DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Santander Securities

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nico Rawinder Singh SethiMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSantander Securities otherOtherNov 20, 2014Feb 27, 2015 (99 d)
Steven TalleyCitizens Securities, Inc. otherSantander Securities otherOtherNov 18, 2014Nov 24, 2014
Alfred J NataleWells Fargo Advisors wirehouseSantander Securities otherOtherOct 7, 2014Sep 24, 2015 (352 d)
Peter Nicholas CuddyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSantander Securities otherOtherSep 24, 2014Oct 14, 2014
Jason Michael JeffersPeople'S Securities, Inc. otherSantander Securities otherOtherSep 15, 2014Oct 6, 2014
Joel SalcedoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSantander Securities otherOtherSep 9, 2014Sep 22, 2014
John Robert HacheyLPL Financial LLC otherSantander Securities otherOtherSep 2, 2014Sep 10, 2014
Joseph Anthony TaltyTd Ameritrade, Inc. no RAUMSantander Securities otherOtherAug 27, 2014Sep 11, 2014
Alfred David BarbatoCuso Financial Services, L.P. otherSantander Securities otherOtherAug 11, 2014Aug 18, 2014
Ronald Edward TalleyCitizens Securities, Inc. otherSantander Securities otherOtherAug 8, 2014Aug 18, 2014
Thomas Baker HaynNew England Securities Corporation otherSantander Securities otherOtherAug 8, 2014Aug 14, 2014
John MossaPnc Wealth Management otherSantander Securities otherOtherAug 1, 2014Aug 13, 2014
Gina Marie Bert-ZattoLPL Financial LLC otherSantander Securities otherOtherJul 21, 2014Jul 30, 2014
Reid Ira ChizikM&T Securities, Inc. unclassifiedSantander Securities otherOtherJul 11, 2014Jul 17, 2014
Timothy James HoffmanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSantander Securities otherOtherJul 11, 2014Jul 21, 2014
Brannigan James JudgeHsbc Securities (USA) Inc. otherSantander Securities otherOtherJul 10, 2014Jan 7, 2015 (181 d)
Jason J BelyeaCitizens Securities, Inc. otherSantander Securities otherOtherJul 3, 2014Jul 18, 2014
Nathaniel W LovellMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSantander Securities otherOtherJul 3, 2014Jul 15, 2014
David Paul MalatestaVoya Retirement Advisors, LLC otherSantander Securities otherOtherJun 30, 2014Jul 11, 2014
Stephanie Eileen MillerRaymond James Financial Services Advisors, Inc otherSantander Securities otherOtherJun 30, 2014Jul 17, 2014
Matthew S DevineyStrategic Advisers LLC national BDSantander Securities otherOtherJun 23, 2014Sep 23, 2014 (92 d)
Kelly M CooperLPL Financial LLC otherSantander Securities otherOtherJun 13, 2014Jul 1, 2014
Marc Anthony FotiPruco Securities, LLC otherSantander Securities otherOtherMay 29, 2014Jun 5, 2014
David Michael RicciLPL Financial LLC otherSantander Securities otherOtherMay 27, 2014Jul 1, 2014 (35 d)
Laura Ann BozekWells Fargo Advisors wirehouseSantander Securities otherOtherMay 22, 2014Oct 30, 2014 (161 d)
Joseph Anthony PietrykowskiJ.P. Morgan Securities LLC wirehouseSantander Securities otherOtherMay 9, 2014May 29, 2014
Walter Rocco KukowskiWells Fargo Advisors wirehouseSantander Securities otherOtherApr 30, 2014May 16, 2014
Thomas J MorelliWells Fargo Advisors wirehouseSantander Securities otherOtherApr 30, 2014May 15, 2014
Tim BarbacaneCitigroup Global Markets Inc. otherSantander Securities otherOtherApr 30, 2014Apr 30, 2014
Matthew Peter SmithCitizens Securities, Inc. otherSantander Securities otherOtherApr 11, 2014Jul 1, 2014 (81 d)
