| Jeffrey Jay Blaisdell | Wells Fargo Advisors wirehouse | Oneamerica Securities, Inc. other | Other | Jun 11, 2015 | Aug 19, 2015 (69 d) |
| Kyle Thomas Cronan | Pnc Managed Account Solutions, Inc. other | Oneamerica Securities, Inc. other | Other | Jun 5, 2015 | Jul 15, 2015 (40 d) |
| Daniel James Dubois | Signator Investors, Inc. other | Oneamerica Securities, Inc. other | Other | Apr 14, 2015 | May 11, 2015 |
| William Richard Ellis | Ameriprise Financial Services, LLC national BD | Oneamerica Securities, Inc. other | Other | Apr 10, 2015 | Mar 31, 2017 (721 d) |
| Brandon Stierwalt Willett | Pruco Securities, LLC other | Oneamerica Securities, Inc. other | Other | Apr 9, 2015 | Apr 7, 2015 |
| Gerald Wayne Childs | Morgan Stanley wirehouse | Oneamerica Securities, Inc. other | Other | Jan 22, 2015 | Feb 6, 2015 |
| John Henry Beville | Equitable Advisors, LLC national BD | Oneamerica Securities, Inc. other | Other | Jan 20, 2015 | Apr 1, 2015 (71 d) |
| Joe Louis Fernandez | UBS Financial Services Inc. wirehouse | Oneamerica Securities, Inc. other | Other | Jan 16, 2015 | Feb 16, 2015 (31 d) |
| Drew Thomas Gore | Pruco Securities, LLC other | Oneamerica Securities, Inc. other | Other | Jan 5, 2015 | Jan 29, 2015 |
| Donna Jean Stolper Gonzalez | Ameriprise Financial Services, LLC national BD | Oneamerica Securities, Inc. other | Other | Dec 26, 2014 | Apr 2, 2015 (97 d) |
| Zachariah J. Spicer | Equitable Advisors, LLC national BD | Oneamerica Securities, Inc. other | Other | Dec 22, 2014 | Dec 17, 2014 |
| Byron Patricio Alvarado | On Investment Management Co other | Oneamerica Securities, Inc. other | Other | Dec 13, 2014 | Jan 2, 2015 |
| Kent P Von Der Vellen | Hornor, Townsend & Kent, LLC other | Oneamerica Securities, Inc. other | Other | Dec 12, 2014 | Dec 16, 2014 |
| William Burford Magenheimer | Invest Financial Corporation other | Oneamerica Securities, Inc. other | Other | Dec 1, 2014 | Nov 6, 2015 (340 d) |
| Bonnita L Hughes | Principal Securities, Inc. other | Oneamerica Securities, Inc. other | Other | Nov 5, 2014 | Apr 22, 2015 (168 d) |
| Richard Homer Brown | Sunset Financial Services, Inc. other | Oneamerica Securities, Inc. other | Other | Oct 31, 2014 | Jan 22, 2015 (83 d) |
| Daniel Allen Gaffney | Northwestern Mutual Investment Services,LLC other | Oneamerica Securities, Inc. BD affiliated | Other | Oct 27, 2014 | Sep 11, 2020 (2146 d) |
| Christopher Nichols | Equitable Advisors, LLC national BD | Oneamerica Securities, Inc. other | Other | Oct 2, 2014 | Sep 29, 2014 |
| Michael Dean Jund | Thrivent Investment Management Inc. other | Oneamerica Securities, Inc. other | Other | Sep 10, 2014 | May 1, 2015 (233 d) |
| Wendy Yin Chan | MML Investors Services, LLC other | Oneamerica Securities, Inc. other | Other | Aug 28, 2014 | Sep 30, 2014 (33 d) |
| Jack Shaw | Eagle Strategies LLC other | Oneamerica Securities, Inc. other | Other | Aug 4, 2014 | May 19, 2016 (654 d) |
| Meghan Raeann Cady | Td Ameritrade Investment Management, LLC other | Oneamerica Securities, Inc. other | Other | Aug 4, 2014 | Jul 6, 2016 (702 d) |
| Brett Esselburn | Pst Advisors, LLC state registered | Oneamerica Securities, Inc. other | Other | Jun 25, 2014 | Jul 2, 2014 |
| Bradley James High | Allspring Funds Management, LLC other | Oneamerica Securities, Inc. other | Other | Jun 23, 2014 | Oct 1, 2015 (465 d) |
| Elizabeth A Morrill | MML Investors Services, LLC other | Oneamerica Securities, Inc. other | Other | Apr 23, 2014 | Apr 22, 2014 |
| Keri Ann Alcos | Usaa Financial Planning Services no RAUM | Oneamerica Securities, Inc. other | Other | Mar 13, 2014 | Jun 12, 2014 (91 d) |
| Dennis Joseph Wakely | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Oneamerica Securities, Inc. other | Other | Mar 10, 2014 | Mar 7, 2014 |
| Sean Patrick Mcgoff | Edward Jones national BD | Oneamerica Securities, Inc. other | Other | Feb 19, 2014 | Nov 5, 2014 (259 d) |
| Dwight Allen Heikkila | First Allied Advisory Services, Inc. other | Oneamerica Securities, Inc. other | Other | Feb 13, 2014 | Feb 12, 2014 |
| Melia Breeze Krumm | Morgan Stanley wirehouse | Oneamerica Securities, Inc. other | Other | Jan 31, 2014 | Mar 6, 2014 (34 d) |
