DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Northwest Asset Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Todd Joseph MatiaHightower Advisors, LLC BD affiliatedNorthwest Asset Management independent RIAAffiliated broker-dealer or bank to independent RIAJul 6, 2026Jun 25, 2026
Daniel Lynn VandergriffCs Planning Corp independent RIANorthwest Asset Management independent RIARIA to RIAMay 1, 2026Apr 2, 2026
Maretta Elizabeth MenzRobert W. Baird & Co. Incorporated mixed wealthNorthwest Asset Management independent RIARIA to RIAApr 9, 2026Mar 19, 2026
Julie Johnson McveighNia Impact Capital mixed wealthNorthwest Asset Management independent RIARIA to RIAFeb 12, 2026Feb 10, 2026
John LeeStrategic Advisers LLC national BDNorthwest Asset Management independent RIAAffiliated broker-dealer or bank to independent RIASep 25, 2025Nov 3, 2025 (39 d)
Haleigh Paige ThompsonInvestors Portfolio Services LLC independent RIANorthwest Asset Management independent RIARIA to RIAAug 25, 2025Aug 28, 2025
Kevion Lamar LathamFocus Partners Wealth, LLC independent RIANorthwest Asset Management independent RIARIA to RIAMay 30, 2025May 30, 2025
Alyssa Yesenia MillerTelos Capital Management, Inc. independent RIANorthwest Asset Management independent RIARIA to RIAApr 25, 2025May 1, 2025
Robert Edwin ToomeyS. R. Schill & Associates, Inc. independent RIANorthwest Asset Management independent RIARIA to RIASep 17, 2024Sep 5, 2024
Stacy Lyn MurrayFull Sail Capital, LLC independent RIANorthwest Asset Management independent RIARIA to RIAJul 2, 2024Aug 12, 2024 (41 d)
James William BryanCahill Financial Advisors, Inc. independent RIANorthwest Asset Management independent RIARIA to RIAJul 1, 2024Jul 1, 2024
Matthew LaciskeyGreat Valley Advisor Group, LLC independent RIANorthwest Asset Management independent RIARIA to RIAJun 14, 2024Jul 1, 2024
Samuel Cody Tiseth OlsonEdward Jones national BDNorthwest Asset Management independent RIAAffiliated broker-dealer or bank to independent RIAOct 27, 2023Oct 19, 2023
Bryan Andrew MoylanBeacon Pointe Advisors, LLC independent RIANorthwest Asset Management independent RIARIA to RIAApr 3, 2023Apr 3, 2023
Mark Alan RenardComposition Wealth, LLC independent RIANorthwest Asset Management independent RIARIA to RIAMar 3, 2023Feb 24, 2023
Ryan Joseph RourkeMML Investors Services, LLC BD affiliatedNorthwest Asset Management independent RIAAffiliated broker-dealer or bank to independent RIAJan 30, 2023Jan 19, 2023
Austin Brady CunninghamLPL Financial LLC independent RIANorthwest Asset Management independent RIARIA to RIAAug 12, 2022Jul 19, 2022
Andrew Tyler ClementSagespring Wealth Partners independent RIANorthwest Asset Management independent RIARIA to RIAJul 25, 2022Jun 28, 2022
Michael Scott Van SantMerriman independent RIANorthwest Asset Management independent RIARIA to RIAMay 9, 2022May 10, 2022
Adam Richard WojtkowskiSmith Salley Wealth Management independent RIANorthwest Asset Management independent RIARIA to RIAFeb 25, 2022Feb 11, 2022
Joseph Webster PetersUBS Financial Services Inc. wirehouseNorthwest Asset Management independent RIAWirehouse to independent RIADec 16, 2021Nov 24, 2021
Maria Louise CallaghanThe Harbor Group, Inc. independent RIANorthwest Asset Management independent RIARIA to RIASep 1, 2021Jun 8, 2021
David Lindsey SchaenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNorthwest Asset Management independent RIAWirehouse to independent RIAAug 10, 2021Aug 6, 2021
Ian TacherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNorthwest Asset Management independent RIAWirehouse to independent RIAApr 5, 2021Apr 5, 2021
Paul OrlinoOnedigital institutionalNorthwest Asset Management independent RIAOtherMar 12, 2021Mar 17, 2021
Douglass Colley MccraeSecurities America Advisors, Inc. BD affiliatedNorthwest Asset Management independent RIAAffiliated broker-dealer or bank to independent RIAFeb 5, 2021Feb 8, 2021
Cathryn GrangeLucien Stirling & Gray Advisory Group Inc independent RIANorthwest Asset Management independent RIARIA to RIANov 20, 2020Nov 23, 2020
Megan Kelly PooreLucien Stirling & Gray Advisory Group Inc independent RIANorthwest Asset Management independent RIARIA to RIANov 20, 2020Nov 23, 2020
Hal Bleckley DobbsLucien Stirling & Gray Advisory Group Inc independent RIANorthwest Asset Management independent RIARIA to RIANov 20, 2020Nov 23, 2020
