DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Allspring Funds Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Briana-Capri ThadisonMorgan Stanley wirehouseAllspring Funds Management, LLC asset managerOtherMar 5, 2019Apr 15, 2019 (41 d)
Deborah HansenCommonwealth Financial Network national BDAllspring Funds Management, LLC asset managerOtherFeb 4, 2019May 29, 2019 (114 d)
Jason L PachecoWells Fargo Advisors wirehouseAllspring Funds Management, LLC asset managerOtherJan 15, 2019Jan 22, 2019
Aric S. BuckMorgan Stanley wirehouseAllspring Funds Management, LLC asset managerOtherSep 13, 2018Sep 21, 2018
Connie WilliamsH. Beck, Inc. BD affiliatedAllspring Funds Management, LLC asset managerOtherMay 11, 2018Oct 12, 2018 (154 d)
Melissa Anna CrossNewfound Research LLC asset managerAllspring Funds Management, LLC asset managerOtherApr 13, 2018Feb 11, 2019 (304 d)
Jeffrey Scott BetrosMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAllspring Funds Management, LLC otherOtherJan 2, 2018Mar 27, 2018 (84 d)
Brian Michael HaynesCitigroup Global Markets Inc. otherAllspring Funds Management, LLC otherOtherNov 29, 2017Nov 15, 2017
Cara Corinne MaglioccoClearbridge Investments, LLC otherAllspring Funds Management, LLC asset managerOtherNov 27, 2017Nov 5, 2024 (2535 d)
Kevin KellyWells Fargo Advisors wirehouseAllspring Funds Management, LLC asset managerOtherNov 2, 2017May 7, 2019 (551 d)
Justin Daniel DiritoAmundi Pioneer Institutional Asset Management, Inc. otherAllspring Funds Management, LLC otherOtherOct 2, 2017Oct 16, 2017
Kathryn H MckenzieBmo Harris Financial Advisors, Inc otherAllspring Funds Management, LLC otherOtherJun 14, 2017Jul 18, 2017 (34 d)
Elizabeth Anderson MundayLPL Financial LLC otherAllspring Funds Management, LLC otherOtherApr 11, 2017Jun 9, 2017 (59 d)
Brett Keenan MinogueMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAllspring Funds Management, LLC otherOtherOct 14, 2016Jan 30, 2017 (108 d)
Rory John O'SullivanBmo Harris Financial Advisors, Inc otherAllspring Funds Management, LLC otherOtherSep 19, 2016Dec 22, 2016 (94 d)
Amanda K. O'DellWells Fargo Advisors wirehouseAllspring Funds Management, LLC otherOtherAug 10, 2016Jan 30, 2017 (173 d)
Nicholaus GlockeBmo Harris Financial Advisors, Inc otherAllspring Funds Management, LLC otherOtherJun 24, 2016Dec 22, 2016 (181 d)
Bradley AllenCharles Schwab & Co., Inc. national BDAllspring Funds Management, LLC otherOtherJun 8, 2016Dec 22, 2016 (197 d)
Mark Duane LinneckeNeuberger Berman Bd LLC otherAllspring Funds Management, LLC otherOtherDec 1, 2015Dec 3, 2015
James Philip GeyganWells Fargo Advisors wirehouseAllspring Funds Management, LLC otherOtherSep 23, 2015Jan 30, 2017 (495 d)
Jenny Alice DuncanWells Fargo Advisors wirehouseAllspring Funds Management, LLC otherOtherJan 2, 2015Dec 22, 2016 (720 d)
Daniel R ContiPackerland Brokerage Services, Inc. otherAllspring Funds Management, LLC otherOtherOct 10, 2014Oct 14, 2014
Rachel Marie HamorWells Fargo Advisors wirehouseAllspring Funds Management, LLC otherOtherMay 8, 2014Nov 2, 2017 (1274 d)
Nelson Arturo GoenagaAdvice And Planning Services otherAllspring Funds Management, LLC otherOtherFeb 24, 2014Feb 26, 2014
Bradley James HighBmo Harris Financial Advisors, Inc otherAllspring Funds Management, LLC otherOtherNov 22, 2013Dec 3, 2013
Nasrin A DaisJ.P. Morgan Securities LLC wirehouseAllspring Funds Management, LLC otherOtherNov 18, 2013Jul 14, 2014 (238 d)
Phillip Todd HarringtonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAllspring Funds Management, LLC otherOtherJul 1, 2013Jul 22, 2013
James C CunninghamMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAllspring Funds Management, LLC otherOtherMay 2, 2013May 9, 2013
Julie KovWells Fargo Advisors wirehouseAllspring Funds Management, LLC otherOtherFeb 11, 2013Feb 7, 2013
