Advisor moves

Arrivals at M Holdings Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nathan David WhiteSlw Retirement Plan Advisors no RAUMM Holdings Securities, Inc. otherOtherJan 3, 2017Sep 3, 2013
Justin J SmithSecurian Financial Services, Inc. otherM Holdings Securities, Inc. otherOtherNov 2, 2016Oct 31, 2016
Adam ColomboWells Fargo Advisors wirehouseM Holdings Securities, Inc. otherOtherOct 12, 2016Oct 14, 2016
James Lewis WorrellNfp Advisor Services, LLC otherM Holdings Securities, Inc. otherOtherSep 22, 2016Apr 11, 2006
Jeffrey Douglas BrechtNorthwestern Mutual Investment Services,LLC no RAUMM Holdings Securities, Inc. otherOtherSep 13, 2016Dec 15, 2016 (93 d)
Daniel Ryan ShannonEquitable Advisors, LLC national BDM Holdings Securities, Inc. otherOtherJul 14, 2016Jul 15, 2016
Robert D AmorusoEquitable Advisors, LLC national BDM Holdings Securities, Inc. otherOtherJul 12, 2016Jul 1, 2016
Cole Smithers KoenigerCapital Analysts otherM Holdings Securities, Inc. otherOtherJul 7, 2016Jul 8, 2016
William Bowden SimmermonEquitable Advisors, LLC national BDM Holdings Securities, Inc. otherOtherJul 7, 2016Jul 7, 2016
Melanie Lynnae CarpenterLPL Financial LLC otherM Holdings Securities, Inc. BD affiliatedOtherJun 8, 2016Jan 1, 2026 (3494 d)
Jeffrey Lowell CampsSignator Investors, Inc. otherM Holdings Securities, Inc. BD affiliatedOtherMay 16, 2016Mar 3, 2020 (1387 d)
Dennis John MojaresWoodstock Financial Group, Inc. otherM Holdings Securities, Inc. otherOtherMay 6, 2016May 9, 2016
Henry GallardoInvestors Capital Advisory otherM Holdings Securities, Inc. otherOtherMay 3, 2016Apr 15, 2016
Roberto Alexandro BlancoInvestors Capital Advisory otherM Holdings Securities, Inc. otherOtherMay 3, 2016Apr 15, 2016
Monica Salaiz NarvaezInvestors Capital Advisory otherM Holdings Securities, Inc. otherOtherMay 2, 2016Apr 15, 2016
Louis Richard RoedersheimerOppenheimer & Co. Inc. otherM Holdings Securities, Inc. otherOtherMay 2, 2016Apr 15, 2016
William C FaassenMorgan Stanley wirehouseM Holdings Securities, Inc. otherOtherApr 11, 2016Mar 21, 2016
Thomas John McdowellEquitable Advisors, LLC national BDM Holdings Securities, Inc. otherOtherApr 8, 2016Apr 14, 2016
Robert Charles KulleNfp Advisor Services, LLC otherM Holdings Securities, Inc. otherOtherMar 17, 2016Mar 15, 2016
Richard GustafsonAmeritas Advisory Services otherM Holdings Securities, Inc. otherOtherMar 16, 2016Feb 19, 2016
Donald Roy PayneNfp Advisor Services, LLC otherM Holdings Securities, Inc. otherOtherMar 4, 2016Mar 10, 2016
Jeffrey GaierMsi Financial Services, Inc. otherM Holdings Securities, Inc. otherOtherFeb 19, 2016Feb 12, 2016
Amanda Kim BlocksomAmeritas Advisory Services otherM Holdings Securities, Inc. otherOtherFeb 17, 2016Feb 10, 2016
Sara Jane AndresCapital One Advisors, LLC no RAUMM Holdings Securities, Inc. otherOtherFeb 3, 2016Jun 29, 2017 (512 d)
David Bilbe MillerPowell Wealth otherM Holdings Securities, Inc. otherOtherJan 25, 2016Jan 7, 2016
Kyle Reed ChristensenCetera Advisor Networks LLC otherM Holdings Securities, Inc. otherOtherJan 4, 2016Jan 14, 2016
Tony YuOsaic Fs, Inc. otherM Holdings Securities, Inc. otherOtherDec 11, 2015Dec 2, 2015
Kelly Scott FongCetera Advisor Networks LLC otherM Holdings Securities, Inc. otherOtherOct 20, 2015Oct 19, 2015
Howard H ChengCetera Advisor Networks LLC otherM Holdings Securities, Inc. otherOtherOct 20, 2015Oct 16, 2015
David F SmithHillview Capital Advisors, LLC otherM Holdings Securities, Inc. otherOtherSep 4, 2015Sep 28, 2015
