DFX Intelligence
Advisor moves
Arrivals at Pruco Securities, LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,668 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Theresa Daly | Nationwide Securities, LLC no RAUM | Pruco Securities, LLC BD affiliated | Other | Nov 7, 2018 | Jun 20, 2024 (2052 d) |
| Gary Robert Conley | Commerce Brokerage Services, Inc independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 6, 2018 | Dec 5, 2018 |
| Mark R Stein | Cuna Brokerage Services, Inc. mixed wealth | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 5, 2018 | Jan 29, 2019 (85 d) |
| Erik Ramnauth | Transamerica Retirement Advisors, LLC mixed wealth | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 5, 2018 | May 3, 2019 (179 d) |
| Brian William Baird | Fifth Third Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2018 | Dec 17, 2018 (44 d) |
| Patrick W Evans | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2018 | Dec 21, 2018 (51 d) |
| Michael Morgan Tolliver | Mallard Advisors independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 31, 2018 | Feb 6, 2019 (98 d) |
| Eric Todd Harris | Paulson Investment Company, LLC other | Pruco Securities, LLC BD affiliated | Other | Oct 30, 2018 | Oct 26, 2020 (727 d) |
| William Paul Glidden | Fidelity Personal And Workplace Advisors BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2018 | Dec 10, 2018 (42 d) |
| John Anthony Alvarez | Wells Fargo Advisors wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 25, 2018 | Nov 2, 2018 |
| Travis R Bloom | Pnc Managed Account Solutions, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2018 | Nov 8, 2018 |
| Robert Preble Mccampbell | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2018 | Jul 22, 2019 (273 d) |
| Nathan K Mccardell | Park Avenue Securities LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2018 | Dec 21, 2018 (63 d) |
| Gregory Birch Giddings | Clearview Investment Partners, LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 18, 2018 | Nov 13, 2018 |
| J Stephen Richardson | LPL Financial LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 12, 2018 | Oct 11, 2018 |
| Jeannie Temple Mainland | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2018 | Oct 24, 2018 |
| Debra A Getz | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2018 | Nov 26, 2018 (49 d) |
| Arthur Lewis | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2018 | Oct 15, 2018 |
| Leo Edwin Renner | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2018 | Oct 17, 2018 |
| Robert Lynn Bowen | Fidelity Personal And Workplace Advisors BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2018 | Aug 6, 2019 (312 d) |
| Michael David Sobilo | Level Four Advisory Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2018 | Oct 1, 2018 |
| Eric Edwin Kuester | Park Avenue Securities LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2018 | Oct 15, 2018 |
| Paritosh Rajora | Principal Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 21, 2018 | Sep 24, 2018 |
| Robert Barton | First Command Advisory Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 21, 2018 | Oct 1, 2018 |
| Edward L Kelley | Osaic Fa, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2018 | Sep 19, 2018 |
| Michael Anthony Lager | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2018 | Sep 20, 2018 |
| Luis Magin Alcala | Park Avenue Securities LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2018 | Sep 27, 2018 |
| Asaph Elan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 6, 2018 | Apr 2, 2019 (208 d) |
| Robert James Gartner | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2018 | Oct 15, 2018 (41 d) |
| Evelyn Perez | J.P. Morgan Securities LLC wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 31, 2018 | Dec 21, 2018 (112 d) |
| Scott A Burgess | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2018 | Mar 13, 2019 (196 d) |
| Katrina Helle | Fbl Investment Management Services, Inc. other | Pruco Securities, LLC BD affiliated | Other | Aug 27, 2018 | Sep 25, 2018 |
| Michael Brian Komara | Mkd Wealth independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 21, 2018 | Sep 17, 2018 |
| Susan Thornburg Grant | J.P. Morgan Securities LLC wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 20, 2018 | Oct 17, 2018 (58 d) |
| Steven Kajala | Waddell & Reed BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2018 | Aug 22, 2018 |
| Roy E Carrera | Bfc Planning, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2018 | Sep 19, 2018 (35 d) |
| Nancy Caraballo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 14, 2018 | Aug 31, 2018 |
| Gregory Daniel Brumagin | Osaic Fa, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2018 | Aug 13, 2018 |
| Jason Thomas Cyza | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2018 | Feb 21, 2019 (197 d) |
| James Christopher Sims | Morgan Stanley wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 6, 2018 | Aug 14, 2019 (373 d) |
| Michael Christopher Wilson | Mutual Of Omaha Investor Services, Inc. no RAUM | Pruco Securities, LLC BD affiliated | Other | Aug 3, 2018 | Oct 16, 2018 (74 d) |
| Dhilan N Shah | Signator Investors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2018 | Aug 28, 2018 |
| Mark Joseph Loduca | Concourse Financial Group Advisors BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2018 | Jul 25, 2018 |
| Brendan Robert Snyder | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2018 | Jun 19, 2019 (327 d) |
| Jacqueline Hanson Aime | Cuso Financial Services, L.P. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2018 | Aug 3, 2018 |
| Andrew H Schall | Cambridge Investment Research Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2018 | Jul 6, 2018 |
| Standar Hammonds | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2018 | Sep 20, 2018 (58 d) |
| Paul Gregory Pakstis | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2018 | Sep 10, 2018 (52 d) |
| Jason Scott Austerman | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2018 | Oct 24, 2018 (98 d) |
| Neal James Hebert | Spire Wealth Management, LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 17, 2018 | Aug 13, 2018 |
| James Allen Wetherell | Hantz Financial Services, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 16, 2018 | Oct 17, 2018 (93 d) |
| Eleftherios Aris | B. Riley Wealth Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2018 | May 28, 2020 (689 d) |
| Richard Romero | Cuso Financial Services, L.P. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2018 | Aug 30, 2018 (52 d) |
| Ann T Todisco | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2018 | Jan 24, 2019 (202 d) |
| Jerry Jarrett | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2018 | Dec 14, 2018 (161 d) |
| David Cameron Dlugacz | Eagle Strategies LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2018 | Jun 20, 2018 |
| Daniel P Labroad | Putnam Investment Management, LLC asset manager | Pruco Securities, LLC BD affiliated | Other | Jun 25, 2018 | Apr 14, 2020 (659 d) |
| Scott Andrew Stewart | Securian Financial Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2018 | Nov 12, 2018 (143 d) |
| Joseph Matthew Barr | Advice And Planning Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2018 | Jun 27, 2018 |
| Lauryn Aisha Williams | Waddell & Reed BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2018 | Jun 20, 2018 |