DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Cetera Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Zachary Joseph WielgoszinskiStrategic Advisers LLC national BDCetera Advisors LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 26, 2018Jan 22, 2019 (330 d)
Jeremiah Anthony BeamWaddell & Reed otherCetera Advisors LLC otherOtherJan 5, 2018Jan 31, 2018
John Harrison GravesThe Renaissance Group, LLC unclassifiedCetera Advisors LLC otherOtherDec 31, 2017May 26, 2015
Sean David PatrickThe Renaissance Group, LLC unclassifiedCetera Advisors LLC otherOtherDec 31, 2017May 22, 2015
Bryndon Lee ManzerSecurian Financial Services, Inc. otherCetera Advisors LLC otherOtherNov 16, 2017Nov 13, 2017
Jason Brian StewartSecurian Financial Services, Inc. otherCetera Advisors LLC otherOtherNov 16, 2017Nov 13, 2017
Adrian A DuranNational Planning Corporation ("Npc Of America" In Fl & Ny) otherCetera Advisors LLC otherOtherNov 10, 2017Dec 4, 2017
Robert Thomas LambTruist Advisory Services, Inc. otherCetera Advisors LLC otherOtherNov 6, 2017Nov 6, 2017
Patricia MapelAmeriprise Financial Services, LLC national BDCetera Advisors LLC otherOtherOct 26, 2017Nov 1, 2017
Mary Turner MastersInvest Financial Corporation otherCetera Advisors LLC otherOtherSep 22, 2017Sep 25, 2017
Aaron L. CruzEquitable Advisors, LLC national BDCetera Advisors LLC otherOtherAug 15, 2017Aug 11, 2017
Jonathan Mitchel LipchinFounders Financial Securities, LLC otherCetera Advisors LLC otherOtherAug 11, 2017Aug 3, 2017
Matthew A FoertschBlackrock Financial Management, Inc otherCetera Advisors LLC otherOtherJun 20, 2017Jun 29, 2017
Brian Daniel FrancisOppenheimer & Co. Inc. otherCetera Advisors LLC otherOtherJun 2, 2017Jun 5, 2017
Jason Scott StewartOsaic Wealth, Inc. otherCetera Advisors LLC otherOtherMay 5, 2017May 4, 2017
Mark Louis GlassVoya Financial Advisors, Inc. otherCetera Advisors LLC otherOtherMay 3, 2017May 2, 2017
Anthony Cesare PriveteraMorgan Stanley wirehouseCetera Advisors LLC otherOtherMay 2, 2017Apr 27, 2017
Ian K FooScottrade Investment Management otherCetera Advisors LLC otherOtherMar 10, 2017May 26, 2017 (77 d)
Thomas Theodore GerardiTruist Advisory Services, Inc. otherCetera Advisors LLC otherOtherMar 9, 2017Mar 8, 2017
Cory James SmithMsi Financial Services, Inc. otherCetera Advisors LLC otherOtherMar 3, 2017Mar 13, 2017
Albert Michael StantonMcadam LLC otherCetera Advisors LLC otherOtherJan 17, 2017Jan 24, 2017
Andy Patrick MurphyMorgan Stanley wirehouseCetera Advisors LLC otherOtherJan 6, 2017Sep 26, 2017 (263 d)
Richard W RogersAbbey Capital LLC unclassifiedCetera Advisors LLC otherOtherJan 3, 2017Oct 3, 2016
Jordana Rose LokkenIndependent Financial Partners otherCetera Advisors LLC otherOtherJan 3, 2017Jan 6, 2017
Glenn Andrew VanecekEmpower Advisory Group, LLC otherCetera Advisors LLC otherOtherJan 3, 2017Nov 9, 2016
Allen BrontonClear Financial Strategies, Ltd. unclassifiedCetera Advisors LLC otherOtherDec 31, 2016Mar 21, 2011
Kathryn Carleen PaghNewaukum Wealth Management, LLC unclassifiedCetera Advisors LLC otherOtherDec 31, 2016Oct 3, 2016
Charles R. SterlingDeafinvest state registeredCetera Advisors LLC BD affiliatedOtherDec 31, 2016Aug 16, 2019 (958 d)
William R HarmonVisionary Horizons, LLC otherCetera Advisors LLC otherOtherNov 28, 2016Dec 7, 2016
James Alan KuxhausLPL Financial LLC otherCetera Advisors LLC otherOtherSep 8, 2016Aug 25, 2016
