DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Bny Mellon Securities Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Jeremy Jason Selecky	Morgan Stanley wirehouse	Bny Mellon Securities Corporation other	Other	Sep 15, 2015	Oct 23, 2015 (38 d)
Vincent Anthony Derose	Neuberger Berman Bd LLC other	Bny Mellon Securities Corporation other	Other	Aug 4, 2015	Aug 24, 2015
Stephen M Hagan	Citigroup Global Markets Inc. other	Bny Mellon Securities Corporation other	Other	Jul 24, 2015	Jul 23, 2015
Matthew Benjamin Terry	Nfp Advisor Services, LLC other	Bny Mellon Securities Corporation other	Other	Jul 6, 2015	Jul 23, 2015
Elizabeth Frances Thomas	Robert W. Baird & Co. Incorporated other	Bny Mellon Securities Corporation other	Other	May 22, 2015	Jun 15, 2015
Ryan Austria Verfurth	Lord, Abbett & Co. LLC other	Bny Mellon Securities Corporation other	Other	Apr 22, 2015	Jun 15, 2015 (54 d)
Charles Garofalo	Morgan Stanley wirehouse	Bny Mellon Securities Corporation other	Other	Mar 23, 2015	Apr 21, 2015
Brenda Jeanne Oleary	Payden & Rygel other	Bny Mellon Securities Corporation other	Other	Feb 24, 2015	Mar 23, 2015
Karl Josef Zeller	Turner Investments, L.P. other	Bny Mellon Securities Corporation other	Other	Feb 12, 2015	Mar 16, 2015 (32 d)
Ralph Michael Studley	Eaton Vance Management other	Bny Mellon Securities Corporation other	Other	Feb 5, 2015	Feb 27, 2015
Carey Jon Penswick	Morgan Stanley wirehouse	Bny Mellon Securities Corporation other	Other	Sep 25, 2014	Sep 12, 2014
Matthew P Kondrath	Signator Investors, Inc. other	Bny Mellon Securities Corporation other	Other	Jul 8, 2014	Jul 3, 2014
Kevin Gerard Betts	UBS Financial Services Inc. wirehouse	Bny Mellon Securities Corporation other	Other	Jun 9, 2014	Jun 5, 2014
Bria May Gilbert	Voya Investment Management Co. LLC other	Bny Mellon Securities Corporation other	Other	May 15, 2014	May 13, 2014
Clinton James Jones	Lord, Abbett & Co. LLC other	Bny Mellon Securities Corporation other	Other	May 13, 2014	May 13, 2014
Thomas Joel Cademartori	Calais Wealth Management LLC no RAUM	Bny Mellon Securities Corporation BD affiliated	Other	Mar 12, 2014	Aug 20, 2021 (2718 d)
Paul Rine Pigman	Northwestern Mutual Investment Services,LLC other	Bny Mellon Securities Corporation other	Other	Nov 1, 2013	Dec 4, 2013 (33 d)
Adam Wescott Graves	Columbia Management Investment Advisers, LLC other	Bny Mellon Securities Corporation other	Other	May 20, 2013	Apr 14, 2015 (694 d)
James Mark Polito	Mfs Institutional Advisors Inc. other	Bny Mellon Securities Corporation other	Other	Aug 24, 2012	Sep 3, 2012
Michael Mccarthy Hurley	Columbia Management Investment Advisers, LLC other	Bny Mellon Securities Corporation other	Other	May 21, 2012	Jul 20, 2012 (60 d)
Ann M Mcgowan	Wells Fargo Advisors wirehouse	Bny Mellon Securities Corporation other	Other	Jun 27, 2011	Jul 15, 2011
Adriana T Martinez Sarson	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Bny Mellon Securities Corporation other	Other	Jun 3, 2011	Jun 9, 2011
Lisa Joyce Delisio	LPL Financial LLC other	Bny Mellon Securities Corporation other	Other	Dec 6, 2010	Jan 10, 2011 (35 d)
Lisa Reddo	Td Ameritrade, Inc. no RAUM	Bny Mellon Securities Corporation other	Other	Oct 21, 2010	Oct 25, 2010
Brian Douglas Jones	Invesco Advisers, Inc. other	Bny Mellon Securities Corporation other	Other	Oct 11, 2010	Oct 12, 2010
Peter Jeremy Sobel	First Empire Asset Management, Inc other	Bny Mellon Securities Corporation other	Other	Jan 11, 2010	Jun 3, 2010 (143 d)
Garrett Mitchell Alton	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Bny Mellon Securities Corporation other	Other	Dec 14, 2009	Aug 10, 2011 (604 d)
Mikhael David Halper	Td Ameritrade, Inc. no RAUM	Bny Mellon Securities Corporation other	Other	Oct 26, 2009	Nov 5, 2009
Cheryl Corliss Savage	UBS Financial Services Inc. wirehouse	Bny Mellon Securities Corporation other	Other	Sep 23, 2009	Jun 3, 2010 (253 d)
