| Scott Edward Harris | T. Rowe Price Advisory Services, Inc. independent RIA | Ernst & Young Investment Advisers Llp no RAUM | Other | Jul 10, 2019 | Dec 23, 2019 (166 d) |
| Clara Wu | Eagle Strategies LLC BD affiliated | Ernst & Young Investment Advisers Llp no RAUM | Other | Mar 26, 2019 | Nov 12, 2019 (231 d) |
| Dragan Bogatic | The Broughton Investment Group, Inc. state registered | Ernst & Young Investment Advisers Llp no RAUM | Other | Mar 21, 2019 | Oct 7, 2021 (931 d) |
| Alfred Alexander Cantilina | Surepath Wealth Management unclassified | Ernst & Young Investment Advisers Llp no RAUM | Other | Feb 7, 2019 | Aug 8, 2022 (1278 d) |
| William A. Ward | UBS Financial Services Inc. wirehouse | Ernst & Young Investment Advisers Llp no RAUM | Other | Jan 11, 2019 | Oct 11, 2019 (273 d) |
| John Laurence Zimnik | Integra Capital Advisors independent RIA | Ernst & Young Investment Advisers Llp no RAUM | Other | Jan 2, 2019 | Apr 14, 2021 (833 d) |
| Jeffrey Louis Rhodes | Osaic Wealth, Inc. BD affiliated | Ernst & Young Investment Advisers Llp no RAUM | Other | Dec 17, 2018 | Dec 22, 2022 (1466 d) |
| Mahmud Jetha | The Strategic Financial Alliance BD affiliated | Ernst & Young Investment Advisers Llp no RAUM | Other | Jun 11, 2018 | Aug 2, 2021 (1148 d) |
| Jean Flanagan Prina | Usaa Investment Services Company BD affiliated | Ernst & Young Investment Advisers Llp no RAUM | Other | May 18, 2018 | Jun 21, 2018 (34 d) |
| Francesca Hope Streb | Usaa Investment Services Company BD affiliated | Ernst & Young Investment Advisers Llp no RAUM | Other | May 18, 2018 | Jun 18, 2020 (762 d) |
| Edward James Acker | Paragon Wealth Strategies, LLC. independent RIA | Ernst & Young Investment Advisers Llp no RAUM | Other | Apr 18, 2018 | Jun 22, 2018 (65 d) |
| Amanda Noel Almorado | Principal Securities, Inc. BD affiliated | Ernst & Young Investment Advisers Llp no RAUM | Other | Apr 5, 2018 | Jun 20, 2018 (76 d) |
| Ruairi Oneill | Ameriprise Financial Services, LLC national BD | Ernst & Young Investment Advisers Llp no RAUM | Other | Mar 28, 2018 | Nov 19, 2018 (236 d) |
| Gerard Richard Farrell | Pruco Securities, LLC BD affiliated | Ernst & Young Investment Advisers Llp no RAUM | Other | Jan 5, 2018 | May 2, 2018 (117 d) |
| Rose Marie Kratz | Royal Fund Management, LLC other | Ernst & Young Investment Advisers Llp no RAUM | Other | Nov 28, 2017 | Aug 17, 2017 |
| Marc Vytautas Macys | Lincoln Investment other | Ernst & Young Investment Advisers Llp no RAUM | Other | Sep 15, 2017 | Aug 31, 2017 |
| Rowland Pepito | Strategic Advisers LLC national BD | Ernst & Young Investment Advisers Llp no RAUM | Other | Sep 12, 2017 | Nov 19, 2018 (433 d) |
| James Edward Adams | Mcf Advisors, LLC other | Ernst & Young Investment Advisers Llp no RAUM | Other | Aug 31, 2017 | Apr 1, 2019 (578 d) |
| Anthony James Cervio | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ernst & Young Investment Advisers Llp no RAUM | Other | Aug 17, 2017 | Aug 23, 2018 (371 d) |
| Alexis Lee Quinn | Cetera Investment Advisers LLC other | Ernst & Young Investment Advisers Llp no RAUM | Other | Jul 13, 2017 | Jan 1, 2026 (3094 d) |
