| Nathan David White | Slw Retirement Plan Advisors no RAUM | M Holdings Securities, Inc. other | Other | Jan 3, 2017 | Sep 3, 2013 |
| Justin J Smith | Securian Financial Services, Inc. other | M Holdings Securities, Inc. other | Other | Nov 2, 2016 | Oct 31, 2016 |
| Adam Colombo | Wells Fargo Advisors wirehouse | M Holdings Securities, Inc. other | Other | Oct 12, 2016 | Oct 14, 2016 |
| James Lewis Worrell | Nfp Advisor Services, LLC other | M Holdings Securities, Inc. other | Other | Sep 22, 2016 | Apr 11, 2006 |
| Jeffrey Douglas Brecht | Northwestern Mutual Investment Services,LLC no RAUM | M Holdings Securities, Inc. other | Other | Sep 13, 2016 | Dec 15, 2016 (93 d) |
| Daniel Ryan Shannon | Equitable Advisors, LLC national BD | M Holdings Securities, Inc. other | Other | Jul 14, 2016 | Jul 15, 2016 |
| Robert D Amoruso | Equitable Advisors, LLC national BD | M Holdings Securities, Inc. other | Other | Jul 12, 2016 | Jul 1, 2016 |
| Cole Smithers Koeniger | Capital Analysts other | M Holdings Securities, Inc. other | Other | Jul 7, 2016 | Jul 8, 2016 |
| William Bowden Simmermon | Equitable Advisors, LLC national BD | M Holdings Securities, Inc. other | Other | Jul 7, 2016 | Jul 7, 2016 |
| Melanie Lynnae Carpenter | LPL Financial LLC other | M Holdings Securities, Inc. BD affiliated | Other | Jun 8, 2016 | Jan 1, 2026 (3494 d) |
| Jeffrey Lowell Camps | Signator Investors, Inc. other | M Holdings Securities, Inc. BD affiliated | Other | May 16, 2016 | Mar 3, 2020 (1387 d) |
| Dennis John Mojares | Woodstock Financial Group, Inc. other | M Holdings Securities, Inc. other | Other | May 6, 2016 | May 9, 2016 |
| Henry Gallardo | Investors Capital Advisory other | M Holdings Securities, Inc. other | Other | May 3, 2016 | Apr 15, 2016 |
| Roberto Alexandro Blanco | Investors Capital Advisory other | M Holdings Securities, Inc. other | Other | May 3, 2016 | Apr 15, 2016 |
| Monica Salaiz Narvaez | Investors Capital Advisory other | M Holdings Securities, Inc. other | Other | May 2, 2016 | Apr 15, 2016 |
| Louis Richard Roedersheimer | Oppenheimer & Co. Inc. other | M Holdings Securities, Inc. other | Other | May 2, 2016 | Apr 15, 2016 |
| William C Faassen | Morgan Stanley wirehouse | M Holdings Securities, Inc. other | Other | Apr 11, 2016 | Mar 21, 2016 |
| Thomas John Mcdowell | Equitable Advisors, LLC national BD | M Holdings Securities, Inc. other | Other | Apr 8, 2016 | Apr 14, 2016 |
| Robert Charles Kulle | Nfp Advisor Services, LLC other | M Holdings Securities, Inc. other | Other | Mar 17, 2016 | Mar 15, 2016 |
| Richard Gustafson | Ameritas Advisory Services other | M Holdings Securities, Inc. other | Other | Mar 16, 2016 | Feb 19, 2016 |
| Donald Roy Payne | Nfp Advisor Services, LLC other | M Holdings Securities, Inc. other | Other | Mar 4, 2016 | Mar 10, 2016 |
| Jeffrey Gaier | Msi Financial Services, Inc. other | M Holdings Securities, Inc. other | Other | Feb 19, 2016 | Feb 12, 2016 |
| Amanda Kim Blocksom | Ameritas Advisory Services other | M Holdings Securities, Inc. other | Other | Feb 17, 2016 | Feb 10, 2016 |
| Sara Jane Andres | Capital One Advisors, LLC no RAUM | M Holdings Securities, Inc. other | Other | Feb 3, 2016 | Jun 29, 2017 (512 d) |
| David Bilbe Miller | Powell Wealth other | M Holdings Securities, Inc. other | Other | Jan 25, 2016 | Jan 7, 2016 |
| Kyle Reed Christensen | Cetera Advisor Networks LLC other | M Holdings Securities, Inc. other | Other | Jan 4, 2016 | Jan 14, 2016 |
| Tony Yu | Osaic Fs, Inc. other | M Holdings Securities, Inc. other | Other | Dec 11, 2015 | Dec 2, 2015 |
| Kelly Scott Fong | Cetera Advisor Networks LLC other | M Holdings Securities, Inc. other | Other | Oct 20, 2015 | Oct 19, 2015 |
| Howard H Cheng | Cetera Advisor Networks LLC other | M Holdings Securities, Inc. other | Other | Oct 20, 2015 | Oct 16, 2015 |
| David F Smith | Hillview Capital Advisors, LLC other | M Holdings Securities, Inc. other | Other | Sep 4, 2015 | Sep 28, 2015 |
