Advisor moves

Arrivals at Ernst & Young Investment Advisers Llp

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Scott Edward HarrisT. Rowe Price Advisory Services, Inc. independent RIAErnst & Young Investment Advisers Llp no RAUMOtherJul 10, 2019Dec 23, 2019 (166 d)
Clara WuEagle Strategies LLC BD affiliatedErnst & Young Investment Advisers Llp no RAUMOtherMar 26, 2019Nov 12, 2019 (231 d)
Dragan BogaticThe Broughton Investment Group, Inc. state registeredErnst & Young Investment Advisers Llp no RAUMOtherMar 21, 2019Oct 7, 2021 (931 d)
Alfred Alexander CantilinaSurepath Wealth Management unclassifiedErnst & Young Investment Advisers Llp no RAUMOtherFeb 7, 2019Aug 8, 2022 (1278 d)
William A. WardUBS Financial Services Inc. wirehouseErnst & Young Investment Advisers Llp no RAUMOtherJan 11, 2019Oct 11, 2019 (273 d)
John Laurence ZimnikIntegra Capital Advisors independent RIAErnst & Young Investment Advisers Llp no RAUMOtherJan 2, 2019Apr 14, 2021 (833 d)
Jeffrey Louis RhodesOsaic Wealth, Inc. BD affiliatedErnst & Young Investment Advisers Llp no RAUMOtherDec 17, 2018Dec 22, 2022 (1466 d)
Mahmud JethaThe Strategic Financial Alliance BD affiliatedErnst & Young Investment Advisers Llp no RAUMOtherJun 11, 2018Aug 2, 2021 (1148 d)
Jean Flanagan PrinaUsaa Investment Services Company BD affiliatedErnst & Young Investment Advisers Llp no RAUMOtherMay 18, 2018Jun 21, 2018 (34 d)
Francesca Hope StrebUsaa Investment Services Company BD affiliatedErnst & Young Investment Advisers Llp no RAUMOtherMay 18, 2018Jun 18, 2020 (762 d)
Edward James AckerParagon Wealth Strategies, LLC. independent RIAErnst & Young Investment Advisers Llp no RAUMOtherApr 18, 2018Jun 22, 2018 (65 d)
Amanda Noel AlmoradoPrincipal Securities, Inc. BD affiliatedErnst & Young Investment Advisers Llp no RAUMOtherApr 5, 2018Jun 20, 2018 (76 d)
Ruairi OneillAmeriprise Financial Services, LLC national BDErnst & Young Investment Advisers Llp no RAUMOtherMar 28, 2018Nov 19, 2018 (236 d)
Gerard Richard FarrellPruco Securities, LLC BD affiliatedErnst & Young Investment Advisers Llp no RAUMOtherJan 5, 2018May 2, 2018 (117 d)
Rose Marie KratzRoyal Fund Management, LLC otherErnst & Young Investment Advisers Llp no RAUMOtherNov 28, 2017Aug 17, 2017
Marc Vytautas MacysLincoln Investment otherErnst & Young Investment Advisers Llp no RAUMOtherSep 15, 2017Aug 31, 2017
Rowland PepitoStrategic Advisers LLC national BDErnst & Young Investment Advisers Llp no RAUMOtherSep 12, 2017Nov 19, 2018 (433 d)
James Edward AdamsMcf Advisors, LLC otherErnst & Young Investment Advisers Llp no RAUMOtherAug 31, 2017Apr 1, 2019 (578 d)
Anthony James CervioMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseErnst & Young Investment Advisers Llp no RAUMOtherAug 17, 2017Aug 23, 2018 (371 d)
Alexis Lee QuinnCetera Investment Advisers LLC otherErnst & Young Investment Advisers Llp no RAUMOtherJul 13, 2017Jan 1, 2026 (3094 d)
Tyler David ChaconCetera Investment Advisers LLC otherErnst & Young Investment Advisers Llp no RAUMOtherJul 11, 2017Aug 17, 2017 (37 d)
David John ScholtenCetera Advisors LLC otherErnst & Young Investment Advisers Llp no RAUMOtherMay 12, 2017Aug 5, 2025 (3007 d)
Sherida Lynn FergusonCsenge Advisory Group, LLC otherErnst & Young Investment Advisers Llp no RAUMOtherJun 13, 2016Apr 12, 2016
John Robert GarrisonGoldman Sachs Wealth Services, L.P. otherErnst & Young Investment Advisers Llp no RAUMOtherMay 16, 2016Sep 15, 2016 (122 d)
Roberta Lynn FreitagGwn Securities Inc. otherErnst & Young Investment Advisers Llp no RAUMOtherFeb 24, 2016Aug 29, 2017 (552 d)
Christopher BasqueInvest Financial Corporation otherErnst & Young Investment Advisers Llp no RAUMOtherFeb 16, 2016Apr 11, 2016 (55 d)
Diane Love SpearinJhs Capital Advisors, LLC otherErnst & Young Investment Advisers Llp no RAUMOtherAug 17, 2015Nov 5, 2014
Robert William KrillEquitable Advisors, LLC national BDErnst & Young Investment Advisers Llp no RAUMOtherJun 17, 2015May 2, 2018 (1050 d)
John Robert KinkeadGrace Capital Management, LLC unclassifiedErnst & Young Investment Advisers Llp no RAUMOtherJun 8, 2015Apr 27, 2016 (324 d)
William Joseph CangemeAllstate Financial Advisors, LLC no RAUMErnst & Young Investment Advisers Llp no RAUMOtherMar 19, 2015Apr 11, 2016 (389 d)