Jacob Ryan StewartNatixis Advisors, LLC otherCetera Advisors LLC otherOtherAug 24, 2016Sep 21, 2016
Brian Sun Eagleheart McdowellJ.P. Morgan Securities LLC wirehouseCetera Advisors LLC otherOtherAug 12, 2016Nov 14, 2016 (94 d)
Terry Lee DevoreSecurian Financial Services, Inc. otherCetera Advisors LLC otherOtherAug 3, 2016Aug 2, 2016
Kevin C. CaseyWells Fargo Advisors wirehouseCetera Advisors LLC otherOtherMay 31, 2016May 25, 2016
Brian David KennedyCommonwealth Financial Network national BDCetera Advisors LLC otherOtherMay 2, 2016May 16, 2016
Michael Eugene PetersonSmith Hayes Advisers Inc otherCetera Advisors LLC otherOtherApr 15, 2016Apr 19, 2016
Deborah Ann BadilloRea Capital Management, LLC otherCetera Advisors LLC otherOtherApr 15, 2016Jul 26, 2016 (102 d)
Robert S JeterEquitable Advisors, LLC national BDCetera Advisors LLC otherOtherApr 14, 2016Apr 12, 2016
Gregory Hanna AbdallaSuntrust Investment Services, Inc. otherCetera Advisors LLC otherOtherMar 4, 2016Mar 22, 2016
Anthony Ghassan RaadSuntrust Investment Services, Inc. otherCetera Advisors LLC otherOtherFeb 17, 2016Feb 12, 2016
Robert Hunter FlinkStadion Money Management, LLC otherCetera Advisors LLC otherOtherJan 11, 2016Aug 4, 2017 (571 d)
Lindsay June SchellpeperAmeritas Advisory Services otherCetera Advisors LLC otherOtherDec 31, 2015Jul 8, 2016 (190 d)
Korsa NzideeUnited Advisors otherCetera Advisors LLC otherOtherNov 23, 2015Jul 10, 2015
Andrew Roger SampsonEdward Jones national BDCetera Advisors LLC otherOtherNov 13, 2015Dec 7, 2015
Porter R DraperRBC Capital Markets, LLC national BDCetera Advisors LLC otherOtherNov 12, 2015Dec 15, 2015 (33 d)
Frank MckinneySecurities America Advisors, Inc. otherCetera Advisors LLC otherOtherNov 10, 2015Nov 9, 2015
Matthew Wardwell SemeynSecurities America Advisors, Inc. otherCetera Advisors LLC otherOtherNov 10, 2015Nov 9, 2015
Colleen Huddleston GillespieCapstone Investment Group independent RIACetera Advisors LLC otherOtherOct 20, 2015Apr 19, 2012
Alejandro Julius HaasBmo Harris Financial Advisors, Inc otherCetera Advisors LLC otherOtherOct 9, 2015Nov 10, 2015 (32 d)
Marianne Rice ReevesOne Wealth Map, LLC no RAUMCetera Advisors LLC otherOtherSep 26, 2015Oct 3, 2016 (373 d)
John Atwood HardingArvest Wealth Management otherCetera Advisors LLC otherOtherAug 7, 2015Aug 7, 2015
Stephen Earl HillCapitol Securities Management, Inc. otherCetera Advisors LLC otherOtherJul 31, 2015Jul 31, 2015
Edward Lee GunnellGunnell Retirement And Estate Planning LLC unclassifiedCetera Advisors LLC otherOtherJul 17, 2015Aug 25, 2015 (39 d)
Jason Taylor DemlandFifth Third Securities, Inc. otherCetera Advisors LLC otherOtherJul 13, 2015Jul 13, 2015
Jason Richard BernalFifth Third Securities, Inc. otherCetera Advisors LLC otherOtherJul 7, 2015Jul 8, 2015
Brian Michael BassUBS Financial Services Inc. wirehouseCetera Advisors LLC otherOtherJul 1, 2015Jun 17, 2015
Ross Robert PakeLPL Financial LLC otherCetera Advisors LLC otherOtherJun 23, 2015Jun 23, 2015
Devin Elizabeth GeddingsCapital Financial Group, Inc. unclassifiedCetera Advisors LLC otherOtherJun 22, 2015Aug 12, 2015 (51 d)
Stephen KerutisWells Fargo Advisors wirehouseCetera Advisors LLC otherOtherJun 15, 2015Jun 12, 2015
Tyler David HirthMsi Financial Services, Inc. otherCetera Advisors LLC otherOtherMay 19, 2015May 7, 2015
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513 moves match.