DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Ipi Wealth Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Robert Matthew SweasKrm Financial Planning & Wealth Management, LLC no RAUMIpi Wealth Management, Inc. BD affiliatedOtherApr 15, 2026Apr 16, 2026
Tanner Aaric BartlowForthright Capital independent RIAIpi Wealth Management, Inc. BD affiliatedRIA to affiliated broker-dealer or bankOct 27, 2025Jun 29, 2026 (245 d)
Jeffrey Michael KuchinskyL.M. Kohn & Company independent RIAIpi Wealth Management, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 1, 2025May 6, 2025
Lee Joseph NosbischSlagle Financial, LLC. independent RIAIpi Wealth Management, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 17, 2025Mar 13, 2025
Karen R ReynoldsCambridge Investment Research Advisors, Inc. BD affiliatedIpi Wealth Management, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 5, 2024Oct 16, 2024 (41 d)
Kevin Douglas TaylorCambridge Investment Research Advisors, Inc. BD affiliatedIpi Wealth Management, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 5, 2024Nov 12, 2024 (68 d)
Mark D BerndtKcd Financial, Inc. independent RIAIpi Wealth Management, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 27, 2024Feb 1, 2024
Jose Ivan Acosta JordanKovack Advisors, Inc. BD affiliatedIpi Wealth Management, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 20, 2023Aug 17, 2023
James Lee HuberPruco Securities, LLC BD affiliatedIpi Wealth Management, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 17, 2023Jul 10, 2023
Philip Wesley WegmanVanguard Advisers, Inc. BD affiliatedIpi Wealth Management, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 14, 2022Oct 14, 2022
Chad C AltadonnaNorthwestern Mutual Investment Services,LLC no RAUMIpi Wealth Management, Inc. BD affiliatedOtherJan 31, 2022Jan 31, 2022
Brenton D ErnsbargerEdward Jones national BDIpi Wealth Management, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 24, 2021May 24, 2021
Jesse Dean RuppMiller Wealth Management independent RIAIpi Wealth Management, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 2, 2021Jan 28, 2021
Richard HunterPrincipal Securities, Inc. BD affiliatedIpi Wealth Management, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2020Aug 10, 2021 (222 d)
Alwin F Martinez GonzalezPark Avenue Securities LLC BD affiliatedIpi Wealth Management, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 9, 2020Feb 18, 2021 (101 d)
Eric G Ortiz-BerriosNpa Asset Management, LLC BD affiliatedIpi Wealth Management, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 21, 2020Oct 20, 2020
Roberto Guzman VidalNpa Asset Management, LLC BD affiliatedIpi Wealth Management, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 21, 2020Oct 20, 2020
Gregory Carl BarsonCrown Capital Securities, L.P. BD affiliatedIpi Wealth Management, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 1, 2020Sep 17, 2020
Garvis Kelby OwensHardwick Capital Management, LLC state registeredIpi Wealth Management, Inc. BD affiliatedOtherApr 21, 2020Apr 1, 2020
Joe David MyersIndependent Financial Group, LLC independent RIAIpi Wealth Management, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 31, 2020Mar 31, 2020
Andrew L DejongWoodstock Wealth Management, Inc. independent RIAIpi Wealth Management, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2019Jul 20, 2020 (202 d)
Jennifer DefriesFirst Allied Advisory Services, Inc. BD affiliatedIpi Wealth Management, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 8, 2019Jan 2, 2020 (86 d)
Harry Tuller JohnsonCalton & Associates, Inc. independent RIAIpi Wealth Management, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 31, 2019Aug 1, 2019
Regina UngerKcd Financial, Inc. BD affiliatedIpi Wealth Management, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 3, 2019May 27, 2019
Gregory James SmithCambridge Investment Research Advisors, Inc. BD affiliatedIpi Wealth Management, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 28, 2019Mar 26, 2019
Russell George LuceLifemark Securities Corp. independent RIAIpi Wealth Management, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 15, 2018Nov 14, 2018
