DFX Intelligence
Advisor moves
Arrivals at First Citizens Investor Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Venus Justice | Truist Advisory Services, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 19, 2023 | Jan 30, 2023 |
| Traci Brockman Pennell | Ascensus Investment Advisors, LLC institutional | First Citizens Investor Services, Inc. BD affiliated | Other | Dec 20, 2022 | Feb 7, 2023 (49 d) |
| Katherine Davidson Stewart | LPL Financial LLC independent RIA | First Citizens Investor Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 15, 2022 | Nov 30, 2022 |
| Michael Mark Reeves | Morningstar Investment Services LLC independent RIA | First Citizens Investor Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 14, 2022 | Jan 11, 2023 |
| Troy Talamelli | LPL Financial LLC independent RIA | First Citizens Investor Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 25, 2022 | Dec 12, 2022 |
| Jamie Ellen Dugo | Edward Jones national BD | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2022 | Oct 6, 2022 |
| Benjamin Campbell Ingram | LPL Financial LLC independent RIA | First Citizens Investor Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 29, 2022 | Sep 27, 2022 |
| James Wesley Page | Ascensus Investment Advisors, LLC institutional | First Citizens Investor Services, Inc. BD affiliated | Other | Sep 12, 2022 | Jul 15, 2026 (1402 d) |
| Carrie Spencer Pedersen | LPL Financial LLC independent RIA | First Citizens Investor Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 12, 2022 | Sep 13, 2022 |
| Jeffrey Neil Chapman | Resilience Wealth Advisors unclassified | First Citizens Investor Services, Inc. BD affiliated | Other | Sep 9, 2022 | Oct 25, 2022 (46 d) |
| James N Whitt | Cuso Financial Services, L.P. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2022 | Sep 9, 2022 |
| Ryan Ferguson | LPL Financial LLC independent RIA | First Citizens Investor Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 22, 2022 | Aug 16, 2022 |
| Cindy Mckay Mcginniss | LPL Financial LLC independent RIA | First Citizens Investor Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 22, 2022 | Aug 30, 2022 |
| Amy Banister Howell | Capital Investment Advisory Services, LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2022 | Aug 24, 2022 |
| Gustavo Arce | Svb Investment Services Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2022 | May 29, 2025 (1035 d) |
| Stephanie Williams Guanzini | Osaic Fs, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2022 | Jul 19, 2022 |
| Brett T Mcdonough | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 20, 2022 | Jul 20, 2022 |
| Justin Daniel Popham | Fisher Investments independent RIA | First Citizens Investor Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 13, 2022 | Sep 30, 2024 (810 d) |
| Jeffrey Charles Brown | Truist Advisory Services, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2022 | Jul 11, 2022 |
| Zachary Alan Blaisdell | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 13, 2022 | May 15, 2023 (336 d) |
| Matthew Hall Worthington | Securian Financial Services, Inc. independent RIA | First Citizens Investor Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 8, 2022 | Jun 28, 2022 |
| Adam Dinkins | Ally Invest Advisors independent RIA | First Citizens Investor Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 2, 2022 | Jun 17, 2022 |
| Gregory Lamont Wesley-Shanks | Advice And Planning Services BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2022 | Aug 3, 2022 (63 d) |
| Michael W Taylor | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 31, 2022 | Jun 8, 2022 |
| Christine Prakash | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 17, 2022 | Dec 14, 2023 (576 d) |
| Art Saldivar | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 2, 2022 | Jan 12, 2023 (255 d) |
| Carlos Cato | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 29, 2022 | Jan 13, 2026 (1386 d) |
| Marie-Jose Bettis | Truist Advisory Services, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2022 | Jun 2, 2022 (71 d) |
| Jaymi Lee Dragonetti | First Command Advisory Services BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2022 | Jun 24, 2022 (95 d) |
| Mounir Morcos Said | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 2, 2022 | Jun 29, 2023 (512 d) |
| Chance Jeremy Williams | Truist Advisory Services, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2022 | Feb 8, 2022 |
| Brian R Campbell | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 26, 2022 | Jan 28, 2022 |
| Kimberly Hinton Loftin | Principal Securities, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2022 | Feb 4, 2022 |
| Felicia Stitt | Equitable Advisors, LLC national BD | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2022 | Feb 3, 2022 |
| Joshua Luke Alford | Fidelity Personal And Workplace Advisors BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2022 | Feb 25, 2022 (35 d) |
| Gabriel J Gonzalez | Raymond James Financial Services Advisors, Inc BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 11, 2022 | May 9, 2023 (483 d) |
| Jackson Dewitt King | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 23, 2021 | Jan 26, 2022 (34 d) |
| James Mcdaniel | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 23, 2021 | Jan 7, 2022 |
| Amanda Kornegay Black | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 23, 2021 | Jan 3, 2022 |
| Laurice Furnifold Rhem | LPL Financial LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2021 | Feb 14, 2022 (56 d) |
| Briana Grace Smith | Captrust institutional | First Citizens Investor Services, Inc. BD affiliated | Other | Dec 15, 2021 | Jan 11, 2022 |
| William Henry Creech | Commonwealth Financial Network national BD | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2021 | Jan 11, 2022 (32 d) |
| Richard D Dove | First Horizon Advisors, Inc mixed wealth | First Citizens Investor Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 7, 2021 | Dec 14, 2021 |
| David Stanley Walters | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 23, 2021 | Nov 19, 2021 |
| Joseph Robert Zarzycki | Cerity Partners Ocio LLC independent RIA | First Citizens Investor Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 1, 2021 | Nov 24, 2021 |
| Meralyn Patricia Ratnasekera | First Horizon Advisors, Inc mixed wealth | First Citizens Investor Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 1, 2021 | Jan 20, 2022 (80 d) |
| Priti Jay Mora | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 8, 2021 | Jun 6, 2023 (606 d) |
| Michael Steven Kelly | Principal Securities, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2021 | Oct 6, 2021 |
| Catalina Borrero | Morgan Stanley wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 22, 2021 | Oct 10, 2025 (1479 d) |
| Christopher William Jones | Truist Advisory Services, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2021 | Sep 13, 2021 |
| Katie Adcock Peeden | Fidelity Personal And Workplace Advisors BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2021 | Jun 27, 2022 (301 d) |
| Vernon Douglas Russ | MML Investors Services, LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2021 | Feb 2, 2022 (166 d) |
| Jeffrey Scott Hellerstedt | Arvest Wealth Management independent RIA | First Citizens Investor Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 19, 2021 | Apr 21, 2023 (610 d) |
| Quinn Gruber | Edward Jones national BD | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2021 | Sep 15, 2021 (33 d) |
| Michael M Williamson | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 30, 2021 | Jul 28, 2021 |
| Zachary Harrison Morgan | Truist Advisory Services, Inc. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2021 | Jul 22, 2021 |
| Thomas Darrle Cline | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 7, 2021 | Jun 2, 2022 (360 d) |
| Katherine Anne Gagner | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 7, 2021 | Jun 18, 2021 |
| Andrew Paul White | First Citizens Asset Management, Inc independent RIA | First Citizens Investor Services, Inc. other | Other | May 20, 2021 | May 24, 2017 |
| Chris Gruin | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 19, 2021 | Jun 2, 2021 |
387 moves match.