DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Robert W. Baird & Co. Incorporated
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David A Singh Bains | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Sep 10, 2026 | Aug 28, 2026 |
| Kimberly Rose Blakely | Mariner BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2026 | Sep 2, 2026 |
| Maureen Lenore Patterson | UBS Financial Services Inc. wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Aug 10, 2026 | Aug 11, 2026 |
| Michael Joseph Foody | RBC Capital Markets, LLC national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2026 | Jul 6, 2026 |
| Laurel Dee Reynolds | RBC Capital Markets, LLC national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2026 | Jul 6, 2026 |
| Neale Sheffield Foody | RBC Capital Markets, LLC national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2026 | Jul 6, 2026 |
| John W Mcauley | Sterling Capital Management LLC other | Robert W. Baird & Co. Incorporated mixed wealth | Other | Jul 15, 2026 | Jul 13, 2026 |
| Matthew Lawrence Darpel | LPL Financial LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 13, 2026 | Aug 13, 2026 (31 d) |
| Kendra Gabriel | Strategic Advisers LLC national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 7, 2026 | Jun 29, 2026 |
| Ann Marie Hoen | RBC Capital Markets, LLC national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2026 | Jun 18, 2026 |
| Tanner Setten Petroske | RBC Capital Markets, LLC national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2026 | Jun 18, 2026 |
| Michael Lee Karels | RBC Capital Markets, LLC national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2026 | Jun 18, 2026 |
| Darla Jean Kashian | RBC Capital Markets, LLC national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2026 | Jun 18, 2026 |
| Bradley Alan Hipps | Truist Advisory Services, Inc. BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 18, 2026 | Jul 6, 2026 |
| Melissa Rae Coppage | Cetera Investment Advisers LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 16, 2026 | May 22, 2026 |
| Ryan J Gill | J.P. Morgan Securities LLC wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Jun 15, 2026 | Jul 2, 2026 |
| Andrea Olson | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Jun 11, 2026 | Jun 4, 2026 |
| Caleb Blake Graham | MML Investors Services, LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 10, 2026 | Jun 22, 2026 |
| Ashley Paige Iwinski | Cetera Investment Advisers LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2026 | May 22, 2026 |
| Shannon R Wedepohl | Mariner BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 18, 2026 | Jun 2, 2026 |
| Donald Joseph Hutchinson | Goelzer Investment Management mixed wealth | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | May 12, 2026 | Apr 16, 2026 |
| Jeffrey Joseph Borgert | Goelzer Investment Management mixed wealth | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | May 12, 2026 | Apr 16, 2026 |
| Dean Paul Weseli | Goelzer Investment Management mixed wealth | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | May 12, 2026 | Apr 16, 2026 |
| Nicholas Robinson | Fifth Third Securities, Inc. BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 8, 2026 | May 12, 2026 |
| Jennifer Lynn Brown | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | May 7, 2026 | May 27, 2026 |
| Cynthia M Trapp | Northwestern Mutual Investment Services,LLC no RAUM | Robert W. Baird & Co. Incorporated mixed wealth | Other | Apr 17, 2026 | Apr 21, 2026 |
| Garrett B Rudolph | LPL Financial LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 14, 2026 | Jul 23, 2026 (100 d) |
| Stacy Hanlon Mchugh | LPL Financial LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 13, 2026 | Apr 15, 2026 |
| Saro E Gahima | Bogart Wealth, LLC independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Mar 27, 2026 | Apr 3, 2026 |
| Ryan Schmitt | Mcadam LLC independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Mar 26, 2026 | Mar 11, 2026 |
| Madelyn Malczewski | LPL Financial LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 26, 2026 | Mar 5, 2026 |
| Bryan Christopher Vaughn | Ameriprise Financial Services, LLC national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 24, 2026 | Mar 20, 2026 |
| William A Mcclure | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Mar 23, 2026 | May 12, 2026 (50 d) |
| Joshua B Slevin | Fjell Capital independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Mar 10, 2026 | Jul 1, 2026 (113 d) |
| Jason Cowans | Edelman Financial Engines independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Feb 20, 2026 | Jan 30, 2026 |
| Wilson Lemmon Mitchell | Edelman Financial Engines independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Feb 20, 2026 | Jan 30, 2026 |
| Kenneth Malcolm Murray III | Edelman Financial Engines independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Feb 6, 2026 | Jan 15, 2026 |
| Christian Ayalew | J.P. Morgan Securities LLC wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Feb 4, 2026 | Mar 16, 2026 (40 d) |
| Paul Daniel Brick | Edelman Financial Engines independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Jan 27, 2026 | Jan 15, 2026 |
| Benjamin Adam Morgret | Federated Global Investment Management Corp. asset manager | Robert W. Baird & Co. Incorporated mixed wealth | Other | Jan 23, 2026 | Jan 7, 2026 |
| Matthew Daniel Doane | LPL Financial LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2026 | Jan 2, 2026 |
| Lindsey Kate Shiflett | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Jan 2, 2026 | Jan 2, 2026 |
| Hearne Mitchell Harralson | Edward Jones national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 23, 2025 | Dec 22, 2025 |
| Janet Lynn Hawkins | Ameriprise Financial Services, LLC national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 18, 2025 | Jan 7, 2026 |
| Isaac Bradley | Hb Wealth independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Dec 16, 2025 | Nov 14, 2025 |
| Scott B Staudenmier | Raymond James & Associates, Inc. national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2025 | Dec 18, 2025 |
| Laurie Anne Hughes | Goldman Sachs Wealth Services, L.P. BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 12, 2025 | Mar 27, 2026 (105 d) |
| Samantha Faith Heiser | Equitable Advisors, LLC national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 12, 2025 | Feb 17, 2026 (67 d) |
| Laura Rubens Hartman | UBS Financial Services Inc. wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Dec 3, 2025 | Nov 11, 2025 |
| Alec M Mono | UBS Financial Services Inc. wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Dec 3, 2025 | Nov 17, 2025 |
| Amy Lynn Pongratz | Raymond James Financial Services Advisors, Inc BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 29, 2025 | Nov 6, 2025 |
| Erica Rennison | Thrivent Investment Management Inc. BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2025 | Oct 23, 2025 |
| Jane Virginia Dunlap | LPL Financial LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 23, 2025 | Nov 5, 2025 |
| Sean Charles Wintz | Edelman Financial Engines independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Oct 21, 2025 | Sep 25, 2025 |
| Jennifer Mary Buttram | Raymond James Financial Services Advisors, Inc BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 14, 2025 | Oct 6, 2025 |
| Benjamin Lee Hemer | J.P. Morgan Securities LLC wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Oct 12, 2025 | Oct 10, 2025 |
| Ashley N Carlson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Oct 1, 2025 | Aug 18, 2026 (321 d) |
| Robert S Choy | Edelman Financial Engines independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Sep 26, 2025 | Aug 28, 2025 |
| Alexander Coats | Wt Wealth Management, LLC independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Sep 8, 2025 | Oct 3, 2025 |
| Joshua Scott Roberts | Cassaday & Company, Inc. independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Sep 8, 2025 | Sep 15, 2025 |
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1,141 moves match.