc. other | Fifth Third Securities, Inc. other | Other | May 22, 2012 | Sep 27, 2011 |
| Robert Earl Lee Aaron Henrich | J.P. Morgan Securities LLC wirehouse | Fifth Third Securities, Inc. other | Other | May 15, 2012 | Nov 27, 2013 (561 d) |
| Angela J Cosgray | J.P. Morgan Securities LLC wirehouse | Fifth Third Securities, Inc. other | Other | May 15, 2012 | Dec 9, 2014 (938 d) |
| Christopher James Andrews | Suntrust Investment Services, Inc. other | Fifth Third Securities, Inc. other | Other | May 10, 2012 | May 29, 2012 |
| Jake A Fashner | U.S. Bancorp Investments, Inc. other | Fifth Third Securities, Inc. other | Other | May 9, 2012 | May 8, 2012 |
| Patrick G Donnelly | Edward Jones national BD | Fifth Third Securities, Inc. other | Other | May 9, 2012 | Nov 5, 2012 (180 d) |
| Paul Jennissen | Wells Fargo Advisors wirehouse | Fifth Third Securities, Inc. other | Other | May 8, 2012 | Jul 19, 2012 (72 d) |
| Matthew Willis Tyler | Pnc Wealth Management other | Fifth Third Securities, Inc. other | Other | May 8, 2012 | May 7, 2012 |
| Nathaniel Aaron Abney | Key Investment Services LLC other | Fifth Third Securities, Inc. other | Other | May 7, 2012 | May 22, 2012 |
| James Curtis Baker | Scott & Stringfellow, LLC other | Fifth Third Securities, Inc. other | Other | May 1, 2012 | Sep 18, 2012 (140 d) |
| Emiliano Rios Caban | MML Investors Services, LLC other | Fifth Third Securities, Inc. other | Other | Apr 27, 2012 | Sep 5, 2012 (131 d) |
| James Clayton Mcconnell | Cuso Financial Services, L.P. other | Fifth Third Securities, Inc. other | Other | Apr 25, 2012 | May 14, 2012 |
| Michael Paul Smith | Invest Financial Corporation other | Fifth Third Securities, Inc. other | Other | Apr 9, 2012 | Jul 25, 2012 (107 d) |
| Steven Edward Farris | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. other | Other | Mar 26, 2012 | Mar 23, 2012 |
| Michael David Smith | Wells Fargo Advisors wirehouse | Fifth Third Securities, Inc. other | Other | Mar 20, 2012 | Mar 21, 2012 |
| Lisabeth Thiessen | Wells Fargo Advisors wirehouse | Fifth Third Securities, Inc. other | Other | Mar 20, 2012 | Mar 22, 2012 |
| Michael Alfred Youakim | Associated Investment Services, Inc. other | Fifth Third Securities, Inc. other | Other | Mar 19, 2012 | Mar 16, 2012 |
| George Thomas Varones | Morgan Stanley wirehouse | Fifth Third Securities, Inc. other | Other | Mar 15, 2012 | Sep 7, 2012 (176 d) |
| Chelly Joseph | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. other | Other | Mar 9, 2012 | Apr 16, 2012 (38 d) |
| Brett Canarelli | Lanark Financial, Inc. other | Fifth Third Securities, Inc. other | Other | Mar 5, 2012 | Mar 19, 2012 |
| Daniel P O'Sullivan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. other | Other | Feb 28, 2012 | Jul 13, 2015 (1231 d) |
| Joel E Marius | Wells Fargo Advisors wirehouse | Fifth Third Securities, Inc. other | Other | Feb 23, 2012 | Apr 9, 2012 (46 d) |
| Bradley Scott Johannes | Associated Investment Services, Inc. other | Fifth Third Securities, Inc. other | Other | Feb 22, 2012 | Mar 12, 2012 |
| Curt C Edwards | J.P. Morgan Securities LLC wirehouse | Fifth Third Securities, Inc. other | Other | Feb 17, 2012 | Mar 6, 2012 |
| Nicole M Rudd | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. other | Other | Feb 6, 2012 | Feb 16, 2012 |
| Jason Richard Bernal | Huntington Financial Advisors other | Fifth Third Securities, Inc. other | Other | Feb 2, 2012 | Feb 16, 2012 |