Sharon Ann PietPodesta & Co. unclassifiedM Holdings Securities, Inc. otherOtherJun 29, 2015Jul 15, 2015
David S BaumannWells Fargo Advisors wirehouseM Holdings Securities, Inc. otherOtherMay 26, 2015May 27, 2015
Douglas Mckenzie HallMorgan Stanley wirehouseM Holdings Securities, Inc. otherOtherFeb 23, 2015Sep 11, 2017 (931 d)
Jessica May RoksGoldman Sachs Wealth Services, L.P. otherM Holdings Securities, Inc. otherOtherFeb 12, 2015Mar 3, 2015
Kimberly Lynn OrosPrincipal Securities, Inc. otherM Holdings Securities, Inc. otherOtherFeb 4, 2015Feb 12, 2015
William Michael ConroyVsr Advisory Services otherM Holdings Securities, Inc. otherOtherFeb 2, 2015Jan 6, 2015
Jeremy David ChusedIcg Advisors, LLC otherM Holdings Securities, Inc. otherOtherSep 10, 2014Sep 8, 2014
Adam David SendzischewPark Avenue Securities LLC otherM Holdings Securities, Inc. otherOtherAug 8, 2014Aug 12, 2014
David A FainNorthwestern Mutual Investment Services,LLC otherM Holdings Securities, Inc. otherOtherAug 7, 2014Aug 28, 2014
Jeffery William BirdValmark Advisers, Inc. otherM Holdings Securities, Inc. otherOtherAug 4, 2014Aug 4, 2014
Brian Robert SchmukeMML Investors Services, LLC otherM Holdings Securities, Inc. otherOtherJul 15, 2014Aug 7, 2014
Tracy Allan SchaffKosmos Management LLC otherM Holdings Securities, Inc. otherOtherMay 9, 2014Aug 29, 2013
Brian Quinn ColemanKey Investment Services LLC otherM Holdings Securities, Inc. otherOtherMay 1, 2014Aug 26, 2014 (117 d)
Ashwini Kumar AhluwaliaMsi Financial Services, Inc. otherM Holdings Securities, Inc. otherOtherApr 25, 2014Mar 21, 2014
Rex Lance KohlAfg Financial Services unclassifiedM Holdings Securities, Inc. BD affiliatedOtherMar 17, 2014Feb 24, 2021 (2536 d)
Kevin Michael MurphySpire Wealth Management, LLC otherM Holdings Securities, Inc. otherOtherMar 14, 2014Jan 27, 2014
Jeffrey Scott FreiserMML Investors Services, LLC otherM Holdings Securities, Inc. otherOtherFeb 14, 2014Feb 12, 2014
Christopher Von HollandMuntz Financial, LLC independent RIAM Holdings Securities, Inc. otherOtherFeb 3, 2014Mar 19, 2014 (44 d)
William Howard WebsterNfp Advisor Services, LLC otherM Holdings Securities, Inc. otherOtherJan 7, 2014Jan 9, 2014
Chris Chris ToomeyNfp Advisor Services, LLC otherM Holdings Securities, Inc. otherOtherDec 5, 2013Dec 2, 2013
Ryan Michael MohrThrivent Investment Management Inc. otherM Holdings Securities, Inc. otherOtherNov 26, 2013Nov 27, 2013
Reuben Kengshin ChenPension Planners Securities, Inc. unclassifiedM Holdings Securities, Inc. otherOtherNov 19, 2013Oct 16, 2015 (696 d)
Allix C DennisEagle Strategies LLC otherM Holdings Securities, Inc. otherOtherNov 1, 2013Oct 28, 2013
Keith Ryan FisherHornor, Townsend & Kent, LLC otherM Holdings Securities, Inc. otherOtherAug 15, 2013Aug 1, 2013
Thomas ElliotHornor, Townsend & Kent, LLC otherM Holdings Securities, Inc. otherOtherJun 27, 2013Apr 11, 2014 (288 d)
Peter Charles YergerWoodbury Financial Services, Inc. otherM Holdings Securities, Inc. otherOtherMay 31, 2013Jun 11, 2013
Jason William DuffyMML Investors Services, LLC otherM Holdings Securities, Inc. otherOtherApr 10, 2013Apr 5, 2013
Karla Renee PembertonSteward Partners Investment Solutions, LLC otherM Holdings Securities, Inc. otherOtherApr 10, 2013Apr 18, 2013
Luan Drosso DollensM Financial Asset Management, Inc. otherM Holdings Securities, Inc. otherOtherDec 4, 2012Dec 4, 2012
Rana MaidaMullintbg Advisors otherM Holdings Securities, Inc. otherOtherNov 19, 2012Jun 29, 2011
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278 moves match.