DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Scottrade Investment Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael Brian WachslerRj Capital, LLC otherScottrade Investment Management otherOtherJan 24, 2018Jan 27, 2017
Amy Christine SchroederSsn Advisory, Inc. otherScottrade Investment Management otherOtherJul 17, 2017Aug 3, 2017
Carrie Irene YatesStrategic Advisers LLC national BDScottrade Investment Management otherOtherJun 19, 2017Jun 20, 2017
Kristopher SchwarteStrategic Advisers LLC national BDScottrade Investment Management otherOtherJun 13, 2017Jul 3, 2017
Gian Mariano DeguzmanAdvice And Planning Services otherScottrade Investment Management otherOtherMay 24, 2017May 19, 2017
Sanjaya Krishna BaluCitizens Securities, Inc. otherScottrade Investment Management otherOtherMay 19, 2017Jun 5, 2017
Kyle Jordan LaddO'Donnell Financial Services, LLC otherScottrade Investment Management otherOtherMay 19, 2017Feb 23, 2017
Jeffery William ZempMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseScottrade Investment Management otherOtherMay 18, 2017May 31, 2017
Zachary O'HayreStrategic Advisers LLC national BDScottrade Investment Management otherOtherMay 11, 2017May 22, 2017
Ryan Clay SchwartzEdward Jones national BDScottrade Investment Management otherOtherMay 5, 2017Apr 18, 2017
Kevin Thomas TaylorWaddell & Reed otherScottrade Investment Management otherOtherMay 2, 2017May 10, 2017
Arturo Antonio AvilesJ.P. Morgan Securities LLC wirehouseScottrade Investment Management otherOtherApr 26, 2017May 9, 2017
James Robert HobsonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseScottrade Investment Management otherOtherApr 25, 2017May 8, 2017
Cassidy Lynn GouldMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseScottrade Investment Management otherOtherApr 17, 2017Jun 13, 2017 (57 d)
Edward Aloyisius KoncelWells Fargo Advisors wirehouseScottrade Investment Management otherOtherApr 12, 2017May 16, 2017 (34 d)
James HowardMorgan Stanley wirehouseScottrade Investment Management otherOtherApr 4, 2017Apr 4, 2017
Cameron NorrisEdward Jones national BDScottrade Investment Management otherOtherApr 4, 2017Apr 14, 2017
Ryan P VandenbergStrategic Advisers LLC national BDScottrade Investment Management otherOtherMar 30, 2017May 19, 2017 (50 d)
Alexander Munib RichaniLPL Financial LLC otherScottrade Investment Management otherOtherMar 30, 2017Jun 6, 2017 (68 d)
Pierre Rumenigay CheryMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseScottrade Investment Management otherOtherMar 28, 2017Jun 2, 2017 (66 d)
John Frederick SchweitzerEagle Strategies LLC otherScottrade Investment Management otherOtherMar 28, 2017Mar 30, 2017
Gregory Allen HutchesonE*Trade Capital Management, LLC otherScottrade Investment Management otherOtherMar 23, 2017Apr 25, 2017 (33 d)
Jacob Levi FlemingValic Financial Advisors, Inc. otherScottrade Investment Management otherOtherMar 22, 2017May 10, 2017 (49 d)
Michael H LegettePrimerica Advisors national BDScottrade Investment Management otherOtherMar 20, 2017Mar 16, 2017
Jesse Tyler DunsmorePrincipal Securities, Inc. otherScottrade Investment Management otherOtherMar 10, 2017Mar 3, 2017
Kent William ShowlerPnc Wealth Management otherScottrade Investment Management otherOtherMar 7, 2017Mar 28, 2017
Daniel James DownardWaddell & Reed otherScottrade Investment Management otherOtherMar 7, 2017May 23, 2017 (77 d)
Brian FeeLPL Financial LLC otherScottrade Investment Management otherOtherMar 2, 2017Mar 21, 2017
Joseph Garret WitzigWells Fargo Advisors wirehouseScottrade Investment Management otherOtherFeb 28, 2017Feb 27, 2017
Ilya YusufovEdward Jones national BDScottrade Investment Management otherOtherFeb 21, 2017Mar 23, 2017
Raj ShekarMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseScottrade Investment Management otherOtherFeb 17, 2017Feb 24, 2017