| Chad R Balhoff | Pnc Wealth Management other | Fifth Third Securities, Inc. other | Other | Jan 31, 2012 | Feb 21, 2012 |
| Scott Edward Wise | Pnc Wealth Management other | Fifth Third Securities, Inc. other | Other | Jan 30, 2012 | Feb 27, 2012 |
| Adamo Stephen Calistri | Morgan Stanley wirehouse | Fifth Third Securities, Inc. other | Other | Jan 27, 2012 | Feb 7, 2012 |
| Justin Barry Neighbour | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. other | Other | Jan 20, 2012 | Feb 13, 2012 |
| Cody Bryan Tellis | Bb&T Investment Services, Inc. no RAUM | Fifth Third Securities, Inc. other | Other | Jan 18, 2012 | Apr 13, 2012 (86 d) |
| Kurt Edward Decker | LPL Financial LLC other | Fifth Third Securities, Inc. other | Other | Dec 23, 2011 | Jan 23, 2013 (397 d) |
| Feraas Isa Suleyman | U.S. Bancorp Investments, Inc. other | Fifth Third Securities, Inc. other | Other | Dec 22, 2011 | Jan 9, 2012 |
| Teresa Young | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. other | Other | Dec 22, 2011 | Dec 8, 2011 |
| David Glen Roessner | Morgan Stanley wirehouse | Fifth Third Securities, Inc. other | Other | Dec 22, 2011 | May 2, 2013 (497 d) |
| Rodney Dewayne Smith | Chase Investment Services Corp. other | Fifth Third Securities, Inc. other | Other | Dec 14, 2011 | Feb 9, 2012 (57 d) |
| Jeremiah George Dellas | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. other | Other | Dec 12, 2011 | Dec 22, 2011 |
| Jeffrey Krug | Suntrust Investment Services, Inc. other | Fifth Third Securities, Inc. other | Other | Dec 9, 2011 | Dec 19, 2011 |
| Thomas Zimmer | Pnc Managed Account Solutions, Inc. other | Fifth Third Securities, Inc. other | Other | Dec 2, 2011 | Dec 6, 2011 |
| Benjamin Scott Stout | Pruco Securities, LLC other | Fifth Third Securities, Inc. other | Other | Nov 21, 2011 | Nov 30, 2011 |
| Patricia Willis Imperial | Suntrust Investment Services, Inc. other | Fifth Third Securities, Inc. other | Other | Nov 1, 2011 | Oct 25, 2012 (359 d) |
| Fernando Posada | Wells Fargo Advisors wirehouse | Fifth Third Securities, Inc. other | Other | Nov 1, 2011 | Nov 9, 2011 |
| Kevin Charles Kozlowski | Pnc Wealth Management other | Fifth Third Securities, Inc. other | Other | Oct 24, 2011 | Dec 6, 2011 (43 d) |
| Robert Eugene Snyder | Wells Fargo Advisors wirehouse | Fifth Third Securities, Inc. other | Other | Sep 22, 2011 | Jan 3, 2012 (103 d) |
| John William Mckissick | LPL Financial LLC other | Fifth Third Securities, Inc. other | Other | Sep 7, 2011 | Sep 2, 2011 |
| Kelly Ann Liebbe | Osaic Institutions, Inc. other | Fifth Third Securities, Inc. other | Other | Aug 3, 2011 | Aug 15, 2011 |
| Adam Richard Slosar | Chase Investment Services Corp. other | Fifth Third Securities, Inc. other | Other | Aug 1, 2011 | Aug 29, 2011 |
| Michael Chad Holland | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fifth Third Securities, Inc. other | Other | Jul 18, 2011 | Aug 6, 2011 |
| Lisa Hachigian | Chase Investment Services Corp. other | Fifth Third Securities, Inc. other | Other | Jul 13, 2011 | Jul 29, 2011 |
| Ron Franklin Linton | Equitable Advisors, LLC national BD | Fifth Third Securities, Inc. other | Other | Jul 13, 2011 | Jul 18, 2011 |
| Troy Teitsma | Morgan Stanley wirehouse | Fifth Third Securities, Inc. other | Other | Jun 30, 2011 | Jul 20, 2011 |
| Ursula Mcallister Strong | Edward Jones national BD | Fifth Third Securities, Inc. other | Other | Jun 29, 2011 | Jul 19, 2011 |