| James Jeffrey Mcatee | LPL Financial LLC other | Summit Financial Group Inc other | Other | Oct 29, 2014 | Oct 21, 2014 |
| Sarah Louise Gray | Voya Financial Advisors, Inc. other | Summit Financial Group Inc other | Other | Oct 17, 2014 | Jan 12, 2015 (87 d) |
| Barry Kingsley Barbernell | United Planners' Financial Services Of America A Limited Partner other | Summit Financial Group Inc other | Other | Oct 1, 2014 | Oct 1, 2014 |
| Ravi Chavali Narayan | Fulcrum Advisory Services, LLC other | Summit Financial Group Inc other | Other | Sep 18, 2014 | Sep 12, 2014 |
| Adam Smith | LPL Financial LLC other | Summit Financial Group Inc other | Other | Sep 8, 2014 | Aug 29, 2014 |
| John Russell Holland | Bfc Planning, Inc. other | Summit Financial Group Inc other | Other | Aug 29, 2014 | Sep 15, 2014 |
| Connor Alton Ambrose | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Summit Financial Group Inc other | Other | Aug 18, 2014 | Aug 15, 2014 |
| William James Buehler | Signator Investors, Inc. other | Summit Financial Group Inc other | Other | Jul 23, 2014 | Jul 22, 2014 |
| Jordan Erin Berryhill | Signator Investors, Inc. other | Summit Financial Group Inc other | Other | Jul 23, 2014 | Jul 22, 2014 |
| Robert Eugene Berg | Morgan Stanley wirehouse | Summit Financial Group Inc other | Other | Jul 2, 2014 | Jun 6, 2014 |
| Darrell Dwayne Champagne | LPL Financial LLC other | Summit Financial Group Inc other | Other | Jun 25, 2014 | Jun 2, 2014 |
| William Mark Yawn | Stratos Wealth Partners, Ltd other | Summit Financial Group Inc other | Other | May 29, 2014 | May 28, 2014 |
| Patrick Thomas Bulger | Wells Fargo Advisors wirehouse | Summit Financial Group Inc other | Other | May 14, 2014 | May 16, 2014 |
| Daniel Charles Southworth | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Summit Financial Group Inc other | Other | May 7, 2014 | Jul 22, 2015 (441 d) |
| Kurt Hirum Jamiel | Capitol Securities Management, Inc. other | Summit Financial Group Inc other | Other | May 1, 2014 | May 7, 2014 |
| Gregory Ervin Kibler | MML Investors Services, LLC other | Summit Financial Group Inc other | Other | Feb 6, 2014 | Jan 29, 2014 |
| Jason Glen Reeves | Waddell & Reed other | Summit Financial Group Inc other | Other | Jan 28, 2014 | Jan 21, 2014 |
| Matthew Jude Di Francesco | Stifel, Nicolaus & Company, Incorporated national BD | Summit Financial Group Inc other | Other | Dec 2, 2013 | Nov 29, 2013 |
| Walter Zabud Fletcher | Woloshin Investment Management, LLC independent RIA | Summit Financial Group Inc other | Other | Nov 18, 2013 | Jun 1, 2012 |
| Stephen R Holt | Cambridge Investment Research Advisors, Inc. other | Summit Financial Group Inc other | Other | Nov 15, 2013 | Oct 16, 2013 |
| Stephen Glen Zahorian | Raymond James Financial Services Advisors, Inc other | Summit Financial Group Inc other | Other | Nov 6, 2013 | Nov 18, 2013 |
| Terri-Ann C Lindo | Raymond James Financial Services Advisors, Inc other | Summit Financial Group Inc other | Other | Nov 6, 2013 | Nov 12, 2013 |
| Steven Jay Greenberg | Ic Advisory Services, Inc. other | Summit Financial Group Inc other | Other | Oct 10, 2013 | Sep 12, 2013 |
| Anthony Wayne Sheffield | Stratos Wealth Partners, Ltd other | Summit Financial Group Inc other | Other | Oct 1, 2013 | Jan 14, 2016 (835 d) |
| Brion Patrick Harris | Cambridge Investment Research Advisors, Inc. other | Summit Financial Group Inc other | Other | Sep 19, 2013 | Oct 16, 2013 |
| Christine Lisa Dellacato | LPL Financial LLC other | Summit Financial Group Inc other | Other | Aug 21, 2013 | Jul 25, 2013 |
| Carl Lavern Hart | Lincoln Investment other | Summit Financial Group Inc other | Other | Aug 1, 2013 | Aug 16, 2013 |
| Andrew David Scianna | V Wealth Advisors LLC other | Summit Financial Group Inc other | Other | Jun 26, 2013 | Jun 25, 2013 |
| Elisabet Ana Ramos | LPL Financial LLC other | Summit Financial Group Inc other | Other | Jun 24, 2013 | Aug 9, 2013 (46 d) |
| Nicholas Agostino | T. Rowe Price Advisory Services, Inc. no RAUM | Summit Financial Group Inc other | Other | Jun 3, 2013 | Jun 12, 2015 (739 d) |
