DFX Intelligence
Advisor moves
Arrivals at Pruco Securities, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrew James Mason | Citizens Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2023 | Jun 13, 2023 |
| Jonathan Calvin Davidson | Northwestern Mutual Investment Services,LLC no RAUM | Pruco Securities, LLC BD affiliated | Other | Jun 9, 2023 | Jul 10, 2023 (31 d) |
| Maja Patricja Sobolewska | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2023 | Aug 17, 2023 (71 d) |
| David Patrick Bolduc | LPL Financial LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2023 | Nov 3, 2023 (150 d) |
| Terry James George | Kestra Advisory Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2023 | Jun 6, 2023 |
| James Gilbreath Chandler | Allstate Financial Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Jun 14, 2023 |
| Zonia C Pullen | Primerica Advisors national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2023 | Jul 25, 2023 (56 d) |
| Courtney Campbell Gold Cox | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2023 | Sep 20, 2023 (120 d) |
| Nickolaus Nelson | Fidelity Personal And Workplace Advisors BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2023 | Mar 11, 2024 (293 d) |
| Debora A Kuzmanko | UBS Financial Services Inc. wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 18, 2023 | Jan 8, 2024 (235 d) |
| Lawrence Richard Pappas | Cetera Investment Advisers LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2023 | May 18, 2023 |
| Matthew Postell | Howard Bailey Securities, LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 17, 2023 | Aug 2, 2023 (77 d) |
| Eli Gold Savelle | Charles Schwab & Co., Inc. national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2023 | May 16, 2023 |
| Dominic Stutz | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2023 | Sep 19, 2023 (131 d) |
| Stephen Leif Vigesaa | Wells Fargo Advisors wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 10, 2023 | May 2, 2023 |
| Mark Alan Archer | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2023 | May 5, 2023 |
| Rahil Ravindra Patel | Summit Financial, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2023 | Feb 16, 2024 (287 d) |
| Elizabeth Lott | LPL Financial LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2023 | Apr 21, 2023 |
| Nicolas Borja Ranney Thornton | Mcadam LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 4, 2023 | May 3, 2023 |
| Mark Radley Emberton | Creativeone Securities, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2023 | May 4, 2023 |
| Rogelio Gonzalez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 18, 2023 | Jun 8, 2023 (51 d) |
| Bennett Christopher Sacks | Avantax Advisory Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2023 | Jul 11, 2023 (90 d) |
| Michael Thomas Kastler | Cwm, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2023 | Aug 2, 2023 (113 d) |
| Florence Benjamin Isaac | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 10, 2023 | Nov 7, 2023 (211 d) |
| Fei Chen | Avantax Advisory Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2023 | Apr 25, 2023 |
| Duane Eugene Umphress | J.P. Morgan Securities LLC wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 7, 2023 | Sep 27, 2023 (173 d) |
| Michelle Harlan | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 29, 2023 | Mar 28, 2023 |
| Michael Alexander Rivera | Principal Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 29, 2023 | Jul 24, 2023 (117 d) |
| Edgar Montenegro | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2023 | Mar 28, 2023 |
| Tommy Neal Silveus | Charles Schwab & Co., Inc. national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2023 | Apr 14, 2023 |
| Arun Rajaram | Securian Financial Services, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 24, 2023 | May 17, 2023 (54 d) |
| Schuyler Wesley King | Mwa Financial Services, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 24, 2023 | Mar 22, 2023 |
| Jo Laurie Schmeltzer | Cetera Investment Advisers LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2023 | Jun 16, 2023 (88 d) |
| Jack Wilson Brown | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2023 | Sep 7, 2023 (174 d) |
| Darrin Miles | Valic Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2023 | Mar 13, 2023 |
| Alan Warren Liljegren | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2023 | Mar 20, 2023 |
| Jeremy Andrew Cox | Bankers Life Advisory Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2023 | Mar 7, 2023 |
| Christopher Andrew Crawford | Fidelity Personal And Workplace Advisors BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2023 | Aug 11, 2023 (154 d) |
| Heather Rae Nidetch | Fidelity Personal And Workplace Advisors BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2023 | Aug 7, 2023 (151 d) |
| Brett William Holberg | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2023 | Mar 6, 2023 |
| John Obrien | Fifth Third Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2023 | Oct 18, 2023 (226 d) |
| Christopher Charles Fox | Empower Advisory Group, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2023 | Mar 16, 2023 |
| John Von Buren | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2023 | Oct 11, 2023 (225 d) |
| Matthew Lawrence Schultz | Wells Fargo Advisors wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 27, 2023 | Feb 24, 2023 |
| Nicolette Kaldi | J.P. Morgan Securities LLC wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 18, 2023 | Mar 3, 2023 |
| Michael N Turgeon | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2023 | Feb 27, 2023 |
| Matthew Stephen Weaver | LPL Financial LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 15, 2023 | Sep 1, 2023 (198 d) |
| Cameron Thomas Obrien | Valic Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2023 | Aug 15, 2023 (183 d) |
| Steven Lee Kimes | Eagle Strategies LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2023 | Feb 8, 2023 |
| Miyeon Katz | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2023 | Feb 17, 2023 |
| Wendy Sue Peperkorn | Drake & Associates, LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 6, 2023 | Feb 24, 2023 |
| Mario Bear | Fifth Third Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2023 | Aug 10, 2023 (188 d) |
| David Courlang | Eagle Strategies LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2023 | Feb 6, 2023 |
| Eric Baumert | Mutual Of Omaha Investor Services, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 30, 2023 | Feb 8, 2023 |
| Louis Bartuzik | Cetera Investment Advisers LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2023 | Feb 9, 2023 |
| Lashawn Diane Lewis | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2023 | Feb 21, 2023 |
| Michel Bethea | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2023 | Jan 17, 2023 |
| Bernard Kankam Mensah | Avantax Advisory Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2023 | Jan 20, 2023 |
| Ryan Cowell | Arvest Wealth Management independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 23, 2023 | Jun 5, 2024 (499 d) |
| Richard Romero | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2023 | Jan 25, 2023 |
1,668 moves match.