DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Signator Investors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joni Lynne ReilingAmeritas Advisory Services independent RIASignator Investors, Inc. otherOtherOct 19, 2020Feb 13, 2017
Jedd Daniel NicolasTeam Hewins, LLC independent RIASignator Investors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankOct 8, 2018Oct 17, 2018
Sonnie Onaona KokoValic Financial Advisors, Inc. BD affiliatedSignator Investors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 20, 2018Jul 23, 2018
Matthew James NickelsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSignator Investors, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJun 28, 2018Aug 16, 2018 (49 d)
Ryan Wynn TuffVoya Financial Advisors, Inc. BD affiliatedSignator Investors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 18, 2018Jul 31, 2018 (43 d)
Jorge Manuel Da SilvaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSignator Investors, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankMay 29, 2018May 30, 2018
Manuel Cortez GonzalezPruco Securities, LLC BD affiliatedSignator Investors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 11, 2018Jun 17, 2018 (37 d)
Robin Lynn CarmichaelCambridge Investment Research Advisors, Inc. BD affiliatedSignator Investors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 8, 2018May 10, 2018
Kevin James PentPark Avenue Securities LLC BD affiliatedSignator Investors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 13, 2018Mar 29, 2018
Joseph Christopher DigregorioTd Ameritrade Investment Management, LLC independent RIASignator Investors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 12, 2018May 31, 2018 (49 d)
John ValkenaarInvestment Professionals, Inc. otherSignator Investors, Inc. otherOtherMar 23, 2018Mar 23, 2018
Craig A MuschkoMML Investors Services, LLC otherSignator Investors, Inc. otherOtherFeb 15, 2018Feb 9, 2018
Scott David MckinniePnc Wealth Management BD affiliatedSignator Investors, Inc. otherOtherFeb 9, 2018Feb 2, 2018
Brett James DipasqualeSagepoint Financial, Inc. BD affiliatedSignator Investors, Inc. otherOtherFeb 9, 2018Feb 6, 2018
Steven James HillWells Fargo Advisors wirehouseSignator Investors, Inc. otherOtherJan 29, 2018Jan 16, 2018
Jamin PurtellOsaic Fs, Inc. otherSignator Investors, Inc. BD affiliatedOtherJan 25, 2018Jul 3, 2018 (159 d)
Jason G KochEquitable Advisors, LLC national BDSignator Investors, Inc. otherOtherJan 25, 2018Jan 12, 2018
Kevin Lyle SheltonStrategic Advisers LLC national BDSignator Investors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 23, 2018May 17, 2018 (114 d)
Joshua John WeiskopfSecurian Financial Services, Inc. otherSignator Investors, Inc. otherOtherJan 23, 2018Jan 19, 2018
Stanley Alfred SakalowskiMML Investors Services, LLC otherSignator Investors, Inc. otherOtherJan 10, 2018Jan 5, 2018
Steven Alan RogersPnc Managed Account Solutions, Inc. otherSignator Investors, Inc. BD affiliatedOtherDec 19, 2017May 3, 2018 (135 d)
Jeffrey Charles DorwardMML Investors Services, LLC otherSignator Investors, Inc. otherOtherDec 13, 2017Dec 8, 2017
Christopher Michael CarrilloNational Planning Corporation ("Npc Of America" In Fl & Ny) otherSignator Investors, Inc. otherOtherNov 21, 2017Nov 21, 2017
Jacob MillenMML Investors Services, LLC otherSignator Investors, Inc. otherOtherNov 14, 2017Nov 9, 2017
Jonathan Tyler DolinMML Investors Services, LLC otherSignator Investors, Inc. otherOtherNov 14, 2017Nov 9, 2017
Michael Mark McguireMML Investors Services, LLC otherSignator Investors, Inc. otherOtherNov 13, 2017Nov 9, 2017
Zana Lyn LugoCharles Schwab & Co., Inc. national BDSignator Investors, Inc. otherOtherNov 7, 2017Feb 9, 2018 (94 d)