Michael John Holden	Valic Financial Advisors, Inc. other	Bny Mellon Securities Corporation other	Other	Aug 11, 2009	Aug 11, 2009
Kevin Gundrum	Russell Investments other	Bny Mellon Securities Corporation other	Other	Apr 20, 2009	Apr 14, 2010 (359 d)
Joseph Patrick Bohen	Alliancebernstein L.P. other	Bny Mellon Securities Corporation other	Other	Feb 9, 2009	Feb 16, 2011 (737 d)
Katia Friend	Banc Of America Investment Services, Inc. unclassified	Bny Mellon Securities Corporation other	Other	Dec 17, 2008	Mar 2, 2009 (75 d)
John Marvin Ray	Alliancebernstein L.P. other	Bny Mellon Securities Corporation other	Other	Nov 10, 2008	Jul 6, 2009 (238 d)
James David Franskousky	Alliancebernstein L.P. other	Bny Mellon Securities Corporation other	Other	Aug 8, 2008	Sep 29, 2008 (52 d)
Daniel Edward Ronan	Lehman Brothers Inc. unclassified	Bny Mellon Securities Corporation other	Other	Jul 25, 2008	Jul 30, 2008
Matthew Phillip Keefe	Russell Investments other	Bny Mellon Securities Corporation other	Other	Apr 2, 2008	Apr 18, 2008
Michael Becker	Alliancebernstein L.P. other	Bny Mellon Securities Corporation other	Other	Mar 6, 2008	Apr 16, 2008 (41 d)
Clarissa Ann Smith	Citigroup Global Markets Inc. other	Bny Mellon Securities Corporation other	Other	Jan 24, 2008	Apr 15, 2009 (447 d)
Lea Rae Levines	Banc Of America Investment Services, Inc. unclassified	Bny Mellon Securities Corporation other	Other	Jan 23, 2008	May 12, 2008 (110 d)
Vincent Cuomo	Morgan Keegan & Company, LLC other	Bny Mellon Securities Corporation other	Other	Nov 14, 2007	Jun 9, 2008 (208 d)
Steven Daniel Raab	Pgim, Inc. other	Bny Mellon Securities Corporation other	Other	Nov 7, 2007	Feb 5, 2008 (90 d)
Raymond Eugene Ifert	Morgan Keegan & Company, LLC other	Bny Mellon Securities Corporation other	Other	Sep 6, 2007	Mar 28, 2008 (204 d)
Cheryl L. Casey	New York Life Investment Management LLC other	Bny Mellon Securities Corporation other	Other	Aug 7, 2007	Aug 7, 2007
James Michael Fritz	Suntrust Investment Services, Inc. other	Bny Mellon Securities Corporation other	Other	Jul 12, 2007	Jul 11, 2008 (365 d)
Blair Groh Ege	Mbsc, LLC unclassified	Bny Mellon Securities Corporation other	Other	Jul 2, 2007	Jul 2, 2007
Byron Thomas Clark	Mbsc, LLC unclassified	Bny Mellon Securities Corporation other	Other	Jul 2, 2007	Jul 2, 2007
Ralph George Powell	Mbsc, LLC unclassified	Bny Mellon Securities Corporation other	Other	Jul 2, 2007	Jul 2, 2007
Mark Dante Maggioncalda	Mbsc, LLC unclassified	Bny Mellon Securities Corporation other	Other	Jul 2, 2007	Jul 2, 2007
Kimberly Wheeler Goodman	Mbsc, LLC unclassified	Bny Mellon Securities Corporation other	Other	Jul 2, 2007	Jul 2, 2007
Margaret Ann Cox	Mbsc, LLC unclassified	Bny Mellon Securities Corporation other	Other	Jul 2, 2007	Jul 2, 2007
Frederick B Denitz	Mbsc, LLC unclassified	Bny Mellon Securities Corporation other	Other	Jul 2, 2007	Jul 2, 2007
Glenn Allen Prichett	Mbsc, LLC unclassified	Bny Mellon Securities Corporation other	Other	Jul 2, 2007	Jul 2, 2007
Julie Denten Kelly	Mbsc, LLC unclassified	Bny Mellon Securities Corporation other	Other	Jul 2, 2007	Jul 2, 2007
James Arvid Marks	Mbsc, LLC unclassified	Bny Mellon Securities Corporation other	Other	Jul 2, 2007	Jul 2, 2007
Peter Farnum Culver	Mbsc, LLC unclassified	Bny Mellon Securities Corporation other	Other	Jul 2, 2007	Jul 2, 2007
Eugene Charles Sulzberger	Mbsc, LLC unclassified	Bny Mellon Securities Corporation other	Other	Jul 2, 2007	Jul 2, 2007
Martha Romero Schuman	New York Life Investment Management LLC other	Bny Mellon Securities Corporation other	Other	May 16, 2007	Sep 25, 2008 (498 d)
Reny Mathew	Lord, Abbett & Co. LLC other	Bny Mellon Securities Corporation other	Other	Apr 23, 2007	Apr 17, 2008 (360 d)
William George Caster	Keybanc Capital Markets Inc. unclassified	Bny Mellon Securities Corporation other	Other	Feb 15, 2007	Jan 14, 2009 (699 d)

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145 moves match.