| Sharon Ann Piet | Podesta & Co. unclassified | M Holdings Securities, Inc. other | Other | Jun 29, 2015 | Jul 15, 2015 |
| David S Baumann | Wells Fargo Advisors wirehouse | M Holdings Securities, Inc. other | Other | May 26, 2015 | May 27, 2015 |
| Douglas Mckenzie Hall | Morgan Stanley wirehouse | M Holdings Securities, Inc. other | Other | Feb 23, 2015 | Sep 11, 2017 (931 d) |
| Jessica May Roks | Goldman Sachs Wealth Services, L.P. other | M Holdings Securities, Inc. other | Other | Feb 12, 2015 | Mar 3, 2015 |
| Kimberly Lynn Oros | Principal Securities, Inc. other | M Holdings Securities, Inc. other | Other | Feb 4, 2015 | Feb 12, 2015 |
| William Michael Conroy | Vsr Advisory Services other | M Holdings Securities, Inc. other | Other | Feb 2, 2015 | Jan 6, 2015 |
| Jeremy David Chused | Icg Advisors, LLC other | M Holdings Securities, Inc. other | Other | Sep 10, 2014 | Sep 8, 2014 |
| Adam David Sendzischew | Park Avenue Securities LLC other | M Holdings Securities, Inc. other | Other | Aug 8, 2014 | Aug 12, 2014 |
| David A Fain | Northwestern Mutual Investment Services,LLC other | M Holdings Securities, Inc. other | Other | Aug 7, 2014 | Aug 28, 2014 |
| Jeffery William Bird | Valmark Advisers, Inc. other | M Holdings Securities, Inc. other | Other | Aug 4, 2014 | Aug 4, 2014 |
| Brian Robert Schmuke | MML Investors Services, LLC other | M Holdings Securities, Inc. other | Other | Jul 15, 2014 | Aug 7, 2014 |
| Tracy Allan Schaff | Kosmos Management LLC other | M Holdings Securities, Inc. other | Other | May 9, 2014 | Aug 29, 2013 |
| Brian Quinn Coleman | Key Investment Services LLC other | M Holdings Securities, Inc. other | Other | May 1, 2014 | Aug 26, 2014 (117 d) |
| Ashwini Kumar Ahluwalia | Msi Financial Services, Inc. other | M Holdings Securities, Inc. other | Other | Apr 25, 2014 | Mar 21, 2014 |
| Rex Lance Kohl | Afg Financial Services unclassified | M Holdings Securities, Inc. BD affiliated | Other | Mar 17, 2014 | Feb 24, 2021 (2536 d) |
| Kevin Michael Murphy | Spire Wealth Management, LLC other | M Holdings Securities, Inc. other | Other | Mar 14, 2014 | Jan 27, 2014 |
| Jeffrey Scott Freiser | MML Investors Services, LLC other | M Holdings Securities, Inc. other | Other | Feb 14, 2014 | Feb 12, 2014 |
| Christopher Von Holland | Muntz Financial, LLC independent RIA | M Holdings Securities, Inc. other | Other | Feb 3, 2014 | Mar 19, 2014 (44 d) |
| William Howard Webster | Nfp Advisor Services, LLC other | M Holdings Securities, Inc. other | Other | Jan 7, 2014 | Jan 9, 2014 |
| Chris Chris Toomey | Nfp Advisor Services, LLC other | M Holdings Securities, Inc. other | Other | Dec 5, 2013 | Dec 2, 2013 |
| Ryan Michael Mohr | Thrivent Investment Management Inc. other | M Holdings Securities, Inc. other | Other | Nov 26, 2013 | Nov 27, 2013 |
| Reuben Kengshin Chen | Pension Planners Securities, Inc. unclassified | M Holdings Securities, Inc. other | Other | Nov 19, 2013 | Oct 16, 2015 (696 d) |
| Allix C Dennis | Eagle Strategies LLC other | M Holdings Securities, Inc. other | Other | Nov 1, 2013 | Oct 28, 2013 |
| Keith Ryan Fisher | Hornor, Townsend & Kent, LLC other | M Holdings Securities, Inc. other | Other | Aug 15, 2013 | Aug 1, 2013 |
| Thomas Elliot | Hornor, Townsend & Kent, LLC other | M Holdings Securities, Inc. other | Other | Jun 27, 2013 | Apr 11, 2014 (288 d) |
| Peter Charles Yerger | Woodbury Financial Services, Inc. other | M Holdings Securities, Inc. other | Other | May 31, 2013 | Jun 11, 2013 |
| Jason William Duffy | MML Investors Services, LLC other | M Holdings Securities, Inc. other | Other | Apr 10, 2013 | Apr 5, 2013 |
| Karla Renee Pemberton | Steward Partners Investment Solutions, LLC other | M Holdings Securities, Inc. other | Other | Apr 10, 2013 | Apr 18, 2013 |
| Luan Drosso Dollens | M Financial Asset Management, Inc. other | M Holdings Securities, Inc. other | Other | Dec 4, 2012 | Dec 4, 2012 |
| Rana Maida | Mullintbg Advisors other | M Holdings Securities, Inc. other | Other | Nov 19, 2012 | Jun 29, 2011 |