Josephti Sotto CruzAdvice And Planning Services BD affiliatedNorthwest Asset Management independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2020Nov 3, 2020
Jordan Robert CurtisAdvice And Planning Services BD affiliatedNorthwest Asset Management independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2020Dec 1, 2020
Jade EaglesAdvice And Planning Services BD affiliatedNorthwest Asset Management independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2020Nov 3, 2020
Mary Archer MoonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNorthwest Asset Management independent RIAWirehouse to independent RIAOct 14, 2020Oct 26, 2020
James Lester GillisCarson Advisory Group independent RIANorthwest Asset Management independent RIARIA to RIAJun 19, 2020Jun 19, 2020
John UnderhillEdward Jones national BDNorthwest Asset Management independent RIAAffiliated broker-dealer or bank to independent RIAMay 4, 2020May 1, 2020
Bradley Aaron SayreUsaa Investment Services Company BD affiliatedNorthwest Asset Management independent RIAAffiliated broker-dealer or bank to independent RIAApr 8, 2020Mar 19, 2020
Bryan Patrick TheallUsaa Investment Services Company BD affiliatedNorthwest Asset Management independent RIAAffiliated broker-dealer or bank to independent RIAMar 20, 2020Mar 5, 2020
Carolina Nmn OrtizUsaa Investment Services Company BD affiliatedNorthwest Asset Management independent RIAAffiliated broker-dealer or bank to independent RIAMar 5, 2020Feb 27, 2020
Candida Marie CaseyMorgan Stanley wirehouseNorthwest Asset Management independent RIAWirehouse to independent RIADec 11, 2019Dec 10, 2019
Geoffrey Charles BurkeMorgan Stanley wirehouseNorthwest Asset Management independent RIAWirehouse to independent RIADec 11, 2019Jan 26, 2023 (1142 d)
Shelby Dawn EckhardtCharles Schwab & Co., Inc. national BDNorthwest Asset Management independent RIAAffiliated broker-dealer or bank to independent RIAOct 8, 2019Oct 10, 2019
Bryan Cross GouldWells Fargo Advisors wirehouseNorthwest Asset Management independent RIAWirehouse to independent RIASep 4, 2019Aug 30, 2019
Rafael Antonio VillagranColdstream Wealth Management independent RIANorthwest Asset Management independent RIARIA to RIAJul 29, 2019Jul 21, 2021 (723 d)
Noura Marie AlsheikhKms Financial Services, Inc BD affiliatedNorthwest Asset Management independent RIAAffiliated broker-dealer or bank to independent RIAJun 20, 2019Dec 7, 2020 (536 d)
Leonard Adriaan Van DorpGarde Capital, Inc. independent RIANorthwest Asset Management independent RIARIA to RIAMar 22, 2019Mar 22, 2019
Martin M BenderAshton Thomas Private Wealth independent RIANorthwest Asset Management independent RIARIA to RIASep 20, 2018Aug 30, 2018
Adam James MakkaiWestern Wealth Management LLC independent RIANorthwest Asset Management independent RIARIA to RIAJun 26, 2018Jun 12, 2018
Gabriella SheffieldAdvanced Practice Advisors, LLC independent RIANorthwest Asset Management otherOtherJun 25, 2018Feb 26, 2018
Teresa Lynn StarmanWells Fargo Advisors wirehouseNorthwest Asset Management independent RIAWirehouse to independent RIAJun 1, 2018Jun 4, 2018
Kevin Bonner GlynnMerriman independent RIANorthwest Asset Management independent RIARIA to RIAApr 10, 2018Apr 12, 2018
Peter Kelly DoolittleEdward Jones national BDNorthwest Asset Management independent RIAAffiliated broker-dealer or bank to independent RIAApr 4, 2018Sep 6, 2018 (155 d)
Anita Linda GrayVestory, LLC otherNorthwest Asset Management independent RIAOtherJan 10, 2018Jul 2, 2018 (173 d)
Patrick Carl ThuemmelSpc otherNorthwest Asset Management otherOtherDec 31, 2017Jan 4, 2018
Brad Joseph LandryOppenheimer & Co. Inc. otherNorthwest Asset Management otherOtherSep 15, 2017Sep 18, 2017
Suzette Marie RothbergPrestige Wealth Management otherNorthwest Asset Management otherOtherSep 8, 2017Sep 8, 2017
William Mark FarrellRonald Blue & Co., LLC otherNorthwest Asset Management independent RIAOtherAug 1, 2017Aug 27, 2021 (1487 d)
Samuel Rey TenneyGallacher Capital Management, LLC otherNorthwest Asset Management otherOtherJul 18, 2017Jul 18, 2017
Scott Richard ArwinUBS Financial Services Inc. wirehouseNorthwest Asset Management otherOtherApr 5, 2017Apr 3, 2017
Zachary Kye AbrahamAbraham Securities Corporation unclassifiedNorthwest Asset Management otherOtherFeb 2, 2017Feb 2, 2017
Matthew David StelmasWells Fargo Advisors wirehouseNorthwest Asset Management otherOtherFeb 1, 2017Jan 31, 2017
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83 moves match.