| Robert K Hassmann | MML Investors Services, LLC other | Summit Financial Group Inc other | Other | May 8, 2013 | Jan 29, 2014 (266 d) |
| Eric John Zebrauskas | Ssn Advisory, Inc. other | Summit Financial Group Inc other | Other | Apr 15, 2013 | Apr 26, 2013 |
| Lockett Robey Crowe | Concourse Financial Group Advisors other | Summit Financial Group Inc other | Other | Apr 3, 2013 | Apr 16, 2013 |
| Robert Rosenberg | Waddell & Reed other | Summit Financial Group Inc other | Other | Mar 27, 2013 | Apr 3, 2013 |
| Edward Martin Rosenberg | Waddell & Reed other | Summit Financial Group Inc other | Other | Mar 26, 2013 | Apr 3, 2013 |
| Eric Graupensperger | Msi Financial Services, Inc. other | Summit Financial Group Inc other | Other | Mar 25, 2013 | Mar 20, 2013 |
| David Gregory Wurster | Financial Advisers Of America, LLC other | Summit Financial Group Inc other | Other | Jan 2, 2013 | Jan 7, 2013 |
| Gerald E Shaw | Spc other | Summit Financial Group Inc other | Other | Nov 12, 2012 | Nov 9, 2012 |
| Jerome Joseph Repovz | Securities America Advisors, Inc. other | Summit Financial Group Inc other | Other | Nov 6, 2012 | Dec 11, 2012 (35 d) |
| Lionel Albert Shaw | Wells Fargo Advisors wirehouse | Summit Financial Group Inc other | Other | Nov 6, 2012 | Oct 23, 2012 |
| Donald Leroy Silberman | Allstate Financial Advisors, LLC no RAUM | Summit Financial Group Inc other | Other | Oct 16, 2012 | Feb 28, 2013 (135 d) |
| Bryan Paul Bogen | Dominari Securities LLC other | Summit Financial Group Inc other | Other | Oct 4, 2012 | Sep 17, 2012 |
| Richard Hall Leist | Oppenheimer & Co. Inc. other | Summit Financial Group Inc other | Other | Sep 7, 2012 | Sep 11, 2012 |
| James Alan Lindsay | LPL Financial LLC other | Summit Financial Group Inc other | Other | Aug 28, 2012 | Oct 1, 2012 (34 d) |
| Jacob Robert Craton | UBS Financial Services Inc. wirehouse | Summit Financial Group Inc other | Other | Aug 24, 2012 | Mar 28, 2013 (216 d) |
| Stephen Wayne Tyson | Ameriprise Financial Services, LLC national BD | Summit Financial Group Inc other | Other | Aug 10, 2012 | Oct 2, 2012 (53 d) |
| John Henry Stearns | Brokersxpress LLC other | Summit Financial Group Inc other | Other | Jul 3, 2012 | Jul 3, 2012 |
| Joseph Edward Mccastlain | Morgan Stanley wirehouse | Summit Financial Group Inc other | Other | Jun 29, 2012 | Jun 29, 2012 |
| Rebekah Joy Powers | Lincoln Investment other | Summit Financial Group Inc other | Other | Jun 25, 2012 | Aug 2, 2012 (38 d) |
| Mark Joseph Riggs | Cambridge Investment Research Advisors, Inc. other | Summit Financial Group Inc other | Other | Jun 22, 2012 | Jun 4, 2012 |
| James E Baltzersen | Edward Jones national BD | Summit Financial Group Inc other | Other | Jun 5, 2012 | Jun 25, 2012 |
| Lynn Anne Gillen | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Summit Financial Group Inc other | Other | Apr 3, 2012 | Mar 26, 2012 |
| Thomas Aldom Scott | Saunders Retirement Advisors, Inc. other | Summit Financial Group Inc other | Other | Mar 29, 2012 | Mar 1, 2012 |
| Denis Ingalls | Raymond James Financial Services Advisors, Inc other | Summit Financial Group Inc other | Other | Feb 28, 2012 | Apr 4, 2012 (36 d) |
| Herbert Frederick Allen | J. W. Cole Advisors, Inc. other | Summit Financial Group Inc other | Other | Feb 15, 2012 | Jan 23, 2012 |
| Peter Lang Stevens | Dernis Financial unclassified | Summit Financial Group Inc other | Other | Dec 31, 2011 | Jan 18, 2012 |
| Kenneth Lowell Cook | First Allied Advisory Services, Inc. other | Summit Financial Group Inc other | Other | Dec 19, 2011 | May 16, 2014 (879 d) |
| Hal Lippman | Cambridge Investment Research Advisors, Inc. other | Summit Financial Group Inc other | Other | Nov 29, 2011 | Dec 1, 2011 |
| William Edward Mendel | UBS Financial Services Inc. wirehouse | Summit Financial Group Inc other | Other | Nov 14, 2011 | Nov 4, 2011 |
| Richard Connell Ness | First Allied Advisory Services, Inc. other | Summit Financial Group Inc other | Other | Sep 30, 2011 | Sep 1, 2011 |