| Thomas Vincent Alessi | Citizens Securities, Inc. other | Oneamerica Securities, Inc. other | Other | Jan 27, 2014 | Feb 24, 2014 |
| Andrew John Mcdonnell | New England Securities Corporation other | Oneamerica Securities, Inc. other | Other | Jan 24, 2014 | Feb 20, 2014 |
| Tricia Colleen Sendelbach | Bmo Harris Financial Advisors, Inc other | Oneamerica Securities, Inc. other | Other | Jan 13, 2014 | Oct 2, 2015 (627 d) |
| Laird S Myrold | Northwestern Mutual Investment Services,LLC other | Oneamerica Securities, Inc. other | Other | Nov 27, 2013 | Oct 1, 2015 (673 d) |
| Gregg A Hews | Ameritas Advisory Services other | Oneamerica Securities, Inc. other | Other | Sep 16, 2013 | Nov 30, 2016 (1171 d) |
| Blake Allen Houghtaling | Pnc Wealth Management other | Oneamerica Securities, Inc. other | Other | Sep 11, 2013 | Feb 13, 2014 (155 d) |
| Matthew David Clark | Edward Jones national BD | Oneamerica Securities, Inc. other | Other | Sep 3, 2013 | Oct 31, 2013 (58 d) |
| Roy Francis Lissarrague | New England Securities Corporation other | Oneamerica Securities, Inc. other | Other | Jul 29, 2013 | Jan 4, 2018 (1620 d) |
| Chad Alan Steiner | Hornor, Townsend & Kent, LLC other | Oneamerica Securities, Inc. other | Other | Jun 21, 2013 | May 4, 2015 (682 d) |
| John Vincent Dilorenzo | Pruco Securities, LLC other | Oneamerica Securities, Inc. other | Other | Jun 10, 2013 | May 18, 2015 (707 d) |
| William Yousey | Pruco Securities, LLC other | Oneamerica Securities, Inc. other | Other | May 29, 2013 | Aug 1, 2013 (64 d) |
| Donald G. Chastain | Osaic Fa, Inc. other | Oneamerica Securities, Inc. other | Other | Apr 24, 2013 | May 16, 2013 |
| James Carroll Billingsley | Concourse Financial Group Advisors other | Oneamerica Securities, Inc. other | Other | Mar 14, 2013 | Feb 15, 2013 |
| David Norman Brown | MML Investors Services, LLC other | Oneamerica Securities, Inc. other | Other | Mar 4, 2013 | Mar 26, 2013 |
| Kelsey Rawls Brown Lovett | Signator Investors, Inc. other | Oneamerica Securities, Inc. other | Other | Feb 25, 2013 | Feb 22, 2013 |
| Martha Ann Brown | First Allied Advisory Services, Inc. other | Oneamerica Securities, Inc. other | Other | Dec 20, 2012 | Dec 5, 2012 |
| Edward James Thiessen | Concourse Financial Group Advisors other | Oneamerica Securities, Inc. other | Other | Dec 19, 2012 | Nov 21, 2012 |
| Trenton J. Adams | Equitable Advisors, LLC national BD | Oneamerica Securities, Inc. other | Other | Dec 10, 2012 | Jan 2, 2013 |
| Robert Lloyd Macnider | MML Investors Services, LLC other | Oneamerica Securities, Inc. other | Other | Dec 7, 2012 | Nov 15, 2012 |
| Robert John Broadhead | Woodbury Financial Services, Inc. other | Oneamerica Securities, Inc. other | Other | Nov 30, 2012 | Apr 30, 2014 (516 d) |
| Jeffrey Cohen Hartman | Equitable Advisors, LLC national BD | Oneamerica Securities, Inc. other | Other | Nov 16, 2012 | Jan 2, 2013 (47 d) |
| Edward Francis Nelson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Oneamerica Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 12, 2012 | Aug 27, 2019 (2479 d) |
| Harold Joseph Browne | Allstate Financial Advisors, LLC no RAUM | Oneamerica Securities, Inc. other | Other | Oct 3, 2012 | Apr 14, 2014 (558 d) |
| Chinda Manalo | Securian Financial Services, Inc. other | Oneamerica Securities, Inc. other | Other | Sep 24, 2012 | Feb 27, 2014 (521 d) |
| Norman C Merlet | New England Securities Corporation other | Oneamerica Securities, Inc. other | Other | Aug 17, 2012 | Jul 28, 2014 (710 d) |
| Norman Andre Nadeau | New England Securities Corporation other | Oneamerica Securities, Inc. other | Other | Aug 10, 2012 | Oct 10, 2012 (61 d) |
| Megan G Feulner-Hauser | Chase Investment Services Corp. other | Oneamerica Securities, Inc. other | Other | Aug 1, 2012 | Jun 21, 2013 (324 d) |
| Kelly Chad Hauser | Chase Investment Services Corp. other | Oneamerica Securities, Inc. other | Other | Aug 1, 2012 | Jun 18, 2013 (321 d) |
| Brett Allen Wood | New England Securities Corporation other | Oneamerica Securities, Inc. other | Other | Jul 6, 2012 | May 28, 2013 (326 d) |
| Amy Jo Rice | City Securities Corporation other | Oneamerica Securities, Inc. other | Other | Jun 1, 2012 | Jun 22, 2012 |