| Tyler David Chacon | Cetera Investment Advisers LLC other | Ernst & Young Investment Advisers Llp no RAUM | Other | Jul 11, 2017 | Aug 17, 2017 (37 d) |
| David John Scholten | Cetera Advisors LLC other | Ernst & Young Investment Advisers Llp no RAUM | Other | May 12, 2017 | Aug 5, 2025 (3007 d) |
| Sherida Lynn Ferguson | Csenge Advisory Group, LLC other | Ernst & Young Investment Advisers Llp no RAUM | Other | Jun 13, 2016 | Apr 12, 2016 |
| John Robert Garrison | Goldman Sachs Wealth Services, L.P. other | Ernst & Young Investment Advisers Llp no RAUM | Other | May 16, 2016 | Sep 15, 2016 (122 d) |
| Roberta Lynn Freitag | Gwn Securities Inc. other | Ernst & Young Investment Advisers Llp no RAUM | Other | Feb 24, 2016 | Aug 29, 2017 (552 d) |
| Christopher Basque | Invest Financial Corporation other | Ernst & Young Investment Advisers Llp no RAUM | Other | Feb 16, 2016 | Apr 11, 2016 (55 d) |
| Diane Love Spearin | Jhs Capital Advisors, LLC other | Ernst & Young Investment Advisers Llp no RAUM | Other | Aug 17, 2015 | Nov 5, 2014 |
| Robert William Krill | Equitable Advisors, LLC national BD | Ernst & Young Investment Advisers Llp no RAUM | Other | Jun 17, 2015 | May 2, 2018 (1050 d) |
| John Robert Kinkead | Grace Capital Management, LLC unclassified | Ernst & Young Investment Advisers Llp no RAUM | Other | Jun 8, 2015 | Apr 27, 2016 (324 d) |
| William Joseph Cangeme | Allstate Financial Advisors, LLC no RAUM | Ernst & Young Investment Advisers Llp no RAUM | Other | Mar 19, 2015 | Apr 11, 2016 (389 d) |
| Olof Tobias Henriksson | Raymond James & Associates, Inc. national BD | Ernst & Young Investment Advisers Llp no RAUM | Other | Feb 17, 2015 | May 11, 2020 (1910 d) |
| John Dallam Murry | Buckingham Strategic Wealth, LLC other | Ernst & Young Investment Advisers Llp no RAUM | Other | Jul 11, 2014 | Apr 19, 2023 (3204 d) |
| Debra Sue Valenti | Wells Fargo Advisors wirehouse | Ernst & Young Investment Advisers Llp no RAUM | Other | Oct 18, 2013 | Oct 23, 2013 |
| Patrick Bryan Dickens | LPL Financial LLC other | Ernst & Young Investment Advisers Llp no RAUM | Other | Jan 31, 2012 | Dec 13, 2022 (3969 d) |
| Daniel Velez | Td Ameritrade Investment Management, LLC other | Ernst & Young Investment Advisers Llp no RAUM | Other | Apr 7, 2011 | Sep 12, 2012 (524 d) |
| James Christopher Brandon | Waddell & Reed other | Ernst & Young Investment Advisers Llp no RAUM | Other | May 3, 2010 | May 11, 2023 (4756 d) |
| Mark Christian Puttre | LPL Financial LLC other | Ernst & Young Investment Advisers Llp no RAUM | Other | Mar 29, 2010 | Jul 1, 2010 (94 d) |
| Sean Anthony Allen | Sei Investments Management Corp other | Ernst & Young Investment Advisers Llp no RAUM | Other | Feb 4, 2010 | Aug 3, 2011 (545 d) |
| Bruce Jonathan Fenster | Pricewaterhousecoopers Investment Advisers LLC no RAUM | Ernst & Young Investment Advisers Llp no RAUM | Other | Oct 29, 2009 | Nov 2, 2009 |
| John Fiske Faustino | Voya Financial Advisors, Inc. other | Ernst & Young Investment Advisers Llp no RAUM | Other | Jan 26, 2009 | Jan 12, 2009 |