Lori Lea FuerstenbergFreedom Investors Corp. otherIpi Wealth Management, Inc. BD affiliatedOtherNov 5, 2018Nov 13, 2018
Michael BalchCedar Capital, LLC independent RIAIpi Wealth Management, Inc. otherOtherDec 31, 2017Jan 2, 2018
Patrick MullinIndian Spring Management LLC unclassifiedIpi Wealth Management, Inc. BD affiliatedOtherDec 31, 2017Feb 25, 2022 (1517 d)
Kathleen Sue DennisSii Investments, Inc. BD affiliatedIpi Wealth Management, Inc. otherOtherDec 31, 2017Jan 2, 2018
Darell R FaustFirst Heartland Consultants, Inc. otherIpi Wealth Management, Inc. otherOtherSep 19, 2017Sep 18, 2017
Jerry Roy YockeyBlack Watch Investment Managers, L.L.P. unclassifiedIpi Wealth Management, Inc. otherOtherJun 19, 2017Apr 21, 2017
Paul Reynold BrownClearstone Wealth Management unclassifiedIpi Wealth Management, Inc. otherOtherMar 8, 2017May 3, 2016
Gregory E HydeHorse Cove Partners LLC otherIpi Wealth Management, Inc. otherOtherJul 13, 2016Jan 4, 2017 (175 d)
Sean Patrick CraigOsaic Wealth, Inc. otherIpi Wealth Management, Inc. otherOtherMay 4, 2016May 3, 2016
Andrew Keith CashmanO'Connor Financial Group LLC independent RIAIpi Wealth Management, Inc. otherOtherFeb 24, 2016Mar 4, 2016
Allen Bayard ClosserVertical Capital Asset Management, LLC no RAUMIpi Wealth Management, Inc. otherOtherDec 31, 2015Feb 23, 2018 (785 d)
Christopher Charles GonzalesCetera Advisor Networks LLC otherIpi Wealth Management, Inc. otherOtherApr 28, 2015May 8, 2015
David Jerry VolanteRaymond James & Associates, Inc. national BDIpi Wealth Management, Inc. otherOtherMar 11, 2015Mar 13, 2015
Aurelia DetwilerInvesco Advisers, Inc. otherIpi Wealth Management, Inc. BD affiliatedOtherJul 8, 2014Jan 15, 2021 (2383 d)
Michelle Suzanne HancockWintrust Investments otherIpi Wealth Management, Inc. otherOtherJun 25, 2014Jul 1, 2014
Sanford J PrizantUnited Advisors otherIpi Wealth Management, Inc. otherOtherJan 29, 2014May 30, 2013
Craig Wayne MonceyVoya Financial Advisors, Inc. otherIpi Wealth Management, Inc. otherOtherJan 14, 2014Jan 9, 2014
John David FoleyFirst Advisors Financial Group, LLC unclassifiedIpi Wealth Management, Inc. otherOtherNov 1, 2013Nov 4, 2013
James Milton ClarkBelleair Asset Management, Inc unclassifiedIpi Wealth Management, Inc. otherOtherSep 26, 2013May 8, 2013
Christopher M HolwayBelleair Asset Management, Inc unclassifiedIpi Wealth Management, Inc. otherOtherSep 26, 2013May 30, 2013
George Kessler RoeBelleair Asset Management, Inc unclassifiedIpi Wealth Management, Inc. otherOtherSep 3, 2013May 30, 2013
Jeffrey Richard SecordCliftonlarsonallen Wealth Advisors, LLC otherIpi Wealth Management, Inc. otherOtherMay 13, 2013May 30, 2013
Paul Alan SwankInvestment Advisors Corp otherIpi Wealth Management, Inc. otherOtherApr 1, 2013Jun 10, 2013 (70 d)
Michael Charles VogelFirst Allied Advisory Services, Inc. otherIpi Wealth Management, Inc. otherOtherOct 26, 2012Oct 8, 2012
Jason Bradley SchwiederNations Financial Group, Inc. otherIpi Wealth Management, Inc. BD affiliatedOtherMay 11, 2011Apr 4, 2019 (2885 d)
Edward Joseph TribblePgim Investments LLC otherIpi Wealth Management, Inc. otherOtherJun 21, 2010Nov 8, 2011 (505 d)
John M HartOsaic Fs, Inc. otherIpi Wealth Management, Inc. otherOtherApr 13, 2010Apr 23, 2010
Peter Kyung Hoon RheeWells Fargo Advisors wirehouseIpi Wealth Management, Inc. otherOtherJan 14, 2010Jan 4, 2010
Terrence Michael HeafeyWells Fargo Advisors wirehouseIpi Wealth Management, Inc. otherOtherDec 10, 2009Dec 10, 2009
Ryan F KavoisWells Fargo Advisors wirehouseIpi Wealth Management, Inc. otherOtherAug 28, 2009Nov 24, 2009 (88 d)
Gregory James McginnRBC Capital Markets, LLC national BDIpi Wealth Management, Inc. otherOtherJun 8, 2009Jun 2, 2009
Christopher Kaburn CashArvest Wealth Management otherIpi Wealth Management, Inc. otherOtherMay 1, 2009Oct 6, 2009 (158 d)
Michael Eugene HornOsaic Wealth, Inc. otherIpi Wealth Management, Inc. otherOtherApr 3, 2009Apr 1, 2009
Warner Edward IsaacsIfg Advisors, LLC unclassifiedIpi Wealth Management, Inc. otherOtherDec 31, 2007Jan 4, 2008
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69 moves match.