DFX Intelligence
Advisor moves
Arrivals at Cetera Advisor Networks LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Allen Stuart Taylor | Newcastle Financial Advisors unclassified | Cetera Advisor Networks LLC other | Other | Nov 28, 2020 | Nov 1, 2017 |
| Thomas Norman Zirbel | Northwestern Mutual Investment Services,LLC no RAUM | Cetera Advisor Networks LLC BD affiliated | Other | Nov 13, 2020 | Oct 5, 2021 (326 d) |
| Daniel Zufall | Advice And Planning Services BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2020 | Jul 13, 2022 (607 d) |
| Kristin Jones | Morgan Stanley wirehouse | Cetera Advisor Networks LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 12, 2020 | Apr 11, 2022 (515 d) |
| Anthony Joseph Harris | Wells Fargo Advisors wirehouse | Cetera Advisor Networks LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 9, 2020 | Nov 6, 2020 |
| Scott Andrew Castilow | Wells Fargo Advisors wirehouse | Cetera Advisor Networks LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 6, 2020 | Oct 27, 2020 |
| Adam Jeffrey Flagg | Spc BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2020 | Oct 27, 2020 |
| Anna Christine Bailey | LPL Financial LLC BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2020 | Oct 23, 2020 |
| Marc Bernacchi | Santander Securities BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2020 | May 26, 2022 (605 d) |
| Matthew J Freeman | Pruco Securities, LLC BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2020 | Sep 8, 2020 |
| Shelly Sypien | Edward Jones national BD | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2020 | Aug 13, 2020 |
| Robert Joseph Gregory Mendoza | Raymond James & Associates, Inc. national BD | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2020 | Oct 23, 2020 (80 d) |
| Michelle Lynn Campbell | Advisornet Wealth Partners independent RIA | Cetera Advisor Networks LLC other | Other | Jul 24, 2020 | Nov 19, 2013 |
| Jeong Han Kim | Wells Fargo Advisors wirehouse | Cetera Advisor Networks LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 21, 2020 | Jul 14, 2020 |
| Aaron Michael Peloquin | Avantax Advisory Services BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2020 | Aug 5, 2020 |
| Kevin T Ruscher | Nationwide Securities, LLC no RAUM | Cetera Advisor Networks LLC BD affiliated | Other | Jul 1, 2020 | Jul 20, 2020 |
| Michael Thomas Mcdaid | Clg LLC independent RIA | Cetera Advisor Networks LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 1, 2020 | Dec 18, 2019 |
| Andrew Ross Ramsey | United Capital Financial Advisors BD affiliated | Cetera Advisor Networks LLC other | Other | Jun 27, 2020 | Nov 1, 2017 |
| Johann Schneider | Russell Investments other | Cetera Advisor Networks LLC BD affiliated | Other | Jun 24, 2020 | Oct 20, 2021 (483 d) |
| Michael Stuart Rankin | Kestra Advisory Services, LLC BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2020 | Aug 11, 2020 (55 d) |
| John Harrison Lindsey | United Capital Financial Advisors BD affiliated | Cetera Advisor Networks LLC other | Other | May 12, 2020 | Nov 1, 2017 |
| Jeffrey Allen West | Osaic Wealth, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2020 | Apr 1, 2020 |
| Steven Paul Fetterhoff | Osaic Wealth, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2020 | Apr 3, 2020 |
| Kevin Dean Hemme | LPL Financial LLC BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2020 | Mar 20, 2020 |
| Kimberly Jo Cooper | U.S. Bancorp Investments, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2020 | Mar 20, 2020 |
| Douglas Robert Lederer | Securities America Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2020 | May 19, 2020 (61 d) |
| Mark Alan Gerardi | U.S. Bancorp Investments, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2020 | Mar 9, 2020 |
| James Robert Greno | Raymond James Financial Services Advisors, Inc BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2020 | Mar 9, 2020 |
| Edward Zdolshek | Cetera Investment Advisers LLC BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2020 | Jan 13, 2020 |
| Megan Kiel | Woodbury Financial Services, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2020 | Apr 14, 2021 (468 d) |