Marc Phillipe MongeonRBC Capital Markets, LLC national BDScottrade Investment Management otherOtherFeb 16, 2017Feb 24, 2017
Armand Pierre BryantMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseScottrade Investment Management otherOtherFeb 8, 2017May 16, 2017 (97 d)
Nicholas J BallestrazzeWaddell & Reed otherScottrade Investment Management otherOtherFeb 7, 2017Mar 20, 2017 (41 d)
Richard Daniel ScarpittiCommonwealth Financial Network national BDScottrade Investment Management otherOtherFeb 2, 2017Feb 1, 2017
Rebecca Lynn HensleyUBS Financial Services Inc. wirehouseScottrade Investment Management otherOtherJan 27, 2017Jan 30, 2017
Justin John DagostinoExecutive Wealth Management, LLC otherScottrade Investment Management otherOtherJan 25, 2017Mar 28, 2017 (62 d)
Tyler Brooks DuddyWells Fargo Advisors wirehouseScottrade Investment Management otherOtherJan 12, 2017Jan 13, 2017
Joel Martin DunbarValic Financial Advisors, Inc. otherScottrade Investment Management otherOtherJan 11, 2017Jan 17, 2017
Andrew M AbelleiraStrategic Advisers LLC national BDScottrade Investment Management otherOtherJan 9, 2017Feb 6, 2017
John David FeidenPnc Wealth Management otherScottrade Investment Management otherOtherJan 6, 2017Jan 23, 2017
Brian Richard BenacciStrategic Advisers LLC national BDScottrade Investment Management otherOtherJan 6, 2017Jan 30, 2017
Scott HuttoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseScottrade Investment Management otherOtherJan 4, 2017Jan 24, 2017
Richard D AlbrightCetera Investment Advisers LLC otherScottrade Investment Management otherOtherJan 3, 2017Jan 31, 2017
Chance Brendon WinberryMsi Financial Services, Inc. otherScottrade Investment Management otherOtherDec 31, 2016Jan 6, 2017
Samuel R. Van LeuvenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseScottrade Investment Management otherOtherDec 22, 2016Jan 30, 2017 (39 d)
Max D IsaacmanPortsmouth Financial Services unclassifiedScottrade Investment Management otherOtherDec 20, 2016Jan 25, 2017 (36 d)
Bradley Mark WelterTd Ameritrade Investment Management, LLC otherScottrade Investment Management otherOtherDec 19, 2016Jan 31, 2017 (43 d)
Nicholas John SchneiderNicolet Wealth Management otherScottrade Investment Management otherOtherDec 12, 2016Jan 25, 2017 (44 d)
Sandeep DuttaRaymond James Financial Services Advisors, Inc otherScottrade Investment Management otherOtherDec 9, 2016Feb 13, 2017 (66 d)
Jason Ballard BroylesEdward Jones national BDScottrade Investment Management otherOtherDec 7, 2016Jan 30, 2017 (54 d)
Patia Naomi WalkerLPL Financial LLC otherScottrade Investment Management otherOtherNov 25, 2016Feb 13, 2017 (80 d)
Christopher Ronald HopkinsCapital Financial Services, Inc. otherScottrade Investment Management otherOtherNov 18, 2016Jan 25, 2017 (68 d)
Eugene Howard EngholmStrategic Advisers LLC national BDScottrade Investment Management otherOtherNov 10, 2016Apr 4, 2017 (145 d)
William Leslie MissimerTd Ameritrade Investment Management, LLC otherScottrade Investment Management otherOtherNov 7, 2016Jan 25, 2017 (79 d)
Brian BourdonCuna Brokerage Services, Inc. otherScottrade Investment Management otherOtherNov 7, 2016Jan 30, 2017 (84 d)
Daniel T. DevonaldCuso Financial Services, L.P. otherScottrade Investment Management otherOtherNov 4, 2016Jan 25, 2017 (82 d)
John David HuddlestonStrategic Advisers LLC national BDScottrade Investment Management otherOtherNov 3, 2016May 18, 2017 (196 d)
Bradley James ThebeauWells Fargo Advisors wirehouseScottrade Investment Management otherOtherNov 3, 2016Jun 9, 2017 (218 d)
Timothy D. DodgeStrategic Advisers LLC national BDScottrade Investment Management otherOtherNov 2, 2016Jan 25, 2017 (84 d)
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404 moves match.