DFX Intelligence
Advisor moves
Arrivals at Thrivent Investment Management Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Efrem D Jackson | Cetera Investment Advisers LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2024 | Sep 6, 2024 (123 d) |
| Michael Cooper | J.P. Morgan Securities LLC wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 2, 2024 | Oct 15, 2024 (166 d) |
| Benjamin R Kuhlman | Wells Fargo Advisors wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 1, 2024 | Sep 12, 2024 (134 d) |
| Jinhee Cho | Huntington Financial Advisors BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2024 | Apr 30, 2024 |
| Timothy Nielsen | Moneta Group Investment Advisors, LLC independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 25, 2024 | Apr 29, 2024 |
| Antony Fred Harrison | Equitable Advisors, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2024 | May 13, 2024 |
| Hamza Bendjabeur | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 22, 2024 | Dec 2, 2025 (589 d) |
| Alexandra Quinn | Charles Schwab & Co., Inc. national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2024 | Jun 9, 2025 (417 d) |
| Timothy M White | Cambridge Investment Research Advisors, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2024 | Oct 9, 2024 (177 d) |
| Bryan Baker | Charles Schwab & Co., Inc. national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2024 | Apr 10, 2025 (363 d) |
| Ronald A Franco | LPL Financial LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2024 | Nov 7, 2024 (210 d) |
| Zhuowei Xu | Advice And Planning Services BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2024 | Jan 30, 2025 (301 d) |
| Brooke Mcnerny | Schwab Wealth Advisory, Inc. no RAUM | Thrivent Investment Management Inc. BD affiliated | Other | Apr 4, 2024 | Aug 22, 2024 (140 d) |
| Erin B Long | Fidelity Personal And Workplace Advisors BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2024 | Apr 18, 2024 |
| Jeffrey L Wegner | Wells Fargo Advisors wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 2, 2024 | Oct 24, 2024 (205 d) |
| Heather Alison Smith | LPL Financial LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2024 | Apr 2, 2024 |
| Luke Banks | LPL Financial LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2024 | Apr 30, 2024 |
| Connor Farnsley | LPL Financial LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2024 | Apr 2, 2024 |
| Raphael Jacquim Fairell | UBS Financial Services Inc. wirehouse | Thrivent Investment Management Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 25, 2024 | Apr 15, 2024 |
| Brittney Rose Leppien | Fidelity Personal And Workplace Advisors BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2024 | Apr 1, 2025 (375 d) |
| Alec August Engman | Principal Securities, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2024 | Apr 1, 2024 |
| Olivia M Lupfer | Moloney Securities Asset Management LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2024 | Apr 12, 2024 |
| Laura Ann Cornell | Concurrent Investment Advisors, LLC independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 19, 2024 | Apr 23, 2024 (35 d) |
| Brian Robert Pomante | Truist Advisory Services, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2024 | May 3, 2024 (50 d) |
| John Sutton | Fifth Third Securities, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2024 | Sep 4, 2026 (906 d) |
| Emily Jo Farrell | W&S Brokerage Services, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2024 | Mar 13, 2024 |
| Janai N Deitt | First Command Advisory Services BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2024 | May 8, 2024 (58 d) |
| Michael Witkowski | LPL Financial LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2024 | Mar 8, 2024 |
| Brandon M Ohara | Wealth Enhancement Advisory Services, LLC independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 23, 2024 | Jul 17, 2024 (145 d) |
| Shannon Christine Butenhoff | Edward Jones national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2024 | Mar 8, 2024 |
| Leonardo A Duchini | Concourse Financial Group Advisors BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2024 | Dec 2, 2025 (651 d) |
| Daniel William Hinch | Citigroup Global Markets Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2024 | Feb 16, 2024 |
| Joseph Furman Bishop | LPL Financial LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2024 | May 31, 2024 (106 d) |
| Paul Michael Ridley | Exencial Wealth Advisors independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 12, 2024 | Jun 27, 2024 (136 d) |
| Jesse M Joffray | Fidelity Personal And Workplace Advisors BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2024 | Aug 4, 2025 (542 d) |
| Zachary Ryan Schoeck | Osaic Fa, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2024 | Mar 1, 2024 |
| Ian Matthew Maclaughlin | LPL Financial LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2024 | Feb 8, 2024 |
| Laura Leigh Gates | Realta Investment Advisors, Inc BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2024 | Jan 25, 2024 |
| Jonathan Enoch Copeland | Cetera Investment Advisers LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 19, 2024 | Jan 24, 2024 |
| Jared Anthony Troxel | Charles Schwab & Co., Inc. national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2024 | Oct 16, 2024 (280 d) |
| Michael D Lorentz | Charles Schwab & Co., Inc. national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2024 | Mar 26, 2024 (76 d) |
| Matthew Patrick Holmes | Forvis Mazars Wealth Advisors, LLC independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 9, 2024 | Feb 14, 2024 (36 d) |
| Brian Baer | Equitable Advisors, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2024 | May 7, 2024 (123 d) |
| Michael D Roussy | Charles Schwab & Co., Inc. national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2024 | Sep 12, 2025 (619 d) |
| Amber L Gonsiorowski | Edward Jones national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 26, 2023 | Dec 16, 2024 (356 d) |
| Dustin Dixon | Sofi Wealth LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2023 | Dec 20, 2023 |
| Susanne Smith Miller | Edward Jones national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2023 | Dec 19, 2023 |
| Alec Eli Schutz | Cetera Investment Advisers LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2023 | Dec 8, 2023 |
| Ethan M Bell | Securities America Advisors, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2023 | Feb 26, 2025 (447 d) |
| David Anderson Knechtle | Pin Wealth independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 30, 2023 | Dec 21, 2023 |
| Darin Swick | LPL Financial LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2023 | Nov 28, 2023 |
| Zachary John Nigh | Associated Investment Services, Inc. independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 22, 2023 | Dec 11, 2023 |
| Tanner Specht | LPL Financial LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2023 | Dec 1, 2023 |
| Frank Joseph Uxa | Northwestern Mutual Investment Services,LLC no RAUM | Thrivent Investment Management Inc. BD affiliated | Other | Nov 7, 2023 | Apr 5, 2024 (150 d) |
| Michael Jeff Fusi | Seia BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2023 | Dec 6, 2023 (36 d) |
| Steven Richard Warren | Vanguard Advisers, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2023 | Oct 13, 2023 |
| Laura Alejandra Arrona | MML Investors Services, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2023 | Oct 17, 2023 |
| Eric David Gilbertson | Transamerica Retirement Advisors, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2023 | Oct 12, 2023 |
| Alicia Guidry | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2023 | Oct 19, 2023 |
| Kavon Westberry | Edward Jones national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2023 | Oct 9, 2023 |
871 moves match.