| Gregory Brian Fant | Family First Financial Planning state registered | Ernst & Young Investment Advisers Llp no RAUM | Other | Nov 26, 2008 | May 13, 2011 (898 d) |
| Amy L Pastorino | Goldman Sachs Wealth Services, L.P. other | Ernst & Young Investment Advisers Llp no RAUM | Other | Mar 31, 2008 | Jan 6, 2010 (646 d) |
| Donovan A Williams | Td Ameritrade Investment Management, LLC other | Ernst & Young Investment Advisers Llp no RAUM | Other | Aug 23, 2007 | Oct 16, 2007 (54 d) |
| Lawrence Paul Milford | Equitable Advisors, LLC national BD | Ernst & Young Investment Advisers Llp no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 26, 2007 | Sep 27, 2011 (1705 d) |
| Mario Reynaldo Reina | U.S. Bancorp Advisors, LLC other | Ernst & Young Investment Advisers Llp no RAUM | Other | Jan 11, 2007 | Aug 16, 2007 (217 d) |
| Gregory L Williams | Bny Mellon Securities Corporation other | Ernst & Young Investment Advisers Llp no RAUM | Other | Jan 10, 2007 | Feb 18, 2021 (5153 d) |
| Brian Doughney | Chase Investment Services Corp. other | Ernst & Young Investment Advisers Llp no RAUM | Other | Nov 2, 2006 | Feb 14, 2007 (104 d) |
| Johan Maurits Oeyen | Centara Capital Management Group, Inc. other | Ernst & Young Investment Advisers Llp no RAUM | Other | Aug 30, 2006 | Nov 25, 2014 (3009 d) |
| Luscinda Rose Boyd | Usaa Financial Planning Services no RAUM | Ernst & Young Investment Advisers Llp no RAUM | Other | Jun 1, 2006 | Apr 10, 2007 (313 d) |
| Donovan A Williams | Joseph Gunnar & Co., LLC other | Ernst & Young Investment Advisers Llp no RAUM | Other | Aug 22, 2005 | Nov 14, 2006 (449 d) |
| Justin Michael Brooks | Presidio Capital Advisors LLC other | Ernst & Young Investment Advisers Llp no RAUM | Other | Apr 25, 2005 | Jan 11, 2006 (261 d) |
| Nicholas Carlyle Campbell | Ameriprise Financial Services, LLC national BD | Ernst & Young Investment Advisers Llp no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 22, 2004 | May 30, 2006 (677 d) |
| Thomas Michael Dilorenzo | Lenox Advisors, Inc. unclassified | Ernst & Young Investment Advisers Llp no RAUM | Other | Dec 10, 2003 | Mar 9, 2004 (90 d) |
| Joanne W. Danckwerth | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ernst & Young Investment Advisers Llp no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Nov 3, 2003 | Feb 6, 2004 (95 d) |
| David Bruce Richards | Cetera Investment Advisers LLC other | Ernst & Young Investment Advisers Llp no RAUM | Other | Jul 11, 2003 | Jul 28, 2003 |
| David Keith Murdock | Equitable Advisors, LLC national BD | Ernst & Young Investment Advisers Llp no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 17, 2003 | Feb 24, 2003 (38 d) |
| Diana Lynn Bacon | Goldman Sachs Wealth Services, L.P. other | Ernst & Young Investment Advisers Llp no RAUM | Other | Jan 15, 2003 | Feb 18, 2003 (34 d) |
| Michael Pain | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ernst & Young Investment Advisers Llp no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Oct 14, 2002 | Jun 18, 2003 (247 d) |