Christopher Shannon WilliamsThrivent Investment Management Inc. otherAllspring Funds Management, LLC otherOtherFeb 7, 2013Apr 3, 2013 (55 d)
Wendy Ann CitkoMorgan Stanley wirehouseAllspring Funds Management, LLC otherOtherJan 16, 2013Mar 5, 2013 (48 d)
Thomas Carson McleanAmeriprise Financial Services, LLC national BDAllspring Funds Management, LLC otherOtherJan 15, 2013Jan 17, 2013
Ayodeji A IjaolaWells Fargo Advisors wirehouseAllspring Funds Management, LLC otherOtherAug 28, 2012Jun 14, 2012
William Edward PauleyWells Fargo Advisors wirehouseAllspring Funds Management, LLC otherOtherAug 13, 2012Aug 13, 2012
William Barry DisistoMorgan Stanley wirehouseAllspring Funds Management, LLC otherOtherJul 17, 2012Jul 3, 2012
John Michael MuellerAmundi Pioneer Institutional Asset Management, Inc. otherAllspring Funds Management, LLC otherOtherMay 21, 2012May 30, 2012
Lidia G AmodeiMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAllspring Funds Management, LLC otherOtherMay 1, 2012May 22, 2012
George Matthew WarrenWells Fargo Advisors wirehouseAllspring Funds Management, LLC otherOtherDec 13, 2011Dec 20, 2011
Christine Loftus CollinsMorgan Stanley wirehouseAllspring Funds Management, LLC otherOtherOct 19, 2011Jan 4, 2013 (443 d)
Ravi Rameshchandra TalatiTouchstone Advisors Inc otherAllspring Funds Management, LLC otherOtherAug 25, 2011Jun 11, 2013 (656 d)
John Peter RouthierMorgan Stanley wirehouseAllspring Funds Management, LLC otherOtherJun 1, 2011Jul 29, 2011 (58 d)
David Christopher O'BrienFoxhall Capital Management, Inc. otherAllspring Funds Management, LLC otherOtherMar 14, 2011Mar 18, 2011
Rebecca Iryn BenchMorgan Stanley wirehouseAllspring Funds Management, LLC otherOtherDec 21, 2010Apr 26, 2017 (2318 d)
Kevin C JohnsonMorgan Stanley wirehouseAllspring Funds Management, LLC otherOtherDec 13, 2010Jan 7, 2011
Christopher D JacksonJ.P. Morgan Securities LLC wirehouseAllspring Funds Management, LLC otherOtherOct 22, 2010Nov 5, 2010
Joseph C CrowleyWells Fargo Advisors wirehouseAllspring Funds Management, LLC otherOtherOct 12, 2010Oct 1, 2010
Burton Christopher StokelyWells Fargo Investments, LLC unclassifiedAllspring Funds Management, LLC otherOtherSep 27, 2010Sep 28, 2010
Todd Adam VogelRBC Capital Markets, LLC national BDAllspring Funds Management, LLC otherOtherSep 22, 2010Jan 4, 2013 (835 d)
Adam Scott MolitorWaddell & Reed otherAllspring Funds Management, LLC otherOtherSep 16, 2010Nov 3, 2010 (48 d)
Ryan James RussellEdward Jones national BDAllspring Funds Management, LLC otherOtherAug 23, 2010Aug 20, 2012 (728 d)
Timothy Brian YarbroughCharles Schwab & Co., Inc. national BDAllspring Funds Management, LLC otherOtherJul 29, 2010Aug 11, 2010
James Edward SteinkampMsi Financial Services, Inc. otherAllspring Funds Management, LLC otherOtherJul 27, 2010Aug 18, 2010
David Matthew WeskeBmo Harris Financial Advisors, Inc otherAllspring Funds Management, LLC otherOtherJul 8, 2010Jul 14, 2010
Jared Thomas GreanyaThrivent Investment Management Inc. otherAllspring Funds Management, LLC otherOtherJul 2, 2010Jul 14, 2010
Christopher Paul SalemmeEdward Jones national BDAllspring Funds Management, LLC otherOtherMay 12, 2010Jul 15, 2010 (64 d)
Rudy MartinezWells Fargo Investments, LLC unclassifiedAllspring Funds Management, LLC otherOtherMay 10, 2010May 13, 2010
Hunter Bowne KnappEvergreen Investment Management Co unclassifiedAllspring Funds Management, LLC otherOtherJan 4, 2010Jan 4, 2010
Brendan J. McdonaldEvergreen Investment Management Co unclassifiedAllspring Funds Management, LLC otherOtherJan 4, 2010Jan 4, 2010
Robert Daniel VigneauxEvergreen Investment Management Co unclassifiedAllspring Funds Management, LLC otherOtherJan 4, 2010Jan 4, 2010
Jeffrey Douglas DamiaEvergreen Investment Management Co unclassifiedAllspring Funds Management, LLC otherOtherJan 4, 2010Jan 4, 2010
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167 moves match.