Olof Tobias HenrikssonRaymond James & Associates, Inc. national BDErnst & Young Investment Advisers Llp no RAUMOtherFeb 17, 2015May 11, 2020 (1910 d)
John Dallam MurryBuckingham Strategic Wealth, LLC otherErnst & Young Investment Advisers Llp no RAUMOtherJul 11, 2014Apr 19, 2023 (3204 d)
Debra Sue ValentiWells Fargo Advisors wirehouseErnst & Young Investment Advisers Llp no RAUMOtherOct 18, 2013Oct 23, 2013
Patrick Bryan DickensLPL Financial LLC otherErnst & Young Investment Advisers Llp no RAUMOtherJan 31, 2012Dec 13, 2022 (3969 d)
Daniel VelezTd Ameritrade Investment Management, LLC otherErnst & Young Investment Advisers Llp no RAUMOtherApr 7, 2011Sep 12, 2012 (524 d)
James Christopher BrandonWaddell & Reed otherErnst & Young Investment Advisers Llp no RAUMOtherMay 3, 2010May 11, 2023 (4756 d)
Mark Christian PuttreLPL Financial LLC otherErnst & Young Investment Advisers Llp no RAUMOtherMar 29, 2010Jul 1, 2010 (94 d)
Sean Anthony AllenSei Investments Management Corp otherErnst & Young Investment Advisers Llp no RAUMOtherFeb 4, 2010Aug 3, 2011 (545 d)
Bruce Jonathan FensterPricewaterhousecoopers Investment Advisers LLC no RAUMErnst & Young Investment Advisers Llp no RAUMOtherOct 29, 2009Nov 2, 2009
John Fiske FaustinoVoya Financial Advisors, Inc. otherErnst & Young Investment Advisers Llp no RAUMOtherJan 26, 2009Jan 12, 2009
Gregory Brian FantFamily First Financial Planning state registeredErnst & Young Investment Advisers Llp no RAUMOtherNov 26, 2008May 13, 2011 (898 d)
Amy L PastorinoGoldman Sachs Wealth Services, L.P. otherErnst & Young Investment Advisers Llp no RAUMOtherMar 31, 2008Jan 6, 2010 (646 d)
Donovan A WilliamsTd Ameritrade Investment Management, LLC otherErnst & Young Investment Advisers Llp no RAUMOtherAug 23, 2007Oct 16, 2007 (54 d)
Lawrence Paul MilfordEquitable Advisors, LLC national BDErnst & Young Investment Advisers Llp no RAUMAffiliated broker-dealer or bank to a newly registered adviserJan 26, 2007Sep 27, 2011 (1705 d)
Mario Reynaldo ReinaU.S. Bancorp Advisors, LLC otherErnst & Young Investment Advisers Llp no RAUMOtherJan 11, 2007Aug 16, 2007 (217 d)
Gregory L WilliamsBny Mellon Securities Corporation otherErnst & Young Investment Advisers Llp no RAUMOtherJan 10, 2007Feb 18, 2021 (5153 d)
Brian DoughneyChase Investment Services Corp. otherErnst & Young Investment Advisers Llp no RAUMOtherNov 2, 2006Feb 14, 2007 (104 d)
Johan Maurits OeyenCentara Capital Management Group, Inc. otherErnst & Young Investment Advisers Llp no RAUMOtherAug 30, 2006Nov 25, 2014 (3009 d)
Luscinda Rose BoydUsaa Financial Planning Services no RAUMErnst & Young Investment Advisers Llp no RAUMOtherJun 1, 2006Apr 10, 2007 (313 d)
Donovan A WilliamsJoseph Gunnar & Co., LLC otherErnst & Young Investment Advisers Llp no RAUMOtherAug 22, 2005Nov 14, 2006 (449 d)
Justin Michael BrooksPresidio Capital Advisors LLC otherErnst & Young Investment Advisers Llp no RAUMOtherApr 25, 2005Jan 11, 2006 (261 d)
Nicholas Carlyle CampbellAmeriprise Financial Services, LLC national BDErnst & Young Investment Advisers Llp no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 22, 2004May 30, 2006 (677 d)
Thomas Michael DilorenzoLenox Advisors, Inc. unclassifiedErnst & Young Investment Advisers Llp no RAUMOtherDec 10, 2003Mar 9, 2004 (90 d)
Joanne W. DanckwerthMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseErnst & Young Investment Advisers Llp no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Nov 3, 2003Feb 6, 2004 (95 d)
David Bruce RichardsCetera Investment Advisers LLC otherErnst & Young Investment Advisers Llp no RAUMOtherJul 11, 2003Jul 28, 2003
David Keith MurdockEquitable Advisors, LLC national BDErnst & Young Investment Advisers Llp no RAUMAffiliated broker-dealer or bank to a newly registered adviserJan 17, 2003Feb 24, 2003 (38 d)
Diana Lynn BaconGoldman Sachs Wealth Services, L.P. otherErnst & Young Investment Advisers Llp no RAUMOtherJan 15, 2003Feb 18, 2003 (34 d)
Michael PainMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseErnst & Young Investment Advisers Llp no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Oct 14, 2002Jun 18, 2003 (247 d)
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118 moves match.