Ryann N KilgoreCitizens Securities, Inc. otherSantander Securities otherOtherApr 10, 2014Apr 11, 2014
Christopher CordeiroCitizens Securities, Inc. otherSantander Securities otherOtherApr 9, 2014May 5, 2014
Robert Anthony MartinNew York Life Investment Management LLC otherSantander Securities otherOtherApr 4, 2014Oct 7, 2014 (186 d)
Kaleb Matthew BurnsCitizens Securities, Inc. otherSantander Securities otherOtherApr 1, 2014Apr 18, 2014
Barry Lewis HilliardBainco International Investors LLC otherSantander Securities otherOtherMar 26, 2014Jun 16, 2015 (447 d)
Irene BockCitizens Securities, Inc. otherSantander Securities otherOtherMar 24, 2014May 5, 2014 (42 d)
Paul Henry MelansonCitizens Securities, Inc. otherSantander Securities otherOtherMar 17, 2014Mar 31, 2014
Laureen Maebeth LandgrenCitizens Securities, Inc. otherSantander Securities otherOtherMar 14, 2014Mar 18, 2014
Richard KnuthAllstate Financial Advisors, LLC no RAUMSantander Securities otherOtherFeb 11, 2014Feb 13, 2014
Steven George PerilloTd Ameritrade, Inc. no RAUMSantander Securities otherOtherJan 31, 2014May 7, 2014 (96 d)
Suzanne Hillary NitzbergAllstate Financial Advisors, LLC no RAUMSantander Securities otherOtherJan 13, 2014Jan 16, 2014
Christopher Michael ObrienEagle Strategies LLC otherSantander Securities otherOtherDec 10, 2013Dec 23, 2013
Alan Barry KrichmanInvest Financial Corporation otherSantander Securities otherOtherDec 2, 2013Dec 6, 2013
William Sands JrWaddell & Reed otherSantander Securities otherOtherNov 14, 2013Dec 2, 2013
Dana Jerome JohnsonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSantander Securities otherOtherNov 7, 2013Apr 8, 2014 (152 d)
Dwayne O MarshPnc Wealth Management otherSantander Securities otherOtherOct 25, 2013Nov 21, 2013
Victor KossowiczMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSantander Securities otherOtherOct 22, 2013Nov 7, 2013
O Emmanuel Adepoju GraceMorgan Stanley wirehouseSantander Securities otherOtherOct 11, 2013Feb 27, 2015 (504 d)
Jonathan Seth BloomMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSantander Securities otherOtherOct 3, 2013Oct 15, 2013
Eric Scott MaslowskyInvest Financial Corporation otherSantander Securities otherOtherSep 19, 2013Sep 27, 2013
Nicholas John NannicelliVoya Financial Advisors, Inc. otherSantander Securities otherOtherSep 18, 2013Oct 7, 2013
Eric Lawrence HopkinsLPL Financial LLC otherSantander Securities otherOtherAug 29, 2013Sep 3, 2013
Marzana ZamanJ.P. Morgan Securities LLC wirehouseSantander Securities otherOtherAug 14, 2013Sep 26, 2013 (43 d)
John Richard AcevedoSignal Securities, Inc. otherSantander Securities otherOtherAug 5, 2013Aug 23, 2013
Farah Abbas MirzaPrimerica Advisors national BDSantander Securities otherOtherAug 1, 2013Dec 4, 2013 (125 d)
James Joseph McgranePnc Wealth Management otherSantander Securities otherOtherJul 29, 2013Aug 20, 2013
Prakash Chandru ShahaniCitigroup Global Markets Inc. otherSantander Securities otherOtherJul 26, 2013Nov 12, 2013 (109 d)
Daniel P KelleherJ.P. Morgan Securities LLC wirehouseSantander Securities otherOtherJul 24, 2013Oct 30, 2013 (98 d)
Michael John StorchPark Avenue Securities LLC otherSantander Securities otherOtherJul 15, 2013Aug 2, 2013
Kevin F MeserveCuso Financial Services, L.P. otherSantander Securities otherOtherJul 8, 2013Jul 18, 2013
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417 moves match.