John R HorntvedtMML Investors Services, LLC otherSignator Investors, Inc. otherOtherOct 18, 2017Mar 6, 2018 (139 d)
Philip RomanoAllegheny Financial Group otherSignator Investors, Inc. otherOtherOct 12, 2017Feb 10, 2017
Ajay Ramesh AnandEsi Financial Advisors otherSignator Investors, Inc. otherOtherOct 10, 2017Oct 11, 2017
Michael FernandezMorgan Stanley wirehouseSignator Investors, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankOct 4, 2017Oct 4, 2018 (365 d)
Marc Willett BanksInvestment Advisors Corp otherSignator Investors, Inc. otherOtherOct 3, 2017Oct 2, 2017
John Harry KaighnJersey Benefits Advisors unclassifiedSignator Investors, Inc. otherOtherSep 14, 2017Mar 23, 2017
Michael Douglas GleasonBok Financial Advisors otherSignator Investors, Inc. otherOtherSep 11, 2017Aug 18, 2017
Lelis Marina PondOppenheimer & Co. Inc. otherSignator Investors, Inc. otherOtherSep 8, 2017Sep 1, 2017
Javier FernandezAvantax Advisory Services otherSignator Investors, Inc. otherOtherSep 8, 2017Sep 1, 2017
Zachary Allen KnutsonSii Investments, Inc. otherSignator Investors, Inc. otherOtherAug 10, 2017Aug 10, 2017
Andrew P KingMML Investors Services, LLC otherSignator Investors, Inc. otherOtherAug 7, 2017Aug 4, 2017
Kimberly Louise JamiesonC2 Private Wealth otherSignator Investors, Inc. otherOtherJul 18, 2017Jan 4, 2018 (170 d)
Renee Anne BenoitThe Strategic Financial Alliance otherSignator Investors, Inc. otherOtherJul 11, 2017Aug 9, 2017
Matthew JimenezFlaharty Asset Management, LLC otherSignator Investors, Inc. otherOtherJun 30, 2017Oct 30, 2017 (122 d)
James Russell SmithMML Investors Services, LLC otherSignator Investors, Inc. otherOtherJun 22, 2017Jun 16, 2017
Randall SchollLPL Financial LLC otherSignator Investors, Inc. otherOtherJun 13, 2017Jun 20, 2017
Loren Suzanne McewanRBC Capital Markets, LLC national BDSignator Investors, Inc. otherOtherJun 6, 2017Jun 16, 2017
Christopher J DameCuso Financial Services, L.P. otherSignator Investors, Inc. otherOtherJun 6, 2017Jun 2, 2017
Patrick Joseph GuziAllspring Funds Management, LLC otherSignator Investors, Inc. BD affiliatedOtherMay 17, 2017Jul 10, 2018 (419 d)
Mark Roy PondOppenheimer & Co. Inc. otherSignator Investors, Inc. otherOtherMay 12, 2017May 5, 2017
Mark Alan ThigpenEdward Jones national BDSignator Investors, Inc. otherOtherMay 2, 2017May 1, 2017
Bradley J GeltzerLPL Financial LLC otherSignator Investors, Inc. otherOtherMay 1, 2017Apr 12, 2017
Paz Maria ChandraLPL Financial LLC otherSignator Investors, Inc. otherOtherMay 1, 2017Apr 12, 2017
Michael F PraznovskyLPL Financial LLC otherSignator Investors, Inc. otherOtherMay 1, 2017Apr 17, 2017
Samantha Jill LompadoNorthwestern Mutual Investment Services,LLC no RAUMSignator Investors, Inc. otherOtherApr 20, 2017Apr 17, 2017
Eric Thomas GlodMML Investors Services, LLC otherSignator Investors, Inc. otherOtherApr 18, 2017Apr 11, 2017
Tanner Eugene UtleyAmeritas Advisory Services otherSignator Investors, Inc. otherOtherApr 4, 2017Mar 7, 2017
Alina Lee SantiagoTransamerica Financial Advisors, LLC otherSignator Investors, Inc. otherOtherApr 3, 2017Apr 6, 2017
Matthew Paul WilcoxAmeritas Advisory Services otherSignator Investors, Inc. otherOtherMar 24, 2017Feb 22, 2017
Blake Thurston DorsettWaddell & Reed otherSignator Investors, Inc. otherOtherMar 22, 2017Mar 17, 2017
Douglas Robert SchulteAmeritas Advisory Services otherSignator Investors, Inc. otherOtherMar 13, 2017Mar 8, 2017
Amit PoddarAmeritas Advisory Services otherSignator Investors, Inc. otherOtherMar 10, 2017Mar 7, 2017
Michael W FunkSagepoint Financial, Inc. otherSignator Investors, Inc. otherOtherMar 9, 2017Mar 10, 2017
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368 moves match.