| Wheeler Douglas Pulliam | Edward Jones national BD | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 24, 2019 | Dec 20, 2019 |
| Theodore Francis Staats | Securities Brokerage Services state registered | Cetera Advisor Networks LLC other | Other | Nov 26, 2019 | Sep 3, 2013 |
| William West Thompson | Wells Fargo Advisors wirehouse | Cetera Advisor Networks LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 18, 2019 | Nov 12, 2019 |
| Christine M Mantich | Raymond James & Associates, Inc. national BD | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2019 | Nov 26, 2019 |
| Evan Alfred Chang | RBC Capital Markets, LLC national BD | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2019 | Dec 5, 2019 |
| Jared D Dykes | Gladstone Wealth Partners independent RIA | Cetera Advisor Networks LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 8, 2019 | Oct 9, 2019 |
| Ryan Christopher Oleson | Cwm, LLC BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2019 | Nov 7, 2019 |
| Matthew John Fox | LPL Financial LLC BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2019 | Oct 9, 2019 |
| Michael Vincent Tedeschi | LPL Financial LLC BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2019 | Oct 9, 2019 |
| Scott Donald Seymour | Vicus Capital, Inc. independent RIA | Cetera Advisor Networks LLC other | Other | Oct 25, 2019 | Sep 3, 2013 |
| Thomas Kenneth Rippberger | Advisornet Wealth Partners independent RIA | Cetera Advisor Networks LLC other | Other | Oct 22, 2019 | Feb 22, 2018 |
| Christina Pacheco | Assetmark, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2019 | Oct 21, 2019 |
| Wendy Madeline Peichel | Avantax Advisory Services BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2019 | Sep 13, 2019 |
| Mark Alan Stoltzfus | LPL Financial LLC BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2019 | Sep 10, 2019 |
| Alyssa Erin Ritchie | Mid Atlantic Financial Management, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2019 | Sep 13, 2019 |
| Philip Jason Buffery | Fsc Securities Corporation BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2019 | Apr 14, 2020 (221 d) |
| Rebecca L Wyatt | Advisornet Wealth Partners independent RIA | Cetera Advisor Networks LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 6, 2019 | Jan 20, 2021 (502 d) |
| Michael Hamilton Dennard | Primerica Advisors national BD | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2019 | Sep 17, 2019 |
| Robert Joseph Quarture III | Pnc Wealth Management BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2019 | Aug 30, 2019 |
| Edward Joseph Petersmarck | Corecap Advisors BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2019 | Sep 1, 2021 (727 d) |
| Andrew Koetter | Pruco Securities, LLC BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2019 | Oct 2, 2019 (44 d) |
| Tyrone Chow | Ameriprise Financial Services, LLC national BD | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2019 | Jul 30, 2020 (363 d) |
| Andrew George Palomo | Cwm, LLC BD affiliated | Cetera Advisor Networks LLC other | Other | Aug 2, 2019 | Jan 12, 2018 |
| Krista Deann Wittmaack | Morgan Stanley wirehouse | Cetera Advisor Networks LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 31, 2019 | Aug 13, 2019 |
| Monica Daggs | Cuso Financial Services, L.P. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2019 | Sep 11, 2019 (50 d) |
| Lori Patricia Sherman | Erman Retirement Advisory independent RIA | Cetera Advisor Networks LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 10, 2019 | Jul 1, 2019 |
| Colleen Mary Knafla | Ameriprise Financial Services, LLC national BD | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2019 | Jul 16, 2019 |
| Emily Grace Dearborn | Foresters Advisory Services, LLC BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2019 | Oct 21, 2019 (123 d) |
| Jodi Rudd | Gross Domestic Product, Inc other | Cetera Advisor Networks LLC BD affiliated | Other | Jun 11, 2019 | Jun 4, 2019 |
| Thomas Jerome Schmidt | Bny Mellon Securities Corporation BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2019 | Aug 2, 2019 (56